Mar 8, 2022

Matthew McGuirk of Oppenheimer & Co.

DID MATTHEW WALTER MCGUIRK CAUSE YOU INVESTMENT LOSSES? Matthew McGuirk Of Oppenheimer & Co. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew McGuirk of Oppenheimer & Co.? Matthew McGuirk (CRD #2895403) who is currently registered with Oppenheimer & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Matthew McGuirk was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew McGuirk Customer Complaint Matthew McGuirk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s attorney alleged, inter alia, that pre-payment penalties on two liquidity access lines were not disclosed. Matthew McGuirk’s customer complaint was denied and, to date, the customer has not taken any further action. Matthew McGuirk Red Flags & Your Rights As An Investor Of course, Matthew McGuirk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McGuirk at Oppenheimer & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew McGuirk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Matthew McGuirk If you have questions about Oppenheimer & Co., Morgan Stanley, and/or Matthew McGuirk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrei Livadariu of Oppenheimer & Co.

DID ANDREI LIVADARIU CAUSE YOU INVESTMENT LOSSES? Andrei Livadariu Of Oppenheimer & Co. And Formerly With Piper Jaffray & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Andrei Livadariu of Oppenheimer & Co.? Andrei Livadariu (CRD #3170143) who is currently registered with Oppenheimer & Co. and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Andrei Livadariu was associated with Piper Jaffray & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrei Livadariu Customer Complaint Andrei Livadariu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint against Piper Jaffray and Andrei Livadariu were for allegedly fraudulently inducing a company to enter into an investment banking agreement and breaching that agreement.  The complaint was subsequently settled. Andrei Livadariu Red Flags & Your Rights As An Investor Of course, Andrei Livadariu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrei Livadariu at Oppenheimer & Co. and Piper Jaffray & Co. on alert to review carefully the activity and performance of their accounts and question whether Andrei Livadariu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Piper Jaffray & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Andrei Livadariu If you have questions about Oppenheimer & Co., Piper Jaffray & Co., and/or Andrei Livadariu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jose Ferrari of Oppenheimer & Co.

DID JOSE R JAUNARENA FERRARI CAUSE YOU INVESTMENT LOSSES? Jose Ferrari Of Oppenheimer & Co. And Formerly With Popular Securities Has 8 Customer Complaints For Alleged Broker Misconduct Who is Jose Ferrari of Oppenheimer & Co.? Jose Ferrari (CRD #4058515) who is currently registered with Oppenheimer & Co. and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Jose Ferrari was associated with Popular Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jose Ferrari Customer Complaints Jose Ferrari has been the subject of 8 customer complaints that we know about. Five of Jose Ferrari’s 8 customer complaints were settled in favor of investors. There are currently three pending customer complaints filed against Popular Securities for investment losses caused by Jose Ferrari’s alleged misconduct. Allegations Against Jose Ferrari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Jose Ferrari’s investment recommendations to purchase and to hold P.R. securities were unsuitable in light of the clients’ risk profile causing losses. Claimant alleged that Jose Ferrari’s investment recommendations to purchase and to hold P.R. securities were unsuitable in light of the clients’ risk tolerance. Claimants also allege that recommendations made by the Financial Consultant were particularly egregious in light of Puerto Rico’s well known deteriorating financial condition. Client alleged that investment recommendations by Jose Ferrari to purchase and to hold P.R. Government bonds resulted in an over concentrated and high risk portfolio, which were unsuitable positions in light of the client’s risk tolerance and wish to preserve his capital. Claimants also alleged that financial consultant made false and misleading representations regarding the products risks. Claimant also states that the financial consultant recommended a margin account unsuitable for the claimant. Customer alleged Jose Ferrari’s unauthorized trades in mutual funds. Oriental cancelled trades with no loss to the customer. Jose Ferrari Red Flags & Your Rights As An Investor Of course, Jose Ferrari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Ferrari at Oppenheimer & Co. and Popular Securities on alert to review carefully the activity and performance of their accounts and question whether Jose Ferrari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Popular Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Jose Ferrari If you have questions about Oppenheimer & Co., Popular Securities, and/or Jose Ferrari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Fahey of Wellington Shields & Co.

DID JAMES EDWARD FAHEY CAUSE YOU INVESTMENT LOSSES? James Fahey Of Wellington Shields & Co. And Formerly With Oppenheimer & Co. Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Fahey of Wellington Shields & Co.? James Fahey (CRD #2191811) who is currently registered with Wellington Shields & Co.and located in Locust Valley, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wellington Shields & Co., James Fahey was associated with Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Fahey Customer Complaints James Fahey has been the subject of 4 customer complaints that we know about. Three of James Fahey’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wellington Shields & Co. and Oppenheimer & Co. for investment losses caused by James Fahey’s alleged misconduct. Allegations Against James Fahey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that James Fahey made unauthorized trade and misrepresentations concerning auction rate securities. Damages unspecified. Customer alleged unsuitable investment recommendations by James Fahey. The customer alleged James Fahey’s misrepresentation and omission of material facts. The customer alleged unsuitable investment recommendations by James Fahey. James Fahey Red Flags & Your Rights As An Investor Of course, James Fahey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Fahey at Wellington Shields & Co. and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether James Fahey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wellington Shields & Co. and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wellington Shields & Co. Due To James Fahey If you have questions about Wellington Shields & Co., Oppenheimer & Co., and/or James Fahey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Yan Binder of Morgan Stanley

DID YAN BINDER CAUSE YOU INVESTMENT LOSSES? Yan Binder Of Morgan Stanley And Formerly With Wells Fargo Advisors Financial Network And Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Yan Binder of Morgan Stanley? Yan Binder (CRD #2932226) who is currently registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Yan Binder was associated with Wells Fargo Advisors Financial Network, Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Yan Binder Customer Complaint Yan Binder has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Yan Binder excessively traded his account and misrepresented that the account would be fee-based and not commission-based.  The customer complaint filed against Wells Fargo Advisors Financial Network for investment losses caused by Yan Binder’s alleged misconduct is currently pending. Yan Binder Red Flags & Your Rights As An Investor Of course, Yan Binder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yan Binder at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Yan Binder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Morgan Stanley Due To Yan Binder If you have questions about Morgan Stanley, Wells Fargo Advisors Financial Network, Oppenheimer & Co., and/or Yan Binder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Hord of Oppenheimer & Co.

DID ROBERT HORD CAUSE YOU INVESTMENT LOSSES? Robert Hord of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Robert Hord of Oppenheimer & Co. Inc.? Robert Hord (CRD #830170) who is currently registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Robert Hord Customer Complaints Robert Hord has been the subject of 4 customer complaints that we know about. One of Robert Hord’s 4 customers’ complaints resulted in an arbitration award in favor of investors. Two of Robert Hord’s 4 customer complaints were settled in favor of investors. One of Robert Hord’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Robert Hord A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants asserted claims of negligence, breach of contract, breach of fiduciary duty, negligent supervision and negligent misrepresentation concerning their alleged unsuitable investment in a federated mutual fund by Robert Hord. Robert Hord’s alleged failure to supervise. Robert Hord Red Flags & Your Rights As An Investor Of course, Robert Hord did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hord at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Hord has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Robert Hord If you have questions about Oppenheimer & Co. Inc. and/or Robert Hord and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Maurice Stuffmann of Oppenheimer & Co.

DID MAURICE GORDON STUFFMANN CAUSE YOU INVESTMENT LOSSES? Maurice Stuffmann Of Oppenheimer Asset Management, Oppenheimer & Co. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Maurice Stuffmann of Oppenheimer & Co.? Maurice Stuffmann (CRD #439058) who is currently registered with Oppenheimer Asset Management, Oppenheimer & Co.and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. Maurice Stuffmann Customer Complaints Maurice Stuffmann has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Maurice Stuffmann’s 3 customer complaints were settled in favor of investors. Allegations Against Maurice Stuffmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Oppenheimer and Maurice Stuffmann, inter alia, misrepresented ARS as CAS equivalents. Client alleged Maurice Stuffmann’s investments were not fully explained and were unsuitable. Customer alleged that Maurice Stuffmann, along with two other RRs misrepresented a trading strategy which resulted in losses to the customer. Maurice Stuffmann Red Flags & Your Rights As An Investor Of course, Maurice Stuffmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maurice Stuffmann at Oppenheimer Asset Management, Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Maurice Stuffmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer Asset Management, Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & & Co. and Oppenheimer Asset Management Due To Maurice Stuffmann If you have questions about Oppenheimer Asset Management, Oppenheimer & Co., and/or Maurice Stuffmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Warren Rowe formerly with Oppenheimer & Co.

DID WARREN ELLWOOD ROWE CAUSE YOU INVESTMENT LOSSES? Warren Rowe Formerly With Oppenheimer & Co. Has 8 Customer Complaints For Alleged Broker Misconduct Who is Warren Rowe formerly with Oppenheimer & Co.? Warren Rowe (CRD #1065880) who was formerly registered with Oppenheimer & Co. and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Warren Rowe Customer Complaints Warren Rowe has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of Warren Rowe’s 8 customer complaints resulted in an arbitration award in favor of the investors. Two of Warren Rowe’s 8 customer complaints were settled in favor of investors. Four of Warren Rowe’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Oppenheimer & Co. for investment losses caused by Warren Rowe’s alleged misconduct. Allegations Against Warren Rowe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Warren Rowe recommended unsuitable securities. Client claims that her margin use, margin interest and transactions were inappropriate allegedly made by Warren Rowe. Client alleged that Warren Rowe took loan from the client, and it has not been repaid. Customer alleged in writing that Warren Rowe made unsuitable managed account recommendations. Customer alleged Warren Rowe recommended an unsuitable outside money manager causing losses in his client’s account. Excessive trading allegedly by Warren Rowe. Warren Rowe Red Flags & Your Rights As An Investor Of course, Warren Rowe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Warren Rowe at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Warren Rowe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Warren Rowe If you have questions about Oppenheimer & Co. and/or Warren Rowe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Philip Noto formerly with First Standard Financial Company

DID PHILIP ALBERT NOTO CAUSE YOU INVESTMENT LOSSES? Philip Noto Formerly With First Standard Financial Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is Philip Noto formerly with First Standard Financial Company? Philip Noto (CRD #4837180) who was formerly registered with First Standard Financial Company and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Philip Noto Customer Complaints Philip Noto has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both customer complaints filed against Philip Noto’s former employers First Standard Financial Company and Oppenheimer for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Philip Noto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized trading & suitability by Philip Noto. Philip Noto was named in a customer complaint that asserted the following causes of action: fraud; breach of fiduciary duties; and negligence. Philip Noto Red Flags & Your Rights As An Investor Of course, Philip Noto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Noto at First Standard Financial Company on alert to review carefully the activity and performance of their accounts and question whether Philip Noto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Standard Financial Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Standard Financial Company Due To Philip Noto If you have questions about First Standard Financial Company and/or Philip Noto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Melissa Pavone of Oppenheimer & Co.

DID MELISSA MURPHY PAVONE CAUSE YOU INVESTMENT LOSSES? Melissa Pavone Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Melissa Pavone of Oppenheimer & Co.? Melissa Pavone (CRD #5052186) who is currently registered with Oppenheimer & Co. and located in Westhampton, New York is a subject of one of our many securities industry sales practice abuse investigations. Melissa Pavone Customer Complaint Melissa Pavone has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that an unauthorized transaction took place in his account, that his risk tolerance was ignored, and that his instructions were not followed. Melissa Pavone’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Melissa Pavone Red Flags & Your Rights As An Investor Of course, Melissa Pavone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melissa Pavone at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Melissa Pavone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Melissa Pavone If you have questions about Oppenheimer & Co. and/or Melissa Pavone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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