Sep 20, 2023

Kimberly Pennine of Pruco Securities, LLC

DID KIMBERLY ANN PENNINE CAUSE YOU INVESTMENT LOSSES? Kimberly Pennine Of Pruco Securities, LLC And Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Kimberly Pennine Customer Complaint Kimberly Pennine has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unsuitable recommendation of 2 variable annuity contracts. NYLife settled the customer complaint in favor of the investor. Kimberly Pennine Red Flags & Your Rights As An Investor Of course, Kimberly Pennine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Pennine at Pruco Securities, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kimberly Pennine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kimberly Pennine If you have questions about Pruco Securities, LLC, NYLife Securities LLC and/or Kimberly Pennine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2023

Theodore Manzanares of Pruco Securities, LLC

DID THEODORE MANZANARES CAUSE YOU INVESTMENT LOSSES? Theodore Manzanares Of Pruco Securities, LLC And Formerly With MML Investors Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Theodore Manzanares Customer Complaint Theodore Manzanares has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not fully disclose all the facts regarding sales charges and additionally misrepresented policy features. Pruco Securities recently denied the customer complaint and, to date, no further action has been taken. Theodore Manzanares Red Flags & Your Rights As An Investor Of course, Theodore Manzanares did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Manzanares at Pruco Securities, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Manzanares has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Theodore Manzanares If you have questions about Pruco Securities, LLC, MML Investors Services, LLC and/or Theodore Manzanares and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 30, 2023

Douglas Klein of Pruco Securities, LLC

DID DOUGLAS LEE KLEIN CAUSE YOU INVESTMENT LOSSES? Douglas Klein Of Pruco Securities, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Douglas Klein Customer Complaint Douglas Klein has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and failure to disclose all the facts regarding sales charges of an insurance policy. PRUCO Securities recently denied the customer allegations and, to date, no further action has been taken by the investor. Douglas Klein Red Flags & Your Rights As An Investor Of course, Douglas Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Klein at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Douglas Klein If you have questions about Pruco Securities, LLC, Edward Jones and/or Douglas Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Yuemei Sun of Pruco Securities, LLC

DID YUEMEI SUN CAUSE YOU INVESTMENT LOSSES? Yuemei Sun Of Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Yuemei Sun Customer Complaints Yuemei Sun has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Pruco Securities and, to date, no further action has been taken by the investors. Allegations Against Yuemei Sun A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yuemei Sun Red Flags & Your Rights As An Investor Of course, Yuemei Sun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yuemei Sun at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Yuemei Sun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Yuemei Sun If you have questions about Pruco Securities, LLC and/or Yuemei Sun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Orr of Pruco Securities, LLC

DID WILLIAM J ORR CAUSE YOU INVESTMENT LOSSES? William Orr Of Pruco Securities, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct William Orr Customer Complaint William Orr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misinformation provided about beneficiaries. Pruco Securities denied the customer complaint and no further action was taken William Orr Red Flags & Your Rights As An Investor Of course, William Orr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Orr at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether William Orr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To William Orr If you have questions about Pruco Securities, LLC, Edward Jones and/or William Orr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2023

Timothy Skwiot of Pruco Securities, LLC

DID TIMOTHY QUINN SKWIOT CAUSE YOU INVESTMENT LOSSES? Timothy Skwiot Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Skwiot Customer Complaint Timothy Skwiot has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose all facts regarding the charges, expenses and fees associated with an unsuitable insurance policy investment recommended. Pruco Securities denied the customer complaint and no further action was taken by the investor at this point in time. Timothy Skwiot Red Flags & Your Rights As An Investor Of course, Timothy Skwiot did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Skwiot at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Skwiot has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Timothy Skwiot If you have questions about Pruco Securities, LLC and/or Timothy Skwiot and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2023

Thomas Chun of Pruco Securities, LLC

DID THOMAS JOHN CHUN CAUSE YOU INVESTMENT LOSSES? Thomas Chun Of Pruco Securities, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Chun Customer Complaint Thomas Chun has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client was misled about the amount of the insurance policy. Pruco Securities denied the customer complaint and, to date, the customer has not taken any further action. Thomas Chun Red Flags & Your Rights As An Investor Of course, Thomas Chun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Chun at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Chun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Thomas Chun If you have questions about Pruco Securities, LLC, Edward Jones and/or Thomas Chun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Shuang Guo of Pruco Securities, LLC

DID SHUANG GUO CAUSE YOU INVESTMENT LOSSES? Shuang Guo Of Pruco Securities, LLC, And Formerly With AC Sunshine Securities LLC, NYLife Securities LLC and HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct Shuang Guo Customer Complaint Shuang Guo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to disclose charges, expenses and fees, and did not fully disclose all the facts regarding purchasing an insurance policy. Shuang Guo Red Flags & Your Rights As An Investor Of course, Shuang Guo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shuang Guo at Pruco Securities, LLC, AC Sunshine Securities LLC, NYLife Securities LLC and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Shuang Guo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, AC Sunshine Securities LLC, NYLife Securities LLC and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Shuang Guo If you have questions about Pruco Securities, LLC, AC Sunshine Securities LLC, NYLife Securities LLC, HSBC Securities (USA) Inc. and/or Shuang Guo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2023

Ronald Majewski of Pruco Securities, LLC

DID RONALD PATRICK MAJEWSKI CAUSE YOU INVESTMENT LOSSES? Ronald Majewski Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Majewski Customer Complaint Ronald Majewski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations to purchase an insurance policy and failure to fully disclose all the fees and expenses related thereto. Pruco Securities denied the customer complaint and to date, no further action has been taken by the investor. Ronald Majewski Red Flags & Your Rights As An Investor Of course, Ronald Majewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Majewski at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Majewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Ronald Majewski If you have questions about Pruco Securities, LLC and/or Ronald Majewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roger Duval formerly with Pruco Securities, LLC

DID ROGER ALLAN DUVAL CAUSE YOU INVESTMENT LOSSES? Roger Duval Formerly With Pruco Securities, LLC and MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Roger Duval Customer Complaints Roger Duval has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Roger Duvall’s former employers in favor of the investors. The other customer complaint was denied by Pruco Securities and to date, the customer has not taken any further action. Allegations Against Roger Duval   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roger Duval Red Flags & Your Rights As An Investor Of course, Roger Duval did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Duval at Pruco Securities, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Duval has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Roger Duval If you have questions about Pruco Securities, LLC, MML Investors Services, LLC and/or Roger Duval and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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