Oct 30, 2023

John Nole of Paulson Investment Company LLC

DID JOHN ANTHONY NOLE CAUSE YOU INVESTMENT LOSSES? John Nole Of Paulson Investment Company LLC Has A Customer Complaint For Alleged Broker Misconduct John Nole Customer Complaint John Nole has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in GWG L Bonds. The FINRA arbitration proceeding that was recently filed against Paulson Investment Company for John Nole’s alleged misconduct is still pending. John Nole Red Flags & Your Rights As An Investor Of course, John Nole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nole at Paulson Investment Company LLC on alert to review carefully the activity and performance of their accounts and question whether John Nole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paulson Investment Company LLC Due To John Nole If you have questions about Paulson Investment Company LLC and/or John Nole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Timothy Touloukian formerly with Paulson Investment Company LLC

DID TIMOTHY ROBIN TOULOUKIAN CAUSE YOU INVESTMENT LOSSES? Timothy Touloukian Formerly With Paulson Investment Company LLC Has 4 Customer Complaints For Alleged Broker Misconduct Timothy Touloukian Customer Complaints Timothy Touloukian has been the subject of 4 customer complaints that we know about to recover investment losses. Three customer complaints were settled by the advisor’s former employers in favor of the investors. One customer complaint was denied and the investor took no further action. Allegations Against Timothy Touloukian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Touloukian Red Flags & Your Rights As An Investor Of course, Timothy Touloukian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Touloukian at Paulson Investment Company LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Touloukian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paulson Investment Company LLC Due To Timothy Touloukian If you have questions about Paulson Investment Company LLC and/or Timothy Touloukian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Graetz Formerly With Paulson Investment Company

DID KEVIN RICHARD GRAETZ CAUSE YOU INVESTMENT LOSSES? Kevin Graetz Formerly With Paulson Investment Company Has 9 Customer Complaints For Alleged Broker Misconduct Who is Kevin Graetz formerly with Paulson Investment Company? Kevin Graetz (CRD #1935982) who was formerly registered with Paulson Investment Company and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Kevin Graetz has had his own share of regulatory investigations.  He has been the subject of 2 FINRA investigations, the last of which resulted in a permanent bar for any further association with any member firm in any capacity for failing to cooperate and supply information in connection with 1 of its investigations. Kevin Graetz Customer Complaints Kevin Graetz has been the subject of 9 customer complaints that we know about. Five of Kevin Graetz’s 9 customer complaints were settled in favor of investors. Four of Kevin Graetz’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Kevin Graetz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Kevin Graetz sold him unregistered, fraudulent, and unapproved investments. Client alleged that Kevin Graetz’s purchases of INB were unsuitable given her investment objectives. Client alleged Kevin Graetz’s purchasing a large concentration of stock in INB which was unsuitable in size of purchase. Investment was brought on margin. Client alleged sales practice violations in relation to private securities offerings by Kevin Graetz. Customer alleged Kevin Graetz’s general mishandling of account. Customer alleged fraud, negligent misrepresentations, negligence, and unjust enrichment by Kevin Graetz. Customer alleged misconduct, fraudulent misrepresentations, omissions and selling away by Kevin Graetz. Customer alleged that Kevin Graetz did not return his phone calls, that he lost approximately $185,000.00 that he did not authorize option trades, and that Kevin Graetz purchased and sold options without his authorization. Kevin Graetz Red Flags & Your Rights As An Investor Of course, Kevin Graetz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Graetz at Paulson Investment Company on alert to review carefully the activity and performance of their accounts and question whether Kevin Graetz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Paulson Investment Company Due To Kevin Graetz If you have questions about Paulson Investment Company and/or Kevin Graetz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Wojnowski Of Paulson Investment Company

DID DONALD ANTHONY WOJNOWSKI CAUSE YOU INVESTMENT LOSSES? Donald Wojnowski Of Paulson Investment Company And Formerly With Halen Capital and Newport Coast Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Wojnowski of Paulson Investment Company? Donald Wojnowski (CRD #1037990) who is currently registered with Paulson Investment Company and located in St. Petersburg, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Paulson Investment Company, Donald Wojnowski was associated with Halen Capital, Newport Coast Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Wojnowski Customer Complaints Donald Wojnowski has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two arbitration awards were entered against Empire Financial Group, Jesup & Lamont Securities, and Paulson Investment Company for Donald Wojnowski’s alleged misconduct causing investors losses.  One of Donald Wojnowski’s customer complaints was settled in favor of investors. Allegations Against Donald Wojnowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Donald Wojnowski’s alleged failure to supervise. Mr. Miz alleges that he was unable to sell a security for a loss to offset gains for tax year allegedly made by Donald Wojnowski. Donald Wojnowski Red Flags & Your Rights As An Investor Of course, Donald Wojnowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Wojnowski at Paulson Investment Company, Halen Capital, and Newport Coast Securities on alert to review carefully the activity and performance of their accounts and question whether Donald Wojnowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company, Halen Capital, and Newport Coast Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Paulson Investment Company Due To Donald Wojnowski If you have questions about Paulson Investment Company, Halen Capital, Newport Coast Securities, and/or Donald Wojnowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Andre Davis of Paulson Investment Company, LLC

DID ANDRE PIERRE DAVIS CAUSE YOU INVESTMENT LOSSES? Andre Pierre Davis formerly with Paulson Investment Company LLC, First Standard Financial Company LLC, and National Securities Corporation Has 8 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years Who is Andre P. Davis formerly with Paulson Investment Company LLC? Andre Davis (CRD #1417097) who was formerly registered with Paulson Investment Company LLC, First Standard Financial Company LLC, and National Securities Corporation and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Paulson Investment Company LLC, Andre Davis was associated with First Standard Financial Company LLC and National Securities Corporation and 5other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paulson Investment Company LLC Broker Misconduct In his career, Andre Davis has been the subject of 16 customer complaints that we know about, 8 of those complaints were filed in the last year to recover investment losses. Six of Andre Davis’ 16 customer complaints were settled in favor of investors. Three complaints were denied by his employers and the customers did not take any further action.  There are currently 7 pending customer complaints filed against Andre Davis’ former employer Paulson Investment Company, LLC for investment losses caused by his alleged misconduct. Allegations Against Andre Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges churning and unsuitable trading. The claimant alleged unsuitable recommendations. The claimant alleges that the financial advisor misrepresented investments to him and guaranteed in investment against loss. Customer alleged broker made unauthorized transactions, unsuitable investments, excessive trading, excessive commissions, and misrepresentations related to his accounts. The claimant alleged that the broker used high-pressure sales tactics and also made unsuitable recommendations, misrepresentations, and omissions of fact. The claimant alleged fraud, breach of fiduciary duties, negligence, and aiding and abetting. The claimant alleged excessive trading, unsuitable investments in unauthorized trading in common and preferred stocks. Andre Davis Red Flags & Your Rights as An Investor Of course, Andre Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andre Davis at Paulson Investment Company LLC, First Standard Financial Company LLC, and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Andre Davis has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Paulson Investment Company LLC, First Standard Financial Company LLC, and National Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Paulson Investment Company LLC If you have questions about Paulson Investment Company LLC, First Standard Financial Company LLC, and National Securities Corporation and/or Andre Davis and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

John Tarpinian of Paulson Investment Company, LLC

DID JOHN ALEXANDER TARPINIAN CAUSE YOU INVESTMENT LOSSES? John Alexander Tarpinian formerly with Paulson Investment Company, LLC Has 13 Customer Complaints for Alleged Broker Misconduct Who is John A. Tarpinian formerly with Paulson Investment Company, LLC? John Tarpinian (CRD #1013555) who was formerly registered with Paulson Investment Company, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Paulson Investment Company, LLC, John Tarpinian was associated with Newport Coast Securities, Inc. and 9 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In January 2018, John Tarpinian, settled an investigation of the United States Securities and Exchange Commission, without admitting or denying the allegations, that he engaged in undisclosed principal trades with advisory clients while he was associated with Newport Coast Securities, Inc. He was ordered to cease-and-desist those activities, pay $50,000, and disgorgement in a civil monetary penalty of $25,000.  Paulson Investment Company LLC Broker Misconduct In his career, John Tarpinian has been the subject of 13 customer complaints that we know about recover investment losses. Eleven of John Tarpinian’s 13 customer complaints were settled in favor of investors. There is currently one customer complaint pending against John Tarpinian’s former employer Paulson Investment Company, LLC for investment losses caused by his alleged misconduct in connection with the purchase of structured notes. Allegations Against John Tarpinian A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege unsuitability, common law fraud, breach of contract, negligent supervision, and breach of fiduciary duty. Claimants allege unsuitability related to bond transactions. Claimants allege unsuitability related to interest rate structured products. The client alleges mismanagement and unauthorized trading in his IRA account. Account related negligence, breach of fiduciary duty, misrepresentation, and breach of contract. The claimant alleges damages due to negligence, breach of fiduciary duty, conversion, fraud, and misrepresentation, breach of contract, and violations of industry standards and rules. Claims allege that representatives engage in unauthorized transactions and churned their accounts.  Further, certain documents did not contain authorized signatures. Claims allege that John Tarpinian made unsuitable recommendations to purchase structured notes. John Tarpinian Red Flags & Your Rights as An Investor Of course, John Tarpinian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tarpinian at Paulson Investment Company, LLC and Newport Coast Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Tarpinian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company, LLC and Newport Coast Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Paulson Investment Company, LLC If you have questions about Paulson Investment Company LLC, Newport Coast Securities, Inc. and/or John Tarpinianand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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