Mar 7, 2022

Robert Genito Formerly With PFS Investments

DID ROBERT FREDERICK GENITO CAUSE YOU INVESTMENT LOSSES? Robert Genito Formerly With PFS Investments Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Genito formerly with PFS Investments? Robert Genito (CRD #4760338) who was formerly registered with PFS Investments and located in Bonita Springs, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Genito was also the subject of a FINRA investigation into whether he was engaging in or outside business activities.  According to FINRA, he refused to cooperate with its investigation and instead consented to the sanction and entry of findings that he refused to appear for a FINRA on-the-record testimony requested in connection with its investigation and the sanction of a permanent bar from any further association with any member firm in any capacity. Robert Genito Customer Complaints Robert Genito has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Genito’s 3 customer complaints was settled in favor of investors. There are currently two pending customer complaints filed against PFS Investments for investment losses caused by Robert Genito’s alleged misconduct. Allegations Against Robert Genito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that the variable annuity investment Robert Genito recommended was not a suitable investment. Customer alleged Robert Genito failed to repay a promissory note issued to customer for the benefit of Mr. Genito’s outside business. Robert Genito Red Flags & Your Rights As An Investor Of course, Robert Genito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Genito at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Genito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Due To Robert Genito If you have questions about PFS Investments and/or Robert Genito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Derrick Trussell of PFS Investments, Inc

DID DERRICK R. TRUSSELL CAUSE YOU INVESTMENT LOSSES? Derrick R. Trussell formerly with PFS Investments, Inc. Has 4 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Derrick R. Trussell formerly with PFS Investments, Inc? Derrick Trussell (CRD #5197550) who was formerly registered with PFS Investments, Inc. and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to PFS Investments, Inc., Derrick Trussell was associated with one other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. In May 2017, Derrick Trussell was terminated by PFS investments, Inc. after the firm received an allegation that the representative engaged in an unapproved outside business activity and/or an undisclosed private securities transactions in which a client’s funds were used to purchase securities not offered by the firm without the client’s knowledge or consent In December 2018, Derrick Trussell allegedly failed to respond to a FINRA request for information and was suspended. Thereafter, he was automatically barred from Association with any FINRA member, in any capacity.  He is no longer working in the securities industry. In May 2019, Derrick Trussell was charged with 13 counts of securities fraud, 2 counts of money laundering, and 7 counts of securing execution of documents by deception. The charges are pending in Texas state court. PFS Investments, Inc. Broker Misconduct In his career, Derrick Trussell has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. All of Derrick Trussell’s 4 customer complaints were settled by PFS Investments, Inc. in favor of investors. Allegations Against Derrick Trussell A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges that Derrick Trussell misrepresented investments not sold by Primerica. The customer alleges that the representative misrepresented that she was investing money with Primerica. The customer alleges that Derrick Trussell made an unauthorized trade. Derrick Trussell Red Flags & Your Rights as An Investor Of course, Derrick Trussell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Derrick Trussell at PFS Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Derrick Trussell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments, Inc. If you have questions about PFS Investments Inc. and/or Derrick Trusselland the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Ashley Upson of PFS Investments Inc.

DID ASHLEY MYLES UPSON CAUSE YOU INVESTMENT LOSSES? Ashley Upson Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ashley Upson of PFS Investments Inc.? Ashley Upson (CRD #5231420) who is currently registered with PFS Investments Inc. and located in Rocky Hill, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Ashley Upson Customer Complaint Ashley Upson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her ex-husband alleged he took electronic withdrawals from his IRA account without his knowledge or consent during the course of their marriage.  Ashley Upson’s customer complaint was denied and, to date, the customer has not taken any further action. Ashley Upson Red Flags & Your Rights As An Investor Of course, Ashley Upson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashley Upson at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Ashley Upson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Ashley Upson If you have questions about PFS Investments Inc. and/or Ashley Upson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Edward Colley of PFS Investments

DID EDWARD EUGENE COLLEY CAUSE YOU INVESTMENT LOSSES? Edward Colley of PFS Investments Has A Customer Complaint for Alleged Broker Misconduct Who is Edward Colley of PFS Investments? Edward Colley (CRD #1395769) who is currently registered with PFS Investments and located in Mechanicsville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Edward Colley Customer Complaint Edward Colley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that Edward Colley failed to follow his instructions regarding the transfer-in-kind of his investments. Edward Colley’s customer complaint was settled in favor of the investors. Edward Colley Red Flags & Your Rights as An Investor Of course, Edward Colley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Edward Colley at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Edward Colley has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at PFS Investments Due to Edward Colley If you have questions about PFS Investments and/or Edward Colley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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