Mar 6, 2024

 Ronald Ochal of Oppenheimer & Co. Inc.

DID RONALD THOMAS OCHAL CAUSE YOU INVESTMENT LOSSES? Ronald Ochal Of Oppenheimer & Co. Inc. And Formerly With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ronald Ochal Customer Complaints Ronald Ochal has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by H&R Block Financial Advisors in favor of the investors. The other customer complaint was recently denied by Oppenheimer & Co. and so far the investor has not filed any arbitration proceeding or taken any other action that we are aware of at this time. Allegations Against Ronald Ochal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ronald Ochal Red Flags & Your Rights As An Investor Of course, Ronald Ochal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Ochal at Oppenheimer & Co. Inc. and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Ochal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Ronald Ochal If you have questions about U.S. Bancorp Investments, Inc. and/or Daniel Needler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

Randy Moshtael of Oppenheimer & Co. Inc.

DID RANDY FARZIN MOSHTAEL CAUSE YOU INVESTMENT LOSSES? Randy Moshtael Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Randy Moshtael Customer Complaints Randy Moshtael has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer and Co., Inc. in favor of the investor for Randy Moshtael’s alleged misconduct. The other customer complaint was recently filed against Oppenheimer & Co., Inc. and is still pending the firm’s review and determination. Allegations Against Randy Moshtael A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randy Moshtael Red Flags & Your Rights As An Investor Of course, Randy Moshtael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Moshtael at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Randy Moshtael has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Randy Moshtael If you have questions about Oppenheimer & Co. Inc. and/or Randy Moshtael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 2, 2024

Gustavo Miramontes of Oppenheimer & Co. Inc

DID GUSTAVO SANTOS MIRAMONTES CAUSE YOU INVESTMENT LOSSES? Gustavo Miramontes Of Oppenheimer & Co. Inc. And Formerly With Wedbush Securities Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Gustavo Miramontes Customer Complaints Gustavo Miramontes has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Gustavo Miramontes employers in favor of the investors. One customer complaint was denied by ML Stern and Co. and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed and still pending against Oppenheimer and Co.4 Gustavo Miramontes alleged misconduct. Allegations Against Gustavo Miramontes A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Gustavo Miramontes Red Flags & Your Rights As An Investor Of course, Gustavo Miramontes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gustavo Miramontes at Oppenheimer & Co. Inc and Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Gustavo Miramontes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc and Wedbush Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc Due To Gustavo Miramontes If you have questions about Oppenheimer & Co. Inc, Wedbush Securities Inc. and/or Gustavo Miramontes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Mark Nasche formerly with Oppenheimer & Co. Inc.

DID MARK ANTHONY NASCHE CAUSE YOU INVESTMENT LOSSES? Mark Nasche Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Nasche Customer Complaints Mark Nasche has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were denied by Mark Nasche’s former employers and, to date, the investors have not taken any further action. Allegations Against Mark Nasche A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Nasche Red Flags & Your Rights As An Investor Of course, Mark Nasche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Nasche at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Nasche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Mark Nasche If you have questions about Oppenheimer & Co. Inc. and/or Mark Nasche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Michael Rosenmayer of Oppenheimer & Co. Inc.

DID MICHAEL HOWARD ROSENMAYER CAUSE YOU INVESTMENT LOSSES? Michael Rosenmayer Of Oppenheimer & Co. Inc. Has 23 Customer Complaints For Alleged Broker Misconduct Michael Rosenmayer Customer Complaints Michael Rosenmayer has been the subject of 23 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against RBC Capital Markets Corporation and Oppenheimer and Co., Inc. in favor the investor. 10 more customer complaints were settled by the advisor’s current and former employers in favor of the investors. Another 10 customer complaints were denied by Michael Rosenmayer’s current and former employers and the investors took no further action. There are currently 2 customer complaints pending in FINRA arbitration proceedings filed against Oppenheimer and & Co., Inc. for its advisor’s alleged misconduct. Allegations Against Michael Rosenmayer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Rosenmayer Red Flags & Your Rights As An Investor Of course, Michael Rosenmayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rosenmayer at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Rosenmayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Michael Rosenmayer If you have questions about Oppenheimer & Co. Inc. and/or Michael Rosenmayer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 19, 2023

Gregory Iglow of Oppenheimer & Co. Inc.

DID GREGORY BAINES IGLOW CAUSE YOU INVESTMENT LOSSES? Gregory Iglow Of Oppenheimer & Co. Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Gregory Iglow Customer Complaints Gregory Iglow has been the subject of 9 customer complaints that we know about to recover investment losses. One complaint resulted in an arbitration award against Gregory Iglow’s former employer for his alleged misconduct. One case settled in favor of the investor for over $3.1 million. The other 5 arbitration claims were denied by the advisor’s former employers and the customers took no further action. Allegations Against Gregory Iglow A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Iglow Red Flags & Your Rights As An Investor Of course, Gregory Iglow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Iglow at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Iglow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Gregory Iglow If you have questions about Oppenheimer & Co. Inc. and/or Gregory Iglow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2023

Ann Greene of Oppenheimer & Co. Inc.

DID ANN LOUISE GREENE CAUSE YOU INVESTMENT LOSSES? Ann Greene Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Ann Greene Customer Complaints Ann Greene has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints are still pending against Oppenheimer and Co. for Ann Greene’s alleged misconduct. The arbitration in which Claimant’s alleged John Woods and Michael Mooney conducted a Ponzi scheme also alleges a failure to supervise on the part of Anne Greene. Allegations Against Ann Greene A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ann Greene Red Flags & Your Rights As An Investor Of course, Ann Greene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ann Greene at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Ann Greene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Ann Greene If you have questions about Oppenheimer & Co. Inc. and/or Ann Greene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Leonard Silvester of Oppenheimer & Co. Inc.

DID LEONARD JOSEPH SILVESTER CAUSE YOU INVESTMENT LOSSES? Leonard Silvester Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Leonard Silvester Customer Complaints Leonard Silvester has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Leonard Silvester’s former employers and the customers took no further action. Allegations Against Leonard Silvester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard Silvester Red Flags & Your Rights As An Investor Of course, Leonard Silvester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Silvester at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Silvester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Leonard Silvester If you have questions about Oppenheimer & Co. Inc. and/or Leonard Silvester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2023

Larry Schwartzman of Oppenheimer & Co. Inc.

DID LARRY ALAN SCHWARTZMAN CAUSE YOU INVESTMENT LOSSES? Larry Schwartzman Of Oppenheimer & Co. Inc. and Formerly with Wells Fargo Clearing Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Larry Schwartzman Customer Complaint Larry Schwartzman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty, churning and excessive trading, unauthorized trading, and violation of FINRA rules and regulations. The FINRA arbitration proceeding filed against Oppenheimer & Co. for Larry Schwartzman’s alleged misconduct is still pending. Larry Schwartzman Red Flags & Your Rights As An Investor Of course, Larry Schwartzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Schwartzman at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Schwartzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Larry Schwartzman If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Larry Schwartzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2023

Paul McFeeley of Hightower Securities, LLC

DID PAUL ALLAN MCFEELEY CAUSE YOU INVESTMENT LOSSES? Paul McFeeley Of Hightower Securities, LLC And Formerly With Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul McFeeley Customer Complaint Paul McFeeley has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that an investment was misrepresented to customer and unsuitable for him. Oppenheimer & Co. recently denied the customer complaint and, to date, no further action has been taken by the investor. Paul McFeeley Red Flags & Your Rights As An Investor Of course, Paul McFeeley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul McFeeley at Hightower Securities, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul McFeeley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Paul McFeeley If you have questions about Hightower Securities, LLC, Oppenheimer & Co. Inc. and/or Paul McFeeley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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