Mar 8, 2022

James Ostrander of NYLIFE Securities

DID JAMES LOGAN OSTRANDER CAUSE YOU INVESTMENT LOSSES? James Ostrander Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is James Ostrander of NYLIFE Securities? James Ostrander (CRD #2442492) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. James Ostrander Customer Complaint James Ostrander has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he was misled regarding the purchase, fees and surrender charges associated with a VA purchased in April 2020. James Ostrander’s customer complaint was settled in favor of the investors. James Ostrander Red Flags & Your Rights As An Investor Of course, James Ostrander did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ostrander at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether James Ostrander has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To James Ostrander If you have questions about NYLIFE Securities, Eagle Strategies, and/or James Ostrander and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

John Lacy Formerly With NYLIFE Securities

DID JOHN EDWARD LACY CAUSE YOU INVESTMENT LOSSES? John Lacy Formerly With NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Lacy formerly with NYLIFE Securities? John Lacy (CRD #2467197) who was formerly registered with NYLIFE Securities and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. John Lacy Customer Complaints John Lacy has been the subject of 2 customer complaints that we know about. Both of John Lacy’s customer complaints were settled in favor of investors. Allegations Against John Lacy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer questioned the recommendation allegedly by John Lacy to replace an existing variable annuity with another variable annuity with a new surrender period. Customer requested the reinstatement of the original variable annuity. With regard to the purchases of variable annuity policies, the customer alleged that she did not understand the policies that she purchased, the John Lacy should have been overseeing her policies better and making investments that would get a better rate of return. Customer also alleged that John Lacy misled her about the policies. John Lacy Red Flags & Your Rights As An Investor Of course, John Lacy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Lacy at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether John Lacy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To John Lacy If you have questions about NYLIFE Securities and/or John Lacy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Hovannes Malikyan of NYLIFE Securities

DID HOVANNES MALIKYAN CAUSE YOU INVESTMENT LOSSES? Hovannes Malikyan Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Hovannes Malikyan of NYLIFE Securities? Hovannes Malikyan (CRD #1719903) who is currently registered with NYLIFE Securities and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Hovannes Malikyan Customer Complaint Hovannes Malikyan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that he withdrew $100,000 from his Variable Annuity with the understanding that he could return the funds without penalty, however a new surrender charge period was created. Hovannes Malikyan’s customer complaint was settled in favor of the investors. Hovannes Malikyan Red Flags & Your Rights As An Investor Of course, Hovannes Malikyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hovannes Malikyan at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Hovannes Malikyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Hovannes Malikyan If you have questions about NYLIFE Securities and/or Hovannes Malikyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Steven Kaneski formerly with NYLIFE Securities

DID STEVEN ROSS KANESKI CAUSE YOU INVESTMENT LOSSES? Steven Kaneski Formerly With NYLIFE Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steven Kaneski formerly with NYLIFE Securities? Steven Kaneski (CRD #2028197) who was formerly registered with NYLIFE Securities and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Steven Kaneski Customer Complaints Steven Kaneski has been the subject of3 customer complaints that we know about. Two of Steven Kaneski’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against NYLIFE Securities for investment losses caused by Steven Kaneski’s alleged misconduct. Allegations Against Steven Kaneski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: In a telephone conversation the customer allegedly told Steven Kaneski that he was unhappy with the performance and liquidity of the variable annuity he purchased and wanted to surrender the policy without any surrender charges. Plaintiffs alleged in addition to several fixed insurance products, they purchased four Variable Annuities from from Steven Kaneski that were not appropriate for their financial situation. Plaintiffs also alleged the material features, costs and surrender charges of the products were not fully explained and they claimed they did not sign some disclosure documents. Regarding the purchase of two variable annuities, the customer alleged that the policies were not suitable for his needs. The customer further alleged that the fees and surrender charges associated with the policies were not disclosed to him by Steven Kaneski. Steven Kaneski Red Flags & Your Rights As An Investor Of course, Steven Kaneski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kaneski at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Kaneski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Steven Kaneski If you have questions about NYLIFE Securities and/or Steven Kaneski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Darryl Hudspeth of NYLIFE Securities

DID DARRYL CRAIG HUDSPETH CAUSE YOU INVESTMENT LOSSES? Darryl Hudspeth Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is Darryl Hudspeth of NYLIFE Securities? Darryl Hudspeth (CRD #2925601) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Darryl Hudspeth Customer Complaint Darryl Hudspeth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the taxable nature of a 1035 exchange of a variable universal life insurance policy used to purchase a fixed custom whole life insurance policy had been misrepresented. Darryl Hudspeth’s customer complaint was settled in favor of the investors. Darryl Hudspeth Red Flags & Your Rights As An Investor Of course, Darryl Hudspeth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darryl Hudspeth at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Darryl Hudspeth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Darryl Hudspeth If you have questions about NYLIFE Securities, Eagle Strategies, and/or Darryl Hudspeth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Rodney Ferguson of NYLIFE Securities

DID RODNEY STUART FERGUSON CAUSE YOU INVESTMENT LOSSES? Rodney Ferguson Of NYLIFE Securities, Eagle Strategies Has 6 Customer Complaints For Alleged Broker Misconduct Who is Rodney Ferguson of NYLIFE Securities? Rodney Ferguson (CRD #2482868) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Chesterfield, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Rodney Ferguson Customer Complaints Rodney Ferguson has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Five of Rodney Ferguson’s 6 customer complaints were settled in favor of investors. One of Rodney Ferguson’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Rodney Ferguson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that she was advised by Rodney Ferguson to purchase a variable annuity from the proceeds of her 401K. She alleged that she didn’t need the costly annuity since the money is in an IRA and already growing tax deferred. Customer alleged Rodney Ferguson made an unsuitable recommendation to liquidate an annuity from another financial institution and to purchase mutual funds through NYLIFE Securities, LLC. Customer alleged that incorrect or incomplete information was given to him by Rodney Ferguson regarding the 401k plan his company purchased. The customer alleged the terms and conditions of her policies including variable universal life insurance, variable annuities, and 529 plans purchased allegedly by Rodney Ferguson were not properly explained to her, including that her life insurance investments were referred to as a savings accounts. With regard to the existing two variable life insurance policies that were purchased, the customer alleges that Rodney Ferguson failed to stop the premiums on the variable life policy at their request. The customer further alleges that the money was not put into the intended money market brokerage account as discussed. Rodney Ferguson Red Flags & Your Rights As An Investor Of course, Rodney Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Ferguson at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Rodney Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Rodney Ferguson If you have questions about NYLIFE Securities, Eagle Strategies, and/or Rodney Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Timothy Millis of NYLIFE Securities

DID TIMOTHY MILLIS CAUSE YOU INVESTMENT LOSSES? Timothy Millis Formerly With NYLIFE Securities LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Timothy Millis formerly with NYLIFE Securities LLC? Timothy Millis (CRD #706959) who was formerly registered with NYLIFE Securities LLC and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Timothy Mills has had his own regulatory problems with the FINRA. In November 2019, he was suspended for 3 months by FINRA in all capacities and ordered to pay disgorgement of $7,500 for allegedly switching a senior investor out of a variable annuity into and a share class mutual fund and switch and other investors in and out of mutual fund which were intended to be long-term investments. Timothy Millis Customer Complaint Timothy Millis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were upon reviewing the customer’s brokerage account activity, the firm noted that the customer incurred front-end sales charges when proceeds from a variable annuity withdrawal were subsequently transferred to the customer’s brokerage account. The firm also noted that the customer’s variable annuity withdrawal was subject to a surrender charge. The customer executed a settlement agreement that the firm provided to him after its review of the transactions.  Thus, Timothy Millis’ customer complaint was settled in favor of the investors. Timothy Millis Red Flags & Your Rights As An Investor Of course, Timothy Millis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Millis at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Millis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Timothy Millis If you have questions about NYLIFE Securities LLC and/or Timothy Millis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael O’Brien of NYLIFE Securities

DID MICHAEL J. O’BRIEN CAUSE YOU INVESTMENT LOSSES? Michael O’Brien Of NYLIFE Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael O’Brien of NYLIFE Securities? Michael O’Brien (CRD #1660069) who is currently registered with NYLIFE Securities and located in Kearney, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Michael O’Brien Customer Complaints Michael O’Brien has been the subject of 4 customer complaints that we know about. Three of Michael O’Brien’s 4 customer complaints were settled in favor of investors. One of Michael O’Brien’s customers’ complaints was denied and, today, the customers not taken any further action. Allegations Against Michael O’Brien A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that she was unaware that the product she purchased from Michael O’Brien was a variable annuity, was subject to surrender charges, annual charges and risk to principal. The customer alleged that he wanted to move his money from his fixed annuity into an aggressive variable and was told it would be done the latest on February 25 and found out that it took almost two months later the policy was issued, which resulted in losses allegedly caused by Michael O’Brien. With regard to the purchases of variable annuity policies and variable life insurance policies, the customer alleges that Michael O’Brien misinformed the customer about these policies, gave inaccurate information and was not told about the surrender charges. Michael O’Brien Red Flags & Your Rights As An Investor Of course, Michael O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael O’Brien at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Michael O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Michael O’Brien If you have questions about NYLIFE Securities and/or Michael O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Curtis Carey of NYLIFE Securities

DID CURTIS PATRICK CAREY CAUSE YOU INVESTMENT LOSSES? Curtis Carey Formerly With NYLIFE Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Curtis Carey of NYLIFE Securities? Curtis Carey (CRD #1763646) who was formerly registered with NYLIFE Securities and located in Hudson, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Curtis Carey Customer Complaints Curtis Carey has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Curtis Carey’s 4 customer complaints were settled in favor of investors. One of Curtis Carey’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Curtis Carey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Curtis Carey’s recommendation to purchase a Variable Annuity was not in his best interest as this purchase was funded by a fixed life insurance policy loan, however the costs associated with the policy loan have outweighed any gains in the Variable Annuity policy. The customer alleged that Curtis Carey misrepresented the terms and conditions of the variable annuity he purchased. With regard to a purchase of a variable annuity, the customer alleged that Curtis Carey set up his 72T and told him that he was able to take some of his funds out per year and that there were no hidden fees for these services. The policy owner alleges that the RR set up the 72T incorrectly which caused his account to have several penalties. With regard to the purchase of variable annuity policy, the customer alleged that Curtis Carey never told him about the fees that were going to be charged on the investments, never told him that his account could go up or down, and that the company would charge if he were to quit the plan. Curtis Carey Red Flags & Your Rights As An Investor Of course, Curtis Carey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Carey at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Curtis Carey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Eagle Strategies Due To Curtis Carey If you have questions about NYLIFE Securities and/or Curtis Carey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Randall Bothwell formerly with NYLIFE Securities

DID RANDALL LEE BOTHWELL CAUSE YOU INVESTMENT LOSSES? Randall Bothwell Formerly With NYLIFE Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Randall Bothwell formerly with NYLIFE Securities? Randall Bothwell (CRD #2177320) who was formerly registered with NYLIFE Securities and located in Sioux Falls, South Dakota is a subject of one of our many securities industry sales practice abuse investigations. Randall Bothwell Customer Complaints Randall Bothwell has been the subject of 3 customer complaints that we know about. One of Randall Bothwell’s 3 customer complaints was settled in favor of investors. Two of Randall Bothwell’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Randall Bothwell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Randall Bothwell provided poor advice by investing her assets too risky causing losses. The clients alleged Randall Bothwell’s investment amount was guaranteed at death. However, the annuity only paid out $19,010.77 of a $30,000.00 investment at the time of death. With respect to two variable annuities that were issued, the customers felt that they were misinformed allegedly by Randall Bothwell with regard to the contracts’ fees and requested a waiver of surrender charges. Randall Bothwell Red Flags & Your Rights As An Investor Of course, Randall Bothwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Bothwell at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Randall Bothwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Randall Bothwell If you have questions about NYLIFE Securities and/or Randall Bothwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading