Jan 20, 2022

Jeffrey Still of NYLife Securities LLC

DID JEFFERY W. STILL CAUSE YOU INVESTMENT LOSSES? Jeffery W. Still of NYLife Securities LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffery W. Still of NYLife Securities LLC? Jeffery Still (CRD #6040892) who is currently registered with NYLife Securities LLC and located in Granby, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLife Securities LLC, Jeffery Still was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffery Still Customer Complaint Jeffery Still has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the claimant alleges that a financial plan rifle with unsuitable, high commission products was created for him. Jeffery Still’s customer complaint was settled in favor of investors. Jeffery Still Red Flags & Your Rights As An Investor Of course, Jeffery Still did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffery Still at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffery Still has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC If you have questions about NYLife Securities LLC and/or Jeffery Still and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Norman of NYLife Securities LLC

DID MICHAEL ANDREW NORMAN CAUSE YOU INVESTMENT LOSSES? Michael Andrew Norman formerly with NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael A. Norman formerly with NYLife Securities LLC? Michael Norman (CRD #2092589) who was formerly registered with NYLife Securities LLC and located in Reno, Nevada is a subject of one of our many securities industry sales practice abuse investigations.   Michael Norman is no longer employed with NYLife Securities LLC since he was permanently barred by FINRA from further association with any member firm were allegedly not cooperating with an investigation into allegations that he loaned money to a customer, so that the customer could purchase securities. NYLife Securities LLC Broker Misconduct In his career Michael Norman has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last 2 years to recover investment losses. Two of Michael Norman’s 3 customer complaints were settled in favor of investors. The other customer complaint filed against Michael Norman’s former employer NYLife Securities LLC for investment losses caused by his alleged misconduct was denied by the company and the customer is not yet taken any further action. Allegations Against Michael Norman A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged that Michael Norman made an unsuitable recommendation to invest in a variable annuity due to the mortality and expense and investment protection of fees incurred over the life of the product. Customer alleged that Michael Norman misrepresented the rate of return, failed to disclose associated fees, and further provided unsuitable investment advice to make a mutual fund transaction. Customer alleged that Michael Norman failed to adequately disclose the annual fees and surrender charges associated with a variable annuity transaction. Further, that the investment was an unsuitable one in light of his investment profile, liquidity needs. Michael Norman Red Flags & Your Rights As An Investor Of course, Michael Norman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Norman at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Norman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC about Michael Norman also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC If you have questions about NYLife Securities LLC and/or Michael Norman and the management or performance of your accounts, and, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Joshua Autenrieth of NYLife Securities, LLC

DID JOSHUA MAX AUTENRIETH CAUSE YOU INVESTMENT LOSSES? Joshua Max Autenrieth formerly with Transam Securities, Inc. And NYLife Securities, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Joshua M. Autenrieth formerly with Transam Securities, Inc. And NYLife Securities, LLC? Joshua Autenrieth (CRD #5894861) who was formerly registered with Transam Securities, Inc. and located in Altamonte Springs, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Transam Securities, Inc., Joshua Autenrieth was associated with Maitland Securities, Inc. and another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. NYLife Securities, LLC Broker Misconduct In his career, Joshua Autenrieth has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Joshua Autenrieth’s customer complaints were settled by NYLife Securities, LLC in favor of investors. Allegations Against Joshua Autenrieth   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged that the fees associated with the variable universal life insurance policy were not fully disclosed. The customer alleged that the costs and features associated with the variable universal life insurance policy were misrepresented by a financial advisor. Joshua Autenrieth Red Flags & Your Rights as An Investor Of course, Joshua Autenrieth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Autenrieth at Transam Securities, Inc. and Maitland Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joshua Autenrieth has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at NYLife Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Transam Securities, Inc. And NYLife Securities, LLC If you have questions about Transam Securities, Inc., Maitland Securities, Inc., NYLife Securities, LLC, and/or Joshua Autenrieth and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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