Feb 14, 2025

Tinh Vu of Osaic Wealth, Inc.  Reviews

DID TINH TRONG VU CAUSE YOU INVESTMENT LOSSES? Tinh Vu Customer Complaints and Reviews Tinh has one pending customer dispute on his record, detailed below: Allegations Against Tinh Vu Tinh Vu Red Flags & Your Rights As An Investor Of course, Tinh Vu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tinh Vu+ at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tinh Vu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Tinh Vu If you have questions about Osaic Wealth, Inc. and/or Tinh Vu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2025

Derek Malone of Osaic Institutions, Inc.  Reviews

DID DEREK WILHELM MALONE CAUSE YOU INVESTMENT LOSSES? Derek Malone Of Osaic Institutions, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Derek Malone Customer Complaints and Reviews Derek Malone has disclosed four Customer Disputes in his FINRA BrokerCheck report: Allegations Against Derek Malone Derek Malone Red Flags & Your Rights As An Investor Of course, Derek Malone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Malone at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether Derek Malone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc.  Due To Derek Malone If you have questions about Osaic Institutions, Inc. and/or Derek Malone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2024

Mary Beth Spuhler Formerly With Osaic Wealth, Inc. FIRED

DID MARY BETH FISHER SPUHLER CAUSE YOU INVESTMENT LOSSES? Mary Beth Spuhler Formerly With Osaic Wealth, Inc. was terminated on September 6, 2024, for engaging in personal transactions with clients without prior approval from the broker-dealer. Mary Beth Spuhler Employment History and Termination Disclosures Mary Beth Spuhler Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mary Beth Spuhler is a red flag which should put all current and former customers of Mary Beth Spuhler at with Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mary Beth Spuhler engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At with Osaic Wealth, Inc. Due To Mary Beth Spuhler If you have questions about Osaic Wealth, Inc. and/or Mary Beth Spuhler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Kirk O’Brien of Osaic FA, Inc.  Reviews

DID KIRK A O’BRIEN CAUSE YOU INVESTMENT LOSSES? Kirk O’Brien Customer Complaints and Reviews Allegations Against Kirk O’Brien Kirk O’Brien Red Flags & Your Rights As An Investor Of course, Kirk O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk O’Brien at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc. Due To Kirk O’Brien If you have questions about Osaic FA, Inc. and/or Kirk O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Kevin Kuehn of Osaic FA, Inc. Reviews

DID KEVIN C KUEHN CAUSE YOU INVESTMENT LOSSES? Kevin Kuehn Customer Complaints and Reviews Kevin Kuehn has one pending customer dispute listed on his record. Allegations Against Kevin Kuehn Kevin Kuehn Red Flags & Your Rights As An Investor Of course, Kevin Kuehn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Kuehn at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Kuehn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc. Due To Kevin Kuehn If you have questions about Osaic FA, Inc. and/or Kevin Kuehn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Jason Lavigne of Osaic Wealth, Inc. Reviews

DID JASON MICHAEL LAVIGNE CAUSE YOU INVESTMENT LOSSES? Jason Lavigne Customer Complaints and Reviews Jason Lavigne has one pending customer dispute listed on his record. Allegations Against Jason Lavigne Jason Lavigne Red Flags & Your Rights As An Investor Of course, Jason Lavigne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Lavigne at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Lavigne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Jason Lavigne If you have questions about Osaic Wealth, Inc. and/or Jason Lavigne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Brent Fuchs of Osaic FA, Inc. Reviews

DID BRENT CHRISTOPHER FUCHS CAUSE YOU INVESTMENT LOSSES? Brent Fuchs Of Osaic FA, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Brent Fuchs Customer Complaints and Reviews Brent Christopher Fuchs has a total of nine customer disputes reported. Below is a summary of the key incidents: Allegations Against Brent Fuchs Brent Christopher Fuchs faces several customer complaints, primarily regarding unsuitable investment recommendations in oil and gas products. The following are the key allegations: Brent Fuchs Red Flags & Your Rights As An Investor Of course, Brent Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Fuchs at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brent Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc.  Due To Brent Fuchs If you have questions about Osaic FA, Inc. and/or Brent Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Marat Likhtenstein of Osaic Wealth, Inc.  FIRED

DID MARAT LIKHTENSTEIN CAUSE YOU INVESTMENT LOSSES? Marat Likhtenstein Formerly With Osaic Wealth, Inc.  was terminated on June 7, 2024, for failing to disclose personal loan transactions with a client Marat Likhtenstein Employment History and Termination Marat Likhtenstein has over two decades of experience in the securities industry, having worked for firms such as Osaic Wealth, Inc., (2018-2024), Signator Investors, Inc., (2001-2018) and Park Avenue Securities LLC. (1999-2001) He passed two general industry/product exams and two multi-state securities law exams and held registrations across multiple firms, mostly in New York. He was terminated by Osaic Wealth, Inc. on June 7, 2024, due to a failure to disclose personal loan transactions with a client. Subsequently, on August 5, 2024, he was permanently barred by FINRA after he refused to cooperate with their investigation, provide requested documents and information and failed to appear for testimony. Disclosure Events: Allegation: Terminated for failure to disclose personal loan transactions with a client. Regulatory Action Date: August 5, 2024 Regulator: FINRA Allegation: Likhtenstein failed to provide documents and appear for testimony as requested by FINRA, related to a disclosure on a Form U5 filing by Osaic Wealth, Inc., stating that he did not disclose personal loans with a client. Resolution: Permanent bar of all capacities. Termination Date: June 7, 2024 Firm: Osaic Wealth, Inc. Marat Likhtenstein Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marat Likhtenstein is a red flag which should put all current and former customers of Marat Likhtenstein at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marat Likhtenstein engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Marat Likhtenstein If you have questions about Osaic Wealth, Inc.and/or Marat Likhtenstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2024

Kenneth Wright of Osaic Institutions, Inc. Reviews

DID Kenneth Wright CAUSE YOU INVESTMENT LOSSES? Kenneth Wright Of Osaic Institutions, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kenneth Wright Customer Complaints and Reviews Kenneth D. Wright has been involved in three customer disputes, two of which were denied, and one was withdrawn: Allegations Against Kenneth Wright Kenneth Wright Red Flags & Your Rights As An Investor Of course, Kenneth Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Wright at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To Kenneth Wright If you have questions about Osaic Institutions, Inc. and/or Kenneth Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2024

Bobb Meckenstock of Osaic Wealth, Inc. Reviews

DID BOBB ARTHUR MECKENSTOCK CAUSE YOU INVESTMENT LOSSES? Bobb Meckenstock Customer Complaints and Reviews Bobb A. Meckenstock’s disclosure records indicate several significant incidents, including regulatory actions and customer disputes: Allegations Against Bobb Meckenstock Bobb Meckenstock Red Flags & Your Rights As An Investor Of course, Bobb Meckenstock] did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bobb Meckenstock at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bobb Meckenstock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Bobb Meckenstock If you have questions about Osaic Wealth, Inc. and/or Bobb Meckenstock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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