Mark Mappa of Osaic Wealth, Inc

DID MARK ALAN MAPPA CAUSE YOU INVESTMENT LOSSES? Mark Mappa Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Mappa Customer Complaints Mark Mappa has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  Kestra Investment Services settled all 3 customer complaints that involved in the FINRA arbitration proceedings for Mark Mappa’s alleged misconduct in favor of the investors. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Mappa Red Flags & Your Rights As An Investor Of course, Mark Mappa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mappa at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mappa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Mark Mappa  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Mark Mappa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jack Yvars of Osaic Wealth, Inc

DID JACK W YVARS CAUSE YOU INVESTMENT LOSSES? Jack Yvars Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jack Yvars Customer Complaints Jack Yvars has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have evolved into FINRA arbitration proceedings filed against Osaic Wealth, formerly known as Royal Alliance Associates for Jack Yvars alleged misconduct, and still pending. Allegations Against Jack Yvars A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jack Yvars Red Flags & Your Rights As An Investor Of course, Jack Yvars did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Yvars at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jack Yvars has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc., Due To Jack Yvars  If you have questions about Osaic Wealth, Inc., and/or Jack Yvars and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Patrick Tantoco of Osaic Wealth, Inc

DID PATRICK TANTOCO CAUSE YOU INVESTMENT LOSSES? Patrick Tantoco Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Tantoco Customer Complaints Patrick Tantoco has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have proceeded to FINRA arbitration proceedings against Independent Financial Group for Patrick Tantoco’s alleged misconduct and are still pending. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Tantoco Red Flags & Your Rights As An Investor Of course, Patrick Tantoco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Tantoco at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Tantoco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Patrick Tantoco  If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Patrick Tantoco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Louis Wargo of Osaic Wealth, Inc

DID LOUIS MARTIN WARGO CAUSE YOU INVESTMENT LOSSES? Louis Wargo Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Louis Wargo Customer Complaints Louis Wargo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints evolved into FINRA arbitration proceedings against FSC Securities Corp., and they were settled in favor of the investor.  Louis Wargo’s employers denied two other customer complaints, and the investors took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding that is pending against FSC Securities Corporation for Louis Wargo’s alleged misconduct. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Louis Wargo Red Flags & Your Rights As An Investor Of course, Louis Wargo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Wargo at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Louis Wargo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Louis Wargo  If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Louis Wargo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas Kudarauskas of Osaic Wealth, Inc

DID THOMAS ARDAVAST KUDARAUSKAS CAUSE YOU INVESTMENT LOSSES? Thomas Kudarauskas Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Kudarauskas Customer Complaints Thomas Kudarauskas has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the disputes were settled by Woodbury Financial Services in favor of the investors.  There is currently one FINRA arbitration proceeding that is still pending against Woodbury Financial Services for Thomas Kudarauskas’ alleged misconduct. Allegations Against Thomas Kudarauskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kudarauskas Red Flags & Your Rights As An Investor Of course, Thomas Kudarauskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kudarauskas at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kudarauskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Thomas Kudarauskas  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Thomas Kudarauskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jonna Keller of Osaic Wealth, Inc

DID JONNA DORIS KELLER CAUSE YOU INVESTMENT LOSSES? Jonna Keller Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jonna Keller Customer Complaints Jonna Keller has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  1st Security Investments settled 1 of the customer complaints in favor of the investor.  There is currently one FINRA arbitration proceeding filed against Sigma Financial Corporation for Jonna Keller’s alleged misconduct that is still pending. Allegations Against Jonna Keller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonna Keller Red Flags & Your Rights As An Investor Of course, Jonna Keller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonna Keller at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonna Keller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jonna Keller  If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Jonna Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Randy Cox of Osaic Wealth, Inc

DID RANDY CARTER COX CAUSE YOU INVESTMENT LOSSES? Randy Cox Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Randy Cox Customer Complaints Randy Cox has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was settled by FSC Securities Corporation in favor of the investors.  Another customer complaint which evolved into a FINRA arbitration proceeding is still pending against FSC Securities Corporation for Randy Cox’s alleged misconduct. Allegations Against Randy Cox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randy Cox Red Flags & Your Rights As An Investor Of course, Randy Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Cox at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Randy Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Randy Cox  If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Randy Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Michael Starego of Equitable Advisors, LLC

DID MICHAEL STAREGO CAUSE YOU INVESTMENT LOSSES? Michael Starego Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Starego Customer Complaint Michael Starego has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a variable annuity contract.  Equitable Advisors recently denied the customer complaint and it does not appear that the investor has filed any arbitration proceeding or taken any other action. Michael Starego Red Flags & Your Rights As An Investor Of course, Michael Starego did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Starego at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Starego has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Starego If you have questions about Equitable Advisors, LLC and/or Michael Starego and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Brian Stern of Osaic Wealth, Inc

DID BRIAN CAMPION STERN CAUSE YOU INVESTMENT LOSSES? Brian Stern Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Brian Stern Customer Complaint Brian Stern has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were represented of advice client to surrender our husband’s annuity after his death and subsequently sold her products that were unsuitable for her.  The FINRA arbitration proceeding was recently filed against Transamerica Financial Advisors for Brian Stern’s alleged misconduct and still pending. Brian Stern Red Flags & Your Rights As An Investor Of course, Brian Stern did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Stern at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Stern has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Brian Stern If you have questions about Osaic Wealth, Inc. and/or Brian Stern and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Rodney Potratz of Osaic Wealth, Inc.

DID RODNEY DAVID POTRATZ CAUSE YOU INVESTMENT LOSSES? Rodney Potratz Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Rodney Potratz Customer Complaints Rodney Potratz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employers in favor of the investors. The third complaint was recently denied by his current employer Osaic Wealth, Inc. and thus far, the investor has not filed any arbitration claim or taken any other action. Allegations Against Rodney Potratz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodney Potratz Red Flags & Your Rights As An Investor Of course, Rodney Potratz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Potratz at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rodney Potratz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Rodney Potratz If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Rodney Potratz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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