Sep 8, 2023

Adam Jacobs of Oppenheimer & Co. Inc.

DID ADAM RYAN JACOBS CAUSE YOU INVESTMENT LOSSES? Adam Jacobs Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam Jacobs Customer Complaint Adam Jacobs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client suffered losses because of unsuitable investments, breach of advisors fiduciary duty, unauthorized trading, failure to act in client’s best interest, negligence, violation of state securities laws and breach of contract involving option transactions. The FINRA arbitration proceeding was recently filed and is still pending. Adam Jacobs Red Flags & Your Rights As An Investor Of course, Adam Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Jacobs at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Jacobs If you have questions about Oppenheimer & Co. Inc. and/or Adam Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andrew Brookman of Aegis Capital Corp

DID ANDREW MICHAEL BROOKMAN CAUSE YOU INVESTMENT LOSSES? Andrew Brookman Of Aegis Capital Corp And Formerly With LPL Financial LLC and Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Andrew Brookman Customer Complaints Andrew Brookman has been the subject of 4 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by LPL Financial and Brill Securities in favor of the investors. One customer complaint was denied by Ages Capital Corp. and later withdrawn. The other customer complaint against LPL Financial for Andrew Brookman’s alleged misconduct was recently filed and is still pending. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Brookman Red Flags & Your Rights As An Investor Of course, Andrew Brookman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Brookman at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Brookman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Andrew Brookman If you have questions about Aegis Capital Corp, LPL Financial LLC, Oppenheimer & Co. Inc. and/or Andrew Brookman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Julie Jones formerly with Oppenheimer & Co. Inc.

DID JULIE ADELLE JONES CAUSE YOU INVESTMENT LOSSES? Julie Jones Formerly With Oppenheimer & Co. Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Julie Jones Customer Complaints Julie Jones has been the subject of 14 customer complaints that we know about seeking to recover investment losses. One of the customer complaints resulted in an arbitration award against At Oppenheimer and Co. for Julie Jones’s alleged misconduct in the amount of $14,571,404. Nine of the customer complaints were settled by Oppenheimer & Co. in favor of the investors. The other for customer complaints are still pending in FINRA arbitration proceedings.. Allegations Against Julie Jones The allegations made in the FINRA reported the arbitration award, arbitration claim settlements and/or pending complaints for investment losses are that Julie Jones and other representatives engaged in a Ponzi scheme. Julie Jones Red Flags & Your Rights As An Investor Of course, Julie Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Jones at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Julie Jones If you have questions about Oppenheimer & Co. Inc. and/or Julie Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scott Turcott of Oppenheimer & Co. Inc.

DID SCOTT ALAN TURCOTT CAUSE YOU INVESTMENT LOSSES? Scott Turcott Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Turcott Customer Complaints Scott Turcott has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Turcott’s employers in favor of the investors. Oppenheimer and Co. denied the other customer complaint and, to date, the customer has not taken any further action. Allegations Against Scott Turcott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Turcott Red Flags & Your Rights As An Investor Of course, Scott Turcott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Turcott at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Turcott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Scott Turcott If you have questions about Oppenheimer & Co. Inc. and/or Scott Turcott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 22, 2023

Russell Ogan of Oppenheimer & Co. Inc.

DID RUSSELL OGAN CAUSE YOU INVESTMENT LOSSES? Russell Ogan Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Russell Ogan Customer Complaint Russell Ogan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, negligence, breach of fiduciary duty, and negligence related to the purchase of a unit investment trust. Oppenheimer & Co. settled the customer dispute in favor of the investor. Russell Ogan Red Flags & Your Rights As An Investor Of course, Russell Ogan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Ogan at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Ogan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Russell Ogan If you have questions about Oppenheimer & Co. Inc. and/or Russell Ogan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Wagner of Oppenheimer & Co. Inc.

DID PETER HENRY WAGNER CAUSE YOU INVESTMENT LOSSES? Peter Wagner Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Wagner Customer Complaints Peter Wagner has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied by Peter Wagner’s current and former employers and, to date, no further action has been taken by any of the customers. Allegations Against Peter Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Wagner Red Flags & Your Rights As An Investor Of course, Peter Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Wagner at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Peter Wagner If you have questions about Oppenheimer & Co. Inc. and/or Peter Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Platnico of Allied Millennial Partners, Inc.

DID MATTHEW ERIC PLATNICO CAUSE YOU INVESTMENT LOSSES? Matthew Platnico Of Allied Millennial Partners, Inc. And Formerly With Arete Wealth Management, LLC and Oppenheimer & Co. Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Matthew Platnico Customer Complaints Matthew Platnico has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Matthew Platnico’s employers in favor of the investors. There are 2 arbitration proceedings still pending for the financial advisor’s alleged misconduct. Allegations Against Matthew Platnico A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Platnico Red Flags & Your Rights As An Investor Of course, Matthew Platnico did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Platnico at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Platnico has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allied Millennial Partners, Inc. Due To Matthew Platnico If you have questions about Allied Millennial Partners, Inc., Arete Wealth Management, LLC., Oppenheimer & Co. Inc. and/or Matthew Platnico and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2023

Mark Frommer of Oppenheimer & Co. Inc.

DID MARK ALLEN FROMMER CAUSE YOU INVESTMENT LOSSES? Mark Frommer Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 6 Customer Complaints For Alleged Broker Misconduct Mark Frommer Customer Complaints Mark Frommer has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors. Three of the customer complaints were denied by the brokerage firm and the customers took no further action to date. There is currently one arbitration proceeding pending against Morgan Stanley for Mark Frommer’s alleged misconduct. Allegations Against Mark Frommer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Frommer Red Flags & Your Rights As An Investor Of course, Mark Frommer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Frommer at Oppenheimer & Co. Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Frommer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Mark Frommer If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Mark Frommer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Marc Menton formerly with Oppenheimer & Co. Inc.

DID MARC ANDOR MENTON CAUSE YOU INVESTMENT LOSSES? Marc Menton Formerly With Oppenheimer & Co. Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Marc Menton Customer Complaints Marc Menton has been the subject of 12 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed with an award for the full amount demanded as damages. There were 4 customer complaints that was settled by Mr. Menton’s former employers. The remaining 7 customer complaints were denied by Mr. Menton’s former employers and the customers took no further action. Allegations Against Marc Menton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Menton Red Flags & Your Rights As An Investor Of course, Marc Menton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Menton at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Menton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Marc Menton If you have questions about Oppenheimer & Co. Inc. and/or Marc Menton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Margolin of Ameriprise Financial Services, LLC

DID LAWRENCE MICHAEL MARGOLIN CAUSE YOU INVESTMENT LOSSES? Lawrence Margolin Of Ameriprise Financial Services, LLC And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Margolin Customer Complaints Lawrence Margolin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Prudential Securities and the customer took no further action. However, there is one pending arbitration proceeding against Lawrence Margolin’s former employer Oppenheimer and Co., Inc. for his alleged misconduct in a FINRA arbitration proceeding. Allegations Against Lawrence Margolin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Margolin Red Flags & Your Rights As An Investor Of course, Lawrence Margolin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Margolin at Ameriprise Financial Services, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Margolin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lawrence Margolin If you have questions about Ameriprise Financial Services, LLC, Oppenheimer & Co. Inc. and/or Lawrence Margolin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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