Apr 7, 2023

Marc Menton formerly with Oppenheimer & Co. Inc.

DID MARC ANDOR MENTON CAUSE YOU INVESTMENT LOSSES? Marc Menton Formerly With Oppenheimer & Co. Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Marc Menton Customer Complaints Marc Menton has been the subject of 12 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed with an award for the full amount demanded as damages. There were 4 customer complaints that was settled by Mr. Menton’s former employers. The remaining 7 customer complaints were denied by Mr. Menton’s former employers and the customers took no further action. Allegations Against Marc Menton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Menton Red Flags & Your Rights As An Investor Of course, Marc Menton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Menton at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Menton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Marc Menton If you have questions about Oppenheimer & Co. Inc. and/or Marc Menton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Margolin of Ameriprise Financial Services, LLC

DID LAWRENCE MICHAEL MARGOLIN CAUSE YOU INVESTMENT LOSSES? Lawrence Margolin Of Ameriprise Financial Services, LLC And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Margolin Customer Complaints Lawrence Margolin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Prudential Securities and the customer took no further action. However, there is one pending arbitration proceeding against Lawrence Margolin’s former employer Oppenheimer and Co., Inc. for his alleged misconduct in a FINRA arbitration proceeding. Allegations Against Lawrence Margolin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Margolin Red Flags & Your Rights As An Investor Of course, Lawrence Margolin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Margolin at Ameriprise Financial Services, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Margolin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lawrence Margolin If you have questions about Ameriprise Financial Services, LLC, Oppenheimer & Co. Inc. and/or Lawrence Margolin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2023

Jerry Romano of Financial Northeastern Securities, Inc.

DID JERRY ROMANO CAUSE YOU INVESTMENT LOSSES? Jerry Romano Of Financial Northeastern Securities, Inc. And Formerly With Oppenheimer & Co. Inc. and David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jerry Romano Customer Complaint Jerry Romano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentations and omissions in breach of fiduciary duty related to private placement investment. The arbitration claim against David Lerner Associates is still pending. Jerry Romano Red Flags & Your Rights As An Investor Of course, Jerry Romano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Romano at Financial Northeastern Securities, Inc., Oppenheimer & Co. Inc. and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerry Romano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Financial Northeastern Securities, Inc., Oppenheimer & Co. Inc. and David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Financial Northeastern Securities, Inc. Due To Jerry Romano If you have questions about Financial Northeastern Securities, Inc., Oppenheimer & Co. Inc., David Lerner Associates, Inc. and/or Jerry Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Ries of Oppenheimer & Co. Inc.

DID JAMES SANDER RIES CAUSE YOU INVESTMENT LOSSES? James Ries Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Ries of Oppenheimer & Co. Inc.? James Ries (CRD #861845) who is currently registered with Oppenheimer & Co. Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., James Ries was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Ries Customer Complaint James Ries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise. The customer complaint was denied by Oppenheimer & Co., and to date, the customer has not taken any further action. James Ries Red Flags & Your Rights As An Investor Of course, James Ries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ries at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Ries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Ries If you have questions about Oppenheimer & Co. Inc. and/or James Ries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Louderbaugh of Oppenheimer & Co. Inc.

DID JAMES KENNETH LOUDERBAUGH CAUSE YOU INVESTMENT LOSSES? James Louderbaugh Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Louderbaugh of Oppenheimer & Co. Inc.? James Louderbaugh (CRD #1282165) who is currently registered with Oppenheimer & Co. Inc. and located in Springfield, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., James Louderbaugh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Louderbaugh Customer Complaints James Louderbaugh has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Oppenheimer & Co. in favor of the investor. The other customer complaint was denied by the financial advisor’s former employer and the customer took no further action. Allegations Against James Louderbaugh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Louderbaugh Red Flags & Your Rights As An Investor Of course, James Louderbaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Louderbaugh at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Louderbaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Louderbaugh If you have questions about Oppenheimer & Co. Inc. and/or James Louderbaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Horacio Gomez-Rabago of Oppenheimer & Co. Inc.

DID HORACIO GOMEZ-RABAGO CAUSE YOU INVESTMENT LOSSES? Horacio Gomez-Rabago Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 7 Customer Complaints For Alleged Broker Misconduct Who is Horacio Gomez-Rabago of Oppenheimer & Co. Inc.? Horacio Gomez-Rabago (CRD #4437037) who is currently registered with Oppenheimer & Co. Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Horacio Gomez-Rabago was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Horacio Gomez-Rabago Customer Complaints Horacio Gomez-Rabago has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS International for $700,000. Another customer complaint was settled by UBS International $175,000 in favor of the investor. Four customer complaints were denied by his employers and, today, those customers have not taken any further action. Allegations Against Horacio Gomez-Rabago A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Horacio Gomez-Rabago Red Flags & Your Rights As An Investor Of course, Horacio Gomez-Rabago did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Horacio Gomez-Rabago and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Horacio Gomez-Rabago has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Horacio Gomez-Rabago If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Horacio Gomez-Rabago and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Fred Berens of Oppenheimer & Co. Inc.

DID FRED BERENS CAUSE YOU INVESTMENT LOSSES? Fred Berens of Oppenheimer & Co. Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Fred Berens of Oppenheimer & Co. Inc.? Fred Berens (CRD #18877) who is currently registered with Oppenheimer & Co. Inc. and located in Miami, Florida, is a subject of one of many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Fred Berens was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Berens Customer Complaints Fred Berens has been the subject of 5 customer complaints that we know about. Two of the customer complaints resulted in an arbitration awards in favor of the investors, one award was in excess of $2.5 million. The other 3 customer complaints were settled in favor of the investors. Allegations Against Fred Berens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fred Berens Red Flags & Your Rights As An Investor Of course, Fred Berens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Berens at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Berens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Fred Berens If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Fred Berens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Florindo Volpacchio formerly with Oppenheimer & Co. Inc.

DID FLORINDO VOLPACCHIO CAUSE YOU INVESTMENT LOSSES? Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Florindo Volpacchio formerly with Oppenheimer & Co. Inc.? Florindo Volpacchio (CRD #2615828) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to, Oppenheimer & Co. Inc., Florindo Volpacchio was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Florindo Volpacchio Customer Complaint Florindo Volpacchio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor allegedly over-concentrated his portfolio and unsuitable investments. The customer complaint was settled in favor of the investor for over $1.5 million. Florindo Volpacchio Red Flags & Your Rights As An Investor Of course, Florindo Volpacchio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Florindo Volpacchio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses Oppenheimer & Co. Inc. Due To Florindo Volpacchio If you have questions about Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC and/or Florindo Volpacchio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2022

David Brandt of Oppenheimer & Co., Inc.

DID DAVID PHILLIP BRANDT CAUSE YOU INVESTMENT LOSSES? David Brandt Of Oppenheimer & Co., Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Brandt of Oppenheimer & Co., Inc.? David Brandt (CRD #28908) who is currently registered with Oppenheimer & Co., Inc. and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. David Brandt Customer Complaints David Brandt has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 4 of David Brandt’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Brandt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose risks related to variable annuity investment Improper solicitation of a high risk investment involving a Master Limited partnership Unauthorized sale of securities from an account Unsuitable recommendation David Brandt Red Flags & Your Rights As An Investor Of course, David Brandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Brandt at Oppenheimer & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether David Brandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co., Inc. Due To David Brandt If you have questions about Oppenheimer & Co., Inc. and/or David Brandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Annette Blank formerly with Oppenheimer & Co. Inc.

DID ANNETTE BRANDLER BLANK CAUSE YOU INVESTMENT LOSSES? Annette Blank Formerly With Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Annette Blank formerly with Oppenheimer & Co. Inc.? Annette Blank (CRD #866603) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Virginia Beach, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Annette Blank Customer Complaints Annette Blank has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Annette Blank’s 6 customer complaints were settled in favor of investors. Four of Annette Blank’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Annette Blank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment strategy and IRA account and breach of fiduciary duty of financial advisor. Failure to disclose nature, mechanics and risks of bond transaction. Unsuitable recommendation of certain equities in clients accounts. Unsuitable trading activity and churning period Annette Blank Red Flags & Your Rights As An Investor Of course, Annette Blank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Annette Blank at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Annette Blank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Annette Blank If you have questions about Oppenheimer & Co. Inc. and/or Annette Blank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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