Mar 1, 2023

Jonathan Gervaise formerly with Pruco Securities, LLC

DID JONATHAN GERVAISE CAUSE YOU INVESTMENT LOSSES? Jonathan Gervaise Formerly With Pruco Securities, LLC, Lincoln Financial Distributors, Inc. and AIG Capital Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jonathan Gervaise Customer Complaint Jonathan Gervaise has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly explain the ratio of taxable and nontaxable amounts of the distribution of a variable annuity contract. The customer complaint was denied by Lincoln Financial Distributors and to date, no further action has been taken. Jonathan Gervaise Red Flags & Your Rights As An Investor Of course, Jonathan Gervaise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Gervaise at Pruco Securities, LLC, Lincoln Financial Distributors, Inc. and AIG Capital Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Gervaise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, Lincoln Financial Distributors, Inc. and AIG Capital Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC, Due To Jonathan Gervaise If you have questions about Pruco Securities, LLC, Lincoln Financial Distributors, Inc., AIG Capital Services, Inc. and/or Jonathan Gervaise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jay McIntyre of Pruco Securities, LLC

DID JAY SCOTT MCINTYRE CAUSE YOU INVESTMENT LOSSES? Jay McIntyre Formerly With Pruco Securities, LLC and Principal Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jay McIntyre of Pruco Securities, LLC? Jay McIntyre (CRD #2604957) who was formerly registered with Pruco Securities, LLC and located in Franklin, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Jay McIntyre was associated with Principal Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay McIntyre Customer Complaints Jay McIntyre has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by MetLife Securities in favor of the investor. The other 2 customer complaints were denied by Jay McIntyre’s former employers in the customers, to date, took no further action. Allegations Against Jay McIntyre A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jay McIntyre Red Flags & Your Rights As An Investor Of course, Jay McIntyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay McIntyre at Pruco Securities, LLC and Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jay McIntyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Principal Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jay McIntyre If you have questions about Pruco Securities, LLC, Principal Securities, Inc. and/or Jay McIntyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Prosperi formerly with Pruco Securities, LLC

DID JAMES V. PROSPERI CAUSE YOU INVESTMENT LOSSES? James Prosperi Formerly With Pruco Securities, LLC and Allstate Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Prosperi formerly with Pruco Securities, LLC? James Prosperi (CRD #2337125) who was formerly registered with Pruco Securities, LLC and located in Pittsford, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC,James Prosperi was associated withAllstate Financial Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Prosperi Customer Complaints James Prosperi has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints be denied by James prosperity’s employer, and it appears, to date, that the customers did not take any further action. Notwithstanding, James Prosperi was terminated by Pruco. Securities in December 2024 and knowingly submitting forms related to annuity applications that included non-genuine signatures and Merrill Lynch Pierce Fenner and Smith before that in 2014. Allegations Against James Prosperi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Prosperi Red Flags & Your Rights As An Investor Of course, James Prosperi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Prosperi at Pruco Securities, LLC and Allstate Financial Services, LLC  on alert to review carefully the activity and performance of their accounts and question whether James Prosperi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Allstate Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To James Prosperi If you have questions about Pruco Securities, LLC, Allstate Financial Services, LLC and/or James Prosperi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Mastrosimone of Pruco Securities, LLC

DID FRANK MASTROSIMONE CAUSE YOU INVESTMENT LOSSES? Frank Mastrosimone Pruco Securities, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Mastrosimone of Pruco Securities, LLC? Frank Mastrosimone (CRD #322615) who is registered with Pruco Securities, LLC and located in Basking Ridge, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Frank Mastrosimone was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Mastrosimone Customer Complaint Frank Mastrosimone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the private investment fund recommended was inappropriate for the customer. The arbitration proceeding is currently pending.  Frank Mastrosimone Red Flags & Your Rights As An Investor Of course, Frank Mastrosimone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Mastrosimone at Pruco Securities LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Mastrosimone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Frank Mastrosimone If you have questions about Pruco Securities, LLC, Royal Alliance Associates, Inc. and/or Frank Mastrosimone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bruce Horng of Pruco Securities, LLC

DID BRUCE V. HORNG CAUSE YOU INVESTMENT LOSSES? Bruce Horng Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bruce Horng of Pruco Securities, LLC? Bruce Horng (CRD #2937278) who is currently registered with Pruco Securities, LLC and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Bruce Horng Customer Complaint Bruce Horng has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bruce Horng failed to disclose all facts regarding expenses, fees and surrender charges related to a variable annuity, investment.  Bruce Horng’s customer complaint was denied and, to date, the customer has not taken any further action. Bruce Horng Red Flags & Your Rights As An Investor Of course, Bruce Horng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Horng at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Horng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Bruce Horng If you have questions about Pruco Securities, LLC and/or Bruce Horng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2022

Caroline Overman of Pruco Securities, LLC

DID CAROLINE ELIZABETH OVERMAN CAUSE YOU INVESTMENT LOSSES? Caroline Overman Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Caroline Overman of Pruco Securities, LLC? Caroline Overman (CRD #1277021) who is currently registered with Pruco Securities, LLC and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Caroline Overman Customer Complaint Caroline Overman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Caroline Overman did not fully disclose all the facts relating to withdrawals from an insurance policy. Caroline Overman’s customer complaint was denied and, to date, the customer has not taken any further action. Caroline Overman Red Flags & Your Rights As An Investor Of course, Caroline Overman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Caroline Overman at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Caroline Overman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Caroline Overman If you have questions about Pruco Securities, LLC and/or Caroline Overman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Swank of Pruco Securities

DID ROBERT RANDALL SWANK CAUSE YOU INVESTMENT LOSSES? Robert Swank Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Swank of Pruco Securities? Robert Swank (CRD #2706148) who is currently registered with Pruco Securities and located in West Pittston, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Robert Swank Customer Complaints Robert Swank has been the subject of 2 customer complaints that we know about. Both of Robert Swank’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Swank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that money was sent in to her account to pay her taxes and $4,000.00 from an account went missing. Robert Swank’s misrepresentation concerning failure to disclose sale charges regarding the purchase of 5 mutual funds.  Robert Swank Red Flags & Your Rights As An Investor Of course, Robert Swank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Swank at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Swank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert Swank If you have questions about Pruco Securities and/or Robert Swank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brandie Osburn of Pruco Securities

DID BRANDIE JUNE BECKER OSBURN CAUSE YOU INVESTMENT LOSSES? Brandie Osburn Of Pruco Securities And Formerly With Allstate Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brandie Osburn of Pruco Securities? Brandie Osburn (CRD #3107786) who is currently registered with Pruco Securities and located in Glen Allen, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Brandie Osburn was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandie Osburn Customer Complaints Brandie Osburn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Brandie Osburn’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brandie Osburn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brandie Osburn made a misrepresentation, and did not disclose a surrender charge. Customer alleged unauthorized transaction by Brandie Osburn. Brandie Osburn Red Flags & Your Rights As An Investor Of course, Brandie Osburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandie Osburn at Pruco Securities and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brandie Osburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Allstate Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Brandie Osburn If you have questions about Pruco Securities, Allstate Financial Services, and/or Brandie Osburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Gilmore of Pruco Securities

DID TIMOTHY JOHN GILMORE CAUSE YOU INVESTMENT LOSSES? Timothy Gilmore Of Pruco Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Timothy Gilmore of Pruco Securities? Timothy Gilmore (CRD #2479049) who is currently registered with Pruco Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Timothy Gilmore Customer Complaints Timothy Gilmore has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Gilmore’s 3 customer complaints was settled in favor of investors. Two of Timothy Gilmore’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Timothy Gilmore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Regarding the purchase of a strategic partners annuity, the client alleged misrepresentation by Timothy Gilmore concerning continuing surrender charges. Regarding the purchase of an annuity contract, the client alleged that the annuity was not suitable for her and that Timothy Gilmore did not fully disclose all facts regarding charges, expenses and fees. Timothy Gilmore Red Flags & Your Rights As An Investor Of course, Timothy Gilmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Gilmore at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Gilmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Timothy Gilmore If you have questions about Pruco Securities and/or Timothy Gilmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Libmann of Pruco Securities

DID MICHAEL LIBMANN CAUSE YOU INVESTMENT LOSSES? Michael Libmann Of Pruco Securities, LLC And Formerly With MML Investors Services and MSI Financial Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Libmann of Pruco Securities, LLC? Michael Libmann (CRD #1323896) who is currently registered with Pruco Securities, LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Michael Libmann was associated with MML Investors Services, MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Libmann Customer Complaints Michael Libmann has been the subject of 4 customer complaints that we know about. Two of Michael Libmann’s 4 customer complaints were settled in favor of investors. Two of Michael Libmann’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Libmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Libmann misled her on the purchase of her variable life insurance policies. Client alleged that what Michael Libmann told him and what they sold him were two different life insurance policies. Customer alleged that Michael Libmann did not explain additional future premiums may be required when a variable life insurance policy was purchased. Customer alleged Michael Libmann did not fully disclose all the facts regarding suitability and also failed to disclose tax consequences. Michael Libmann Red Flags & Your Rights As An Investor Of course, Michael Libmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Libmann at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Libmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Libmann If you have questions about Pruco Securities, LLC, MML Investors Services, MSI Financial Securities, and/or Michael Libmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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