Mar 8, 2025

Mark Pernicano of NYLife Securities LLC Reviews

DID MARK VERNON PERNICANO CAUSE YOU INVESTMENT LOSSES? Mark Pernicano Customer Complaints and Reviews He has one Disclosure recorded in his BrokerCheck report: Allegations Against Mark Pernicano The pending customer dispute relates to annuity product disclosures, particularly regarding surrender charges and investment performance. Annuities, especially variable annuities, are complex financial products that may carry fees, surrender penalties, and fluctuating returns, which should be fully disclosed before purchase. The alleged damages amount to $38,633.25, a substantial sum, which suggests a potential financial impact on the client. Mark Pernicano Red Flags & Your Rights As An Investor Of course, Mark Pernicano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pernicano at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Pernicano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Mark Pernicano If you have questions about NYLife Securities LLC and/or Mark Pernicano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2025

Sean McCann of NYLife Securities LLC Reviews

DID SEAN MICHAEL MCCANN CAUSE YOU INVESTMENT LOSSES? Sean McCann Customer Complaints and Reviews There is one disclosure noted on his disclosure report Allegations Against Sean McCann Sean McCann Red Flags & Your Rights As An Investor Of course, Sean McCann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean McCann at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sean McCann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Sean McCann If you have questions about NYLife Securities LLC and/or Sean McCann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2025

Bryan Moskowitz Formerly With NYLife Securities LLC FIRED

DID BRYAN JAMES MOSKOWITZ CAUSE YOU INVESTMENT LOSSES? Bryan Moskowitz was fired from NYLife Securities LLC on December 2, 2024, following findings that he violated FINRA Rules 2111 and 2010. Bryan Moskowitz Employment History and Termination Bryan James Moskowitz has worked for six securities firms, including NYLIFE Securities LLC (2023–2024), Spartan Capital Securities (2017–2022), Worden Capital Management (2016–2017), Legend Securities (2013–2016), Joseph Gunnar & Co. (2012–2013), and Brookstone Securities (2012). During his career, he passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 63). However, his registration ended in December 2024 following termination. He has no active professional designations and is currently not registered with any firm. His termination was linked to excessive trading practices while working at Spartan Capital Securities Moskowitz was terminated by NYLIFE Securities LLC on December 2, 2024, after FINRA ruled that he had engaged in excessive and unsuitable trading while working at Spartan Capital Securities, which resulted in significant financial losses for a customer. The regulatory action resulted in a three-month suspension, a fine, and restitution payments. Negative Disclosures Summary Two disclosures were noted on his report: Bryan Moskowitz Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Bryan Moskowitz is a red flag which should put all current and former customers of Bryan Moskowitz at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Moskowitz engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Bryan Moskowitz If you have questions about NYLife Securities LLC and/or Bryan Moskowitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2025

John Jackson III Formerly With NYLife Securities LLC FIRED

DID JOHN CLOAR JACKSON III CAUSE YOU INVESTMENT LOSSES? John Jackson III was fired from NYLife Securities LLC in November 2024, following allegations of submitting inaccurate administrative records. John Jackson III Employment History and Termination John Cloar Jackson III has an extensive career in the securities industry, spanning over 30 years. He worked for NYLIFE Securities LLC from 1994 to 2024, during which he also held roles at Eagle Strategies LLC and New York Life Insurance Company. He has also been involved in non-investment-related ventures, including owning and managing rental properties. Mr. Jackson has passed five industry exams, including the Series 7, Series 26, and Series 63, and earned the Certified Financial Planner designation. On November 18, 2024, he was terminated from NYLIFE Securities following an internal review that determined he had submitted inaccurate administrative records for personnel under his supervision. Negative Disclosures Summary John Cloar Jackson III has one disclosure related to employment termination: John Jackson III Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of John Jackson III is a red flag which should put all current and former customers of John Jackson III at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Jackson III engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To John Jackson III If you have questions about NYLife Securities LLC and/or John Jackson III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2025

Krishan Goyal Formerly With NYLife Securities LLC Reviews

DID KRISHAN KUMAR GOYAL CAUSE YOU INVESTMENT LOSSES? Krishan Goyal Customer Complaints and Reviews Goyal has one reported disclosure in his record: Allegations Against Krishan Goyal The customer dispute against Mr. Goyal centers on claims of misrepresentation related to a variable universal life insurance policy. Key details include: Krishan Goyal Red Flags & Your Rights As An Investor Of course, Krishan Goyal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Krishan Goyal at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Krishan Goyal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Krishan Goyal If you have questions about NYLife Securities LLC and/or Krishan Goyal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 1, 2025

Anona Murphy Formerly With J.P. Morgan Securities LLC FIRED

DID ANONA K MURPHY CAUSE YOU INVESTMENT LOSSES? Anona Murphy Formerly With J.P. Morgan Securities LLC was recently fired, due to allegations of removing proprietary information without authorization Anona Murphy Employment History and Termination Anona K. Murphy has a professional history spanning over a decade at J.P. Morgan Securities LLC, where she was registered from June 2012 until October 2024. Her career path reflects a long-standing presence in the financial industry. Throughout her career, she held the title of Executive Director at J.P. Morgan Services Inc. and contributed significantly to operational and financial management roles. She passed two general industry/product exams, including the Securities Industry Essentials Examination and the Operations Professional Examination, but has no principal or multi-state securities law certifications. On October 7, 2024, JPMorgan Chase Bank, N.A. terminated Anona Murphy’s services, citing allegations of unauthorized removal of proprietary firm information. Records show that the documents have since been returned, and there is no indication of customer harm or securities sales-related issues. Negative Disclosure Anona Murphy Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Anona Murphy is a red flag which should put all current and former customers of Anona Murphy at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Anona Murphy engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Anona Murphy If you have questions about J.P. Morgan Securities LLC and/or Anona Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 1, 2025

Kyle Mostransky of NYLife Securities LLC Reviews

DID KYLE MOSTRANSKY CAUSE YOU INVESTMENT LOSSES? Kyle Mostransky Of NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct   Kyle Mostransky Customer Complaints and Reviews Kyle Mostransky has two reported customer disputes: Allegations Against Kyle Mostransky Kyle Mostransky Red Flags & Your Rights As An Investor Of course, Kyle Mostransky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Mostransky at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Mostransky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Kyle Mostransky If you have questions about NYLife Securities LLC and/or Kyle Mostransky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Paris Lewis Formerly With NYLife Securities LLC Reviews

DID PARIS MONTE LEWIS CAUSE YOU INVESTMENT LOSSES? Paris Lewis Formerly With NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paris Lewis Customer Complaints and Reviews Paris Lewis has four notable disclosure events: two customer disputes and two employment terminations: Allegations Against Paris Lewis The allegations against Paris Lewis include significant concerns related to unauthorized transactions and policy violations. Key issues include: Paris Lewis Red Flags & Your Rights As An Investor Of course, Paris Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paris Lewis at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Paris Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Paris Lewis If you have questions about NYLife Securities LLC and/or Paris Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2024

Adriana Parker of NYLife Securities LLC Reviews

DID ADRIANA PARKER CAUSE YOU INVESTMENT LOSSES? Adriana Parker Customer Complaints and Reviews Adriana Parker has one pending customer dispute disclosure. Details include: Customer Dispute Received August 22, 2024 Allegations Against Adriana Parker Adriana Parker Red Flags & Your Rights As An Investor Of course, Adriana Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adriana Parker at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Adriana Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Adriana Parker If you have questions about NYLife Securities LLC and/or Adriana Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2024

Kim Tran Formerly With NYLife Securities LLC FIRED

DID KIM THIEN TRAN CAUSE YOU INVESTMENT LOSSES? Kim Tran Formerly With NYLife Securities LLC was terminated on September 16, 2024, for following allegations related to a personal insurance matter Kim Tran Employment History and Termination Kim T. Tran was registered with NYLIFE Securities LLC from January 2009 to October 2024. During her career, she passed two general industry/product exams and one multi-state securities law exam but did not pass any principal/supervisory exams. Her qualifications include: She worked primarily as a registered representative and an agent for NYLIFE Securities LLC and New York Life Insurance Company in Houston, Texas. Her termination followed allegations regarding her father’s life insurance policy, that she submitted false documentation for a death claim related to her father’s life insurance policy. While this incident did not involve securities-related products or broker-dealer clients, it highlights the importance of thorough vetting of financial professionals. Negative Disclosure: Kim T. Tran has one reported disclosure related to her employment termination: Kim Tran Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kim Tran is a red flag which should put all current and former customers of Kim Tran at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kim Tran engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Kim Tran If you have questions about NYLife Securities LLC and/or Kim Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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