Mar 4, 2022

Winston Turner Formerly With Pruco Securities

DID WINSTON WADE TURNER CAUSE YOU INVESTMENT LOSSES? Winston Turner Formerly With Pruco Securities Has 25 Customer Complaints For Alleged Broker Misconduct Who is Winston Turner formerly with Pruco Securities? Winston Turner (CRD #5965386) who was formerly registered with Pruco Securities and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Winston Turner Customer Complaints Winston Turner has been the subject of 25 customer complaints that we know about. Twenty of Winston Turner’s 25 customer complaints were settled in favor of investors. Five of Winston Turner’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Winston Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Winston Turner engaged in unsuitable annuity exchanges and conversion of funds provided for investment. Claimants alleged Winston Turner engaged in unsuitable sales, churning, conversion and fraud. This activity is alleged to have begun and to have continued during and after, his association with the firm. Claimants alleged Winston Turner engaged in unsuitable sales, churning, conversion and fraud. This alleged activity began prior to his association with the firm and continued for three years. Client alleged that Winston Turner promised a 5% return on his investment, did not disclose that his money would be invested aggressively in a variable annuity, did not disclose surrender charges, and provided inaccurate information to the firm about his personal risk tolerance, investment objectives, personal financial information, and prior investment experience. Complaint was not initially reported because it was received verbally. The U5 is being Amended because of the settlement amount. Customer alleged Winston Turner misrepresented the variable annuity purchased. Customer alleged Winston Turner did not explain withdrawal fees when a variable annuity was purchased. Customer alleged Winston Turner misrepresented the variable annuities purchased. No specific compensatory damages were alleged. Customer alleged Winston Turner misrepresented the variable annuity purchased. Customer alleged Winston Turner misrepresented the variable annuity purchased. No specific compensatory damages were alleged. Customer alleged Winston Turner misrepresented the variable annuity purchased. No specific compensatory damages were alleged. Customer alleged that he provided a check to Winston Turner made out to a company for an alleged investment. Regarding the annuity, the client alleged that Winston Turner advised him to surrender the contract less than one year into the contract. The client also alleged he incurred surrender charges. Additionally, he also made a personal loan to the representative. Winston Turner allegedly did not disclose surrender charges or market value adjustment charge in connection with surrender of an annuity, misrepresented the tax consequences of such transaction, and misrepresented that there would be no surrender charges due to customer’s disability and that such charges would be returned to her account. RR made some personal payments to the customer and misrepresented them to be reimbursements of the surrender charges. The client alleged that the representative stole money from her and that she lost the money plus interest that could have been gained during that time. Customer alleged that the rep did not fully disclose all the facts regarding Guarantees and Risks. The client alleged that Winston Turner did not explain that she would incur annuity surrender charges and that funds she gave to the representative for purchase of a Prudential product were used to purchase a product issued by a different insurer. The client alleged Winston Turner’s misrepresentation concerning unauthorized electronic signature. The client alleged that Winston Turner did not fully disclose all the facts regarding the guarantees and risks, expenses and fees. The initial customer complaint- the compensatory damages was subsequently settled by the company. The client alleged that Winston Turner made several misrepresentations regarding the guaranteed minimum percentage growth and surrender charges provisions of his policies. The client alleged that Winston Turner recommended a surrender of a Metlife annuity and did not fully disclose all the facts regarding the tax consequences incurred as a result,. The complainants alleged that Winston Turner misrepresented the variable annuities they purchased. The complainants believed that the variable annuities were unsuitable and should not have been recommended. As a result of these purchases, the complainants incurred surrender charges in funding the variable annuities, and were looking to recoup the damages they had sustained. The customer alleged that Winston Turner promised a 10% bonus and a 5% year over year growth on the amount deposited into his annuity. Winston Turner Red Flags & Your Rights As An Investor Of course, Winston Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Winston Turner at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Winston Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Winston Turner If you have questions about Pruco Securities and/or Winston Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Robert White formerly with Pruco Securities

DID ROBERT GARY WHITE CAUSE YOU INVESTMENT LOSSES? Robert White Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Robert White formerly with Pruco Securities? Robert White (CRD #4705720) who was formerly registered with Pruco Securities and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Robert White Customer Complaint Robert White has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that Robert White failed to disclose tax consequences upon replacement of the policy. Robert White’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert White Red Flags & Your Rights As An Investor Of course, Robert White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert White at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert White If you have questions about Pruco Securities and/or Robert White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Clay Scholes of Pruco Securities

DID CLAY W. SCHOLES CAUSE YOU INVESTMENT LOSSES? Clay Scholes Of Pruco Securities And Formerly With J.P. Morgan Securities And Unionbanc Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Clay Scholes of Pruco Securities? Clay Scholes (CRD #5724827) who is currently registered with Pruco Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Clay Scholes was associated with J.P. Morgan Securities, Unionbanc Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Clay Scholes Customer Complaint Clay Scholes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were regarding the purchase of an annuity contract.  The client alleged that the annuity was not suitable for her and that the representative did not fully disclose all facts regarding charges, expenses and fees. Clay Scholes’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Clay Scholes Red Flags & Your Rights As An Investor Of course, Clay Scholes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clay Scholes at Pruco Securities, J.P. Morgan Securities, and Unionbanc Investment Services on alert to review carefully the activity and performance of their accounts and question whether Clay Scholes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, J.P. Morgan Securities, and Unionbanc Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Clay Scholes If you have questions about Pruco Securities, J.P. Morgan Securities, Unionbanc Investment Services, and/or Clay Scholes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Matthew Shull of Pruco Securities

DID MATTHEW DEAN SHULL CAUSE YOU INVESTMENT LOSSES? Matthew Shull Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Shull of Pruco Securities? Matthew Shull (CRD #6032056) who is currently registered with Pruco Securities and located in Fort Wayne, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Matthew Shull Customer Complaint Matthew Shull has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were verbal complaint was initially received on 1/13/2020, however, it did not meet our criteria for re-portability and is only being reported now due to the settlement of $17,229.58. Matthew Shull’s customer complaint was settled in favor of the investors. Matthew Shull Red Flags & Your Rights As An Investor Of course, Matthew Shull did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Shull at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Shull has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Pruco Securities Due To Matthew Shull If you have questions about Pruco Securities and/or Matthew Shull and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Nathan Switzer Formerly With Pruco Securities

DID NATHAN DANIEL SWITZER CAUSE YOU INVESTMENT LOSSES? Nathan Switzer Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Nathan Switzer formerly with Pruco Securities? Nathan Switzer (CRD #6778680) who was formerly registered with Pruco Securities and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Nathan Switzer Customer Complaint Nathan Switzer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Nathan Switzer did not fully disclose all the facts regarding charges, expenses and fees. Nathan Switzer’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Nathan Switzer Red Flags & Your Rights As An Investor Of course, Nathan Switzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Switzer at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Nathan Switzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Nathan Switzer If you have questions about Pruco Securities and/or Nathan Switzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Szmyrko of Pruco Securities

DID DANIEL SZMYRKO CAUSE YOU INVESTMENT LOSSES? Daniel Szmyrko Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Szmyrko of Pruco Securities? Daniel Szmyrko (CRD #5847389) who is currently registered with Pruco Securities and located in Pittsford, New York is a subject of one of our many securities industry sales practice abuse investigations. Daniel Szmyrko Customer Complaint Daniel Szmyrko has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were regarding the purchase of a variable universal life policy, the client alleged that the representative, Daniel Szmyrko sold her a risky and very expensive retirement policy that was unsuitable for her and did not have the flexibility that she requested. The customer complaint filed against Daniel Szmyrko’s current employer Pruco Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Szmyrko Red Flags & Your Rights As An Investor Of course, Daniel Szmyrko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Szmyrko at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Daniel Szmyrko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Daniel Szmyrko If you have questions about Pruco Securities and/or Daniel Szmyrko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dawn Coleman-Hyman of Pruco Securities

DID DAWN ANNE COLEMAN-HYMAN CAUSE YOU INVESTMENT LOSSES? Dawn Coleman-Hyman of Pruco Securities Has A Customer Complaint for Alleged Broker Misconduct Who is Dawn Coleman-Hyman of Pruco Securities? Dawn Coleman-Hyman (CRD #1320756) who is currently registered with Pruco Securities and located in Long Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Dawn Coleman-Hyman Customer Complaint Dawn Coleman-Hyman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were plaintiffs allege that the representative misrepresented the features of an annuity in the sale of the product and that a withdrawal form for the annuity was subsequently altered by one or more of the defendants in the lawsuit. The customer complaint filed against Dawn Coleman-Hyman’s current employer Pruco Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Dawn Coleman-Hyman Red Flags & Your Rights as An Investor Of course, Dawn Coleman-Hyman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dawn Coleman-Hyman at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Dawn Coleman-Hyman has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Pruco Securities also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Pruco Securities Due to Dawn Coleman-Hyman If you have questions about Pruco Securities and/or Dawn Coleman-Hyman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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