Feb 22, 2022

Ashley Upson of PFS Investments Inc.

DID ASHLEY MYLES UPSON CAUSE YOU INVESTMENT LOSSES? Ashley Upson Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ashley Upson of PFS Investments Inc.? Ashley Upson (CRD #5231420) who is currently registered with PFS Investments Inc. and located in Rocky Hill, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Ashley Upson Customer Complaint Ashley Upson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her ex-husband alleged he took electronic withdrawals from his IRA account without his knowledge or consent during the course of their marriage.  Ashley Upson’s customer complaint was denied and, to date, the customer has not taken any further action. Ashley Upson Red Flags & Your Rights As An Investor Of course, Ashley Upson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashley Upson at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Ashley Upson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Ashley Upson If you have questions about PFS Investments Inc. and/or Ashley Upson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Angel Barnes of PFS Investments Inc.

DID ANGEL MOLISA BARNES CAUSE YOU INVESTMENT LOSSES? Angel Barnes Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Angel Barnes of PFS Investments Inc.? Angel Barnes (CRD #6140195) who is currently registered with PFS Investments Inc. and located in Evergreen Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Angel Barnes Customer Complaint Angel Barnes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of mutual fund investments.  Angel Barnes’ customer complaint was settled in favor of the investors. Angel Barnes Red Flags & Your Rights As An Investor Of course, Angel Barnes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Barnes at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Angel Barnes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Angel Barnes If you have questions about PFS Investments Inc. and/or Angel Barnes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Steven Glaeser of PFS Investments

DID STEVEN HAROLD GLAESER CAUSE YOU INVESTMENT LOSSES? Steven Glaeser of PFS Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Glaeser of PFS Investments? Steven Glaeser (CRD #1157063) who is currently registered with PFS Investments and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Steven Glaeser Customer Complaint Steven Glaeser has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer that Steven Glaeser did not discuss capital gains taxes stemming from account transactions. Steven Glaeser’s customer complaint was settled in favor of the investors. Steven Glaeser Red Flags & Your Rights As An Investor Of course, Steven Glaeser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Glaeser at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Glaeser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Due To Steven Glaeser If you have questions about PFS Investments and/or Steven Glaeser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Edward Colley of PFS Investments

DID EDWARD EUGENE COLLEY CAUSE YOU INVESTMENT LOSSES? Edward Colley of PFS Investments Has A Customer Complaint for Alleged Broker Misconduct Who is Edward Colley of PFS Investments? Edward Colley (CRD #1395769) who is currently registered with PFS Investments and located in Mechanicsville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Edward Colley Customer Complaint Edward Colley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that Edward Colley failed to follow his instructions regarding the transfer-in-kind of his investments. Edward Colley’s customer complaint was settled in favor of the investors. Edward Colley Red Flags & Your Rights as An Investor Of course, Edward Colley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Edward Colley at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Edward Colley has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at PFS Investments Due to Edward Colley If you have questions about PFS Investments and/or Edward Colley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Ronald Mims of PFS Investments Inc.

DID RONALD ALLEN MIMS CAUSE YOU INVESTMENT LOSSES? Ronald Allen Mims with PFS Investments Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Ronald A. Mims with PFS Investments Inc.? Ronald Mims (CRD #1945590) who is currently registered with PFS Investments Inc. and located in Duluth, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to PFS Investments Inc., Ronald Mims was associated with another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. PFS Investments Inc. Broker Misconduct In his career, Ronald Mims has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Two of Ronald Mims’ 3 customer complaints were settled in favor of investors. Allegations Against Ronald Mims A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged that Ronald Mims supplied inaccurate information regarding the qualified variable annuity. Customer alleged that Ronald Mims improperly registered his investment account SEP- IRA which resulted in unintended tax consequences. Customer alleged Ronald Sims made an incorrect beneficiary designation and an IRA account. Ronald Mims Red Flags & Your Rights As An Investor Of course, Ronald Mims did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Mims at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Mims has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. If you have questions about PFS Investments Inc. and/or Ronald Mims and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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