Dec 9, 2023

Mark Nasche formerly with Oppenheimer & Co. Inc.

DID MARK ANTHONY NASCHE CAUSE YOU INVESTMENT LOSSES? Mark Nasche Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Nasche Customer Complaints Mark Nasche has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were denied by Mark Nasche’s former employers and, to date, the investors have not taken any further action. Allegations Against Mark Nasche A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Nasche Red Flags & Your Rights As An Investor Of course, Mark Nasche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Nasche at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Nasche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Mark Nasche If you have questions about Oppenheimer & Co. Inc. and/or Mark Nasche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Michael Rosenmayer of Oppenheimer & Co. Inc.

DID MICHAEL HOWARD ROSENMAYER CAUSE YOU INVESTMENT LOSSES? Michael Rosenmayer Of Oppenheimer & Co. Inc. Has 23 Customer Complaints For Alleged Broker Misconduct Michael Rosenmayer Customer Complaints Michael Rosenmayer has been the subject of 23 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against RBC Capital Markets Corporation and Oppenheimer and Co., Inc. in favor the investor. 10 more customer complaints were settled by the advisor’s current and former employers in favor of the investors. Another 10 customer complaints were denied by Michael Rosenmayer’s current and former employers and the investors took no further action. There are currently 2 customer complaints pending in FINRA arbitration proceedings filed against Oppenheimer and & Co., Inc. for its advisor’s alleged misconduct. Allegations Against Michael Rosenmayer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Rosenmayer Red Flags & Your Rights As An Investor Of course, Michael Rosenmayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rosenmayer at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Rosenmayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Michael Rosenmayer If you have questions about Oppenheimer & Co. Inc. and/or Michael Rosenmayer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 19, 2023

Gregory Iglow of Oppenheimer & Co. Inc.

DID GREGORY BAINES IGLOW CAUSE YOU INVESTMENT LOSSES? Gregory Iglow Of Oppenheimer & Co. Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Gregory Iglow Customer Complaints Gregory Iglow has been the subject of 9 customer complaints that we know about to recover investment losses. One complaint resulted in an arbitration award against Gregory Iglow’s former employer for his alleged misconduct. One case settled in favor of the investor for over $3.1 million. The other 5 arbitration claims were denied by the advisor’s former employers and the customers took no further action. Allegations Against Gregory Iglow A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Iglow Red Flags & Your Rights As An Investor Of course, Gregory Iglow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Iglow at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Iglow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Gregory Iglow If you have questions about Oppenheimer & Co. Inc. and/or Gregory Iglow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Leonard Silvester of Oppenheimer & Co. Inc.

DID LEONARD JOSEPH SILVESTER CAUSE YOU INVESTMENT LOSSES? Leonard Silvester Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Leonard Silvester Customer Complaints Leonard Silvester has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Leonard Silvester’s former employers and the customers took no further action. Allegations Against Leonard Silvester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard Silvester Red Flags & Your Rights As An Investor Of course, Leonard Silvester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Silvester at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Silvester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Leonard Silvester If you have questions about Oppenheimer & Co. Inc. and/or Leonard Silvester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2023

Larry Schwartzman of Oppenheimer & Co. Inc.

DID LARRY ALAN SCHWARTZMAN CAUSE YOU INVESTMENT LOSSES? Larry Schwartzman Of Oppenheimer & Co. Inc. and Formerly with Wells Fargo Clearing Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Larry Schwartzman Customer Complaint Larry Schwartzman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty, churning and excessive trading, unauthorized trading, and violation of FINRA rules and regulations. The FINRA arbitration proceeding filed against Oppenheimer & Co. for Larry Schwartzman’s alleged misconduct is still pending. Larry Schwartzman Red Flags & Your Rights As An Investor Of course, Larry Schwartzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Schwartzman at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Schwartzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Larry Schwartzman If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Larry Schwartzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Adam Jacobs of Oppenheimer & Co. Inc.

DID ADAM RYAN JACOBS CAUSE YOU INVESTMENT LOSSES? Adam Jacobs Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam Jacobs Customer Complaint Adam Jacobs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client suffered losses because of unsuitable investments, breach of advisors fiduciary duty, unauthorized trading, failure to act in client’s best interest, negligence, violation of state securities laws and breach of contract involving option transactions. The FINRA arbitration proceeding was recently filed and is still pending. Adam Jacobs Red Flags & Your Rights As An Investor Of course, Adam Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Jacobs at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Jacobs If you have questions about Oppenheimer & Co. Inc. and/or Adam Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andrew Brookman of Aegis Capital Corp

DID ANDREW MICHAEL BROOKMAN CAUSE YOU INVESTMENT LOSSES? Andrew Brookman Of Aegis Capital Corp And Formerly With LPL Financial LLC and Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Andrew Brookman Customer Complaints Andrew Brookman has been the subject of 4 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by LPL Financial and Brill Securities in favor of the investors. One customer complaint was denied by Ages Capital Corp. and later withdrawn. The other customer complaint against LPL Financial for Andrew Brookman’s alleged misconduct was recently filed and is still pending. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Brookman Red Flags & Your Rights As An Investor Of course, Andrew Brookman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Brookman at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Brookman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Andrew Brookman If you have questions about Aegis Capital Corp, LPL Financial LLC, Oppenheimer & Co. Inc. and/or Andrew Brookman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Julie Jones formerly with Oppenheimer & Co. Inc.

DID JULIE ADELLE JONES CAUSE YOU INVESTMENT LOSSES? Julie Jones Formerly With Oppenheimer & Co. Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Julie Jones Customer Complaints Julie Jones has been the subject of 14 customer complaints that we know about seeking to recover investment losses. One of the customer complaints resulted in an arbitration award against At Oppenheimer and Co. for Julie Jones’s alleged misconduct in the amount of $14,571,404. Nine of the customer complaints were settled by Oppenheimer & Co. in favor of the investors. The other for customer complaints are still pending in FINRA arbitration proceedings.. Allegations Against Julie Jones The allegations made in the FINRA reported the arbitration award, arbitration claim settlements and/or pending complaints for investment losses are that Julie Jones and other representatives engaged in a Ponzi scheme. Julie Jones Red Flags & Your Rights As An Investor Of course, Julie Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Jones at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Julie Jones If you have questions about Oppenheimer & Co. Inc. and/or Julie Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Wagner of Oppenheimer & Co. Inc.

DID PETER HENRY WAGNER CAUSE YOU INVESTMENT LOSSES? Peter Wagner Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Wagner Customer Complaints Peter Wagner has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied by Peter Wagner’s current and former employers and, to date, no further action has been taken by any of the customers. Allegations Against Peter Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Wagner Red Flags & Your Rights As An Investor Of course, Peter Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Wagner at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Peter Wagner If you have questions about Oppenheimer & Co. Inc. and/or Peter Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Platnico of Allied Millennial Partners, Inc.

DID MATTHEW ERIC PLATNICO CAUSE YOU INVESTMENT LOSSES? Matthew Platnico Of Allied Millennial Partners, Inc. And Formerly With Arete Wealth Management, LLC and Oppenheimer & Co. Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Matthew Platnico Customer Complaints Matthew Platnico has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Matthew Platnico’s employers in favor of the investors. There are 2 arbitration proceedings still pending for the financial advisor’s alleged misconduct. Allegations Against Matthew Platnico A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Platnico Red Flags & Your Rights As An Investor Of course, Matthew Platnico did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Platnico at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Platnico has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allied Millennial Partners, Inc. Due To Matthew Platnico If you have questions about Allied Millennial Partners, Inc., Arete Wealth Management, LLC., Oppenheimer & Co. Inc. and/or Matthew Platnico and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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