Mar 7, 2022

Keith Llanas of Northwestern Mutual Investment Services

DID KEITH VOLK LLANAS CAUSE YOU INVESTMENT LOSSES? Keith Llanas Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Llanas of Northwestern Mutual Investment Services? Keith Llanas (CRD #4992666) who is currently registered with Northwestern Mutual Investment Services and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Keith Llanas Customer Complaint Keith Llanas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Keith Llanas did not follow her instructions to establish a cash account under her business name and instead invested her funds in a higher risk, personal advisory account and this resulted in investment losses. The customer also alleged that Mr. Llanas sold stocks at a loss without her permission. Keith Llanas’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Keith Llanas Red Flags & Your Rights As An Investor Of course, Keith Llanas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Llanas at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Keith Llanas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Keith Llanas If you have questions about Northwestern Mutual Investment Services and/or Keith Llanas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nicholas Junta of Northwestern Mutual Investment Services

DID NICHOLAS M. JUNTA CAUSE YOU INVESTMENT LOSSES? Nicholas Junta Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Junta of Northwestern Mutual Investment Services? Nicholas Junta (CRD #4529794) who is currently registered with Northwestern Mutual Investment Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Nicholas Junta Customer Complaint Nicholas Junta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were upon the transfer of their assets from external institutions to an advisory platform with the Firm, a client alleged that Nicholas Junta did not ask her permission, nor did he explain to her that he would rebalance her entire portfolio upon implementation of their advisory account. The client also alleged that Mr. Junta did not explain the resulting capital gains tax ramifications of the portfolio implementation and that it was not suitable. Nicholas Junta’s customer complaint was settled in favor of the investors. Nicholas Junta Red Flags & Your Rights As An Investor Of course, Nicholas Junta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Junta at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Nicholas Junta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Nicholas Junta If you have questions about Northwestern Mutual Investment Services and/or Nicholas Junta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Warrick of Northwestern Mutual Investment Services

DID THOMAS MICHAEL WARRICK CAUSE YOU INVESTMENT LOSSES? Thomas Warrick Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Warrick of Northwestern Mutual Investment Services? Thomas Warrick (CRD #5817670) who is currently registered with Northwestern Mutual Investment Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Thomas Warrick Customer Complaint Thomas Warrick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the two fixed annuities he purchased through a 1035 exchange transaction of his external variable annuities, were misrepresented to him by the representative, and were not what the client believed he was purchasing. The client asked for the funds to be moved to another product that offered him liquidity of the 1035 exchanged funds. Thomas Warrick’s customer complaint was settled in favor of the investors. Thomas Warrick Red Flags & Your Rights As An Investor Of course, Thomas Warrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Warrick at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Warrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Thomas Warrick If you have questions about Northwestern Mutual Investment Services and/or Thomas Warrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Williamson of Northwestern Mutual Investment Services

DID THOMAS C. WILLIAMSON CAUSE YOU INVESTMENT LOSSES? Thomas Williamson Of Northwestern Mutual Investment Services And Formerly With TIAA-CREF Individual & Institutional Services And MetLife Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Williamson of Northwestern Mutual Investment Services? Thomas Williamson (CRD #5562323) who is currently registered with Northwestern Mutual Investment Services and located in Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, Thomas Williamson was associated with TIAA-CREF Individual & Institutional Services, MetLife Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Williamson Customer Complaint Thomas Williamson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he met with the representative in late January 2020 to discuss concerns on whether they were in a proper place with both accounts given the volatility of the market. The client further stated “we have suffered serious, severe financial penalties and as retired individuals, we have very limited options to overcome these negative results.”  Thomas Williamson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Thomas Williamson Red Flags & Your Rights As An Investor Of course, Thomas Williamson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Williamson at Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities, on alert to review carefully the activity and performance of their accounts and question whether Thomas Williamson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Thomas Williamson If you have questions about Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities, and/or Thomas Williamson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Richard Tinker of Northwestern Mutual Investment Services

DID RICHARD EARL TINKER CAUSE YOU INVESTMENT LOSSES? Richard Tinker Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Tinker of Northwestern Mutual Investment Services? Richard Tinker (CRD #6427064) who is currently registered with Northwestern Mutual Investment Services and located in Addison, Texas is a subject of one of our many securities industry sales practice abuse investigations. Richard Tinker Customer Complaint Richard Tinker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were complainant alleged that when he rolled over his 401k to a Northwestern Mutual Investment Services (NMIS) IRA Rollover account, he lost the tax advantages of converting to a Roth IRA. In addition, he alleged that the fixed annuity that he bought was not suitable for him, and the guaranteed interest rate was not disclosed. Lastly, he alleged that his confidential, personal information was shared with another individual without his permission. Richard Tinker’s customer complaint was settled in favor of the investors. Richard Tinker Red Flags & Your Rights As An Investor Of course, Richard Tinker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tinker at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Tinker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Richard Tinker If you have questions about Northwestern Mutual Investment Services and/or Richard Tinker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2022

Brian Samec of Northwestern Mutual Investment Services, LLC

DID BRIAN JAMES SAMEC CAUSE YOU INVESTMENT LOSSES? Brian Samec Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Samec of Northwestern Mutual Investment Services, LLC? Brian Samec (CRD #4254156) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Minneapolis is a subject of one of our many securities industry sales practice abuse investigations.  Brian Samec Customer Complaint Brian Samec has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Samec made unsuitable investment recommendations with respect to rollover of a 401(k) and IRA to a Northwestern Mutual advisory account which was improperly managed causing investment losses.  Brian Samec’s customer complaint was denied and, to date, the customer has not taken any further action. Brian Samec Red Flags & Your Rights As An Investor Of course, Brian Samec did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Samec at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Samec has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Brian Samec If you have questions about Northwestern Mutual Investment Services, LLC and/or Brian Samec and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Douglas Dawson of Northwestern Mutual Investment Services

DID DOUGLAS ARLIN DAWSON CAUSE YOU INVESTMENT LOSSES? Douglas Dawson of Northwestern Mutual Investment Services Has a Customer Complaint for Alleged Broker Misconduct Who is Douglas Dawson of Northwestern Mutual Investment Services? Douglas Dawson (CRD #1362983) who is currently registered with Northwestern Mutual Investment Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Douglas Dawson Customer Complaint Douglas Dawson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that Douglas Dawson began a personal relationship with her in order to influence her to choose him as her representative and she alleged serious concerns about whether the advice she was given regarding her investment accounts when he was her representative, was suitable and appropriate. Douglas Dawson’s customer complaint was settled in favor of the investors. Douglas Dawson Red Flags & Your Rights as an Investor Of course, Douglas Dawson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Douglas Dawson at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Douglas Dawson has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Northwestern Mutual Investment Services Due to Douglas Dawson If you have questions about Northwestern Mutual Investment Services and/or Douglas Dawson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brian Btesh of Northwestern Mutual Investment Services, LLC

DID BRIAN BTESH CAUSE YOU INVESTMENT LOSSES? Brian Btesh formerly with Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Brian Btesh formerly with Northwestern Mutual Investment Services, LLC? Brian Btesh (CRD #6112889) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Northwestern Mutual Investment Services, LLC is an investment advisory and brokerage firm with a history of customer complaints. Rather than terminate Brian Btesh for apparent misconduct, Northwestern Mutual Investment Services, LLC permitted him to resign from his position after a review of sales practice complaints, including his applying large payments to premium and initiating policy changes promptly after the payments are exhausted; initiating and collecting payment amounts which were inconsistent with the amounts of premiums due; and basing the amount of the policy, death benefit on the corresponding premium amount, rather than the client need. Rather than terminate him for suspected forgery, and admissions that he altered documentation, they permitted him to resign. Based on the foregoing, one wonders what it would take for Northwestern Mutual Investment Services, LLC to terminate any financial advisor for misconduct.  Northwestern Mutual Investment Services, LLC Broker Misconduct In his career, Brian Btesh has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Brian Btesh’s customer complaints were settled in favor of investors. Allegations Against Brian Btesh A sample of the allegations made in the FINRA reported arbitration claim settlements for investment losses are as follows: A customer alleged that she did not sign policy change forms for 2 non-variable life insurance policies. Another customer alleged that she had not signed forms related to changes for her 3 non-variable life insurance policies or even requested any policy changes. Brian Btesh Red Flags & Your Rights As An Investor Of course, Brian Btesh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Btesh at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Btesh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC about Brian Btesh also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC If you have questions about Northwestern Mutual Investment Services, LLC and/or Brian Btesh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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