Mar 8, 2022

Robert Swank of Pruco Securities

DID ROBERT RANDALL SWANK CAUSE YOU INVESTMENT LOSSES? Robert Swank Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Swank of Pruco Securities? Robert Swank (CRD #2706148) who is currently registered with Pruco Securities and located in West Pittston, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Robert Swank Customer Complaints Robert Swank has been the subject of 2 customer complaints that we know about. Both of Robert Swank’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Swank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that money was sent in to her account to pay her taxes and $4,000.00 from an account went missing. Robert Swank’s misrepresentation concerning failure to disclose sale charges regarding the purchase of 5 mutual funds.  Robert Swank Red Flags & Your Rights As An Investor Of course, Robert Swank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Swank at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Swank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert Swank If you have questions about Pruco Securities and/or Robert Swank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Roderick Parham of Pruco Securities

DID RODERICK T. PARHAM CAUSE YOU INVESTMENT LOSSES? Roderick Parham Of Pruco Securities And Formerly With State Farm VP Management Has A Customer Complaint For Alleged Broker Misconduct Who is Roderick Parham of Pruco Securities? Roderick Parham (CRD #2825204) who is currently registered with Pruco Securities and located in Decatur, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Roderick Parham was associated with State Farm VP Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roderick Parham Customer Complaint Roderick Parham has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Roderick Parham failed to disclose tax consequences in connection with an investment. Roderick Parham’s customer complaint was settled in favor of the investors. Roderick Parham Red Flags & Your Rights As An Investor Of course, Roderick Parham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Parham at Pruco Securities and State Farm VP Management on alert to review carefully the activity and performance of their accounts and question whether Roderick Parham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and State Farm VP Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Roderick Parham If you have questions about Pruco Securities, State Farm VP Management, and/or Roderick Parham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Richard Rugel of Pruco Securities

DID RICHARD JAMES RUGEL CAUSE YOU INVESTMENT LOSSES? Richard Rugel Of Pruco Securities And Formerly With Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Rugel of Pruco Securities? Richard Rugel (CRD #3200986) who is currently registered with Pruco Securities and located in Latham, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Richard Rugel was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Rugel Customer Complaint Richard Rugel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Richard Rugel misrepresented the variable annuity sold to him which replaced his previous variable annuity by indicating the new variable annuity would provide greater guaranteed income for the customer. Richard Rugel’s customer complaint was settled in favor of the investors. Richard Rugel Red Flags & Your Rights As An Investor Of course, Richard Rugel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rugel at Pruco Securities and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Rugel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Richard Rugel If you have questions about Pruco Securities, Allstate Financial Services, and/or Richard Rugel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Robert Luley of Pruco Securities

DID ROBERT LEO LULEY CAUSE YOU INVESTMENT LOSSES? Robert Luley Of Pruco Securities And Formerly With Madison Avenue Securities Has 6 Customer Complaints For Alleged Broker Misconduct Who is Robert Luley of Pruco Securities? Robert Luley (CRD #4176139) who is currently registered with Pruco Securities and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Robert Luley was associated with Madison Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Luley Customer Complaints Robert Luley has been the subject of 6 customer complaints that we know about, four of those complaints were filed in the last year to recover investment losses.  Four of Robert Luley’s 6 customer complaints were settled in favor of investors. There are currently two pending customer complaints filed against Madison Avenue Securities for investment losses caused by Robert Luley’s alleged misconduct. Allegations Against Robert Luley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Multiple Claimants in separate arbitration proceedings alleged Robert Luley’s failure to conduct Due Diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of FINRA and SEC regulations in the sale of alternative investments. Claimants alleged unsuitable recommendation of GPB by Robert Luley. Robert Luley’s alleged unsuitable recommendation re: GPB Automotive. Robert Luley Red Flags & Your Rights As An Investor Of course, Robert Luley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Luley at Pruco Securities and Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Luley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Madison Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert Luley If you have questions about Pruco Securities, Madison Avenue Securities, and/or Robert Luley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Brandie Osburn of Pruco Securities

DID BRANDIE JUNE BECKER OSBURN CAUSE YOU INVESTMENT LOSSES? Brandie Osburn Of Pruco Securities And Formerly With Allstate Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brandie Osburn of Pruco Securities? Brandie Osburn (CRD #3107786) who is currently registered with Pruco Securities and located in Glen Allen, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Brandie Osburn was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandie Osburn Customer Complaints Brandie Osburn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Brandie Osburn’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brandie Osburn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brandie Osburn made a misrepresentation, and did not disclose a surrender charge. Customer alleged unauthorized transaction by Brandie Osburn. Brandie Osburn Red Flags & Your Rights As An Investor Of course, Brandie Osburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandie Osburn at Pruco Securities and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brandie Osburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Allstate Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Brandie Osburn If you have questions about Pruco Securities, Allstate Financial Services, and/or Brandie Osburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Patricia Lamparella of Pruco Securities

DID PATRICIA M LAMPARELLA CAUSE YOU INVESTMENT LOSSES? Patricia Lamparella Of Pruco Securities And Formerly With NYLIFE Securities And Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Patricia Lamparella of Pruco Securities? Patricia Lamparella (CRD #1855251) who is currently registered with Pruco Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Patricia Lamparella was associated with NYLIFE Securities, Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patricia Lamparella Customer Complaint Patricia Lamparella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Patricia Lamparella did not fully disclose all the facts regarding suitability of a variable annuity, investment she recommended. Patricia Lamparella Red Flags & Your Rights As An Investor Of course, Patricia Lamparella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia Lamparella at Pruco Securities, NYLIFE Securities, and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Patricia Lamparella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, NYLIFE Securities, and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Patricia Lamparella If you have questions about Pruco Securities, NYLIFE Securities, Park Avenue Securities, and/or Patricia Lamparella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Timothy Gilmore of Pruco Securities

DID TIMOTHY JOHN GILMORE CAUSE YOU INVESTMENT LOSSES? Timothy Gilmore Of Pruco Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Timothy Gilmore of Pruco Securities? Timothy Gilmore (CRD #2479049) who is currently registered with Pruco Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Timothy Gilmore Customer Complaints Timothy Gilmore has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Gilmore’s 3 customer complaints was settled in favor of investors. Two of Timothy Gilmore’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Timothy Gilmore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Regarding the purchase of a strategic partners annuity, the client alleged misrepresentation by Timothy Gilmore concerning continuing surrender charges. Regarding the purchase of an annuity contract, the client alleged that the annuity was not suitable for her and that Timothy Gilmore did not fully disclose all facts regarding charges, expenses and fees. Timothy Gilmore Red Flags & Your Rights As An Investor Of course, Timothy Gilmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Gilmore at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Gilmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Timothy Gilmore If you have questions about Pruco Securities and/or Timothy Gilmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Libmann of Pruco Securities

DID MICHAEL LIBMANN CAUSE YOU INVESTMENT LOSSES? Michael Libmann Of Pruco Securities, LLC And Formerly With MML Investors Services and MSI Financial Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Libmann of Pruco Securities, LLC? Michael Libmann (CRD #1323896) who is currently registered with Pruco Securities, LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Michael Libmann was associated with MML Investors Services, MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Libmann Customer Complaints Michael Libmann has been the subject of 4 customer complaints that we know about. Two of Michael Libmann’s 4 customer complaints were settled in favor of investors. Two of Michael Libmann’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Libmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Libmann misled her on the purchase of her variable life insurance policies. Client alleged that what Michael Libmann told him and what they sold him were two different life insurance policies. Customer alleged that Michael Libmann did not explain additional future premiums may be required when a variable life insurance policy was purchased. Customer alleged Michael Libmann did not fully disclose all the facts regarding suitability and also failed to disclose tax consequences. Michael Libmann Red Flags & Your Rights As An Investor Of course, Michael Libmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Libmann at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Libmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Libmann If you have questions about Pruco Securities, LLC, MML Investors Services, MSI Financial Securities, and/or Michael Libmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Keith Everett Formerly With Pruco Securities

DID KEITH MICHAEL EVERETT CAUSE YOU INVESTMENT LOSSES? Keith Everett Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Everett formerly with Pruco Securities? Keith Everett (CRD #2410005) who was formerly registered with Pruco Securities and located in South Windsor, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Keith Everett Customer Complaint Keith Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Keith Everett did not fully disclose all the facts regarding guarantees and risks. Keith Everett’s customer complaint was denied and, to date, the customer has not taken any further action. Keith Everett Red Flags & Your Rights As An Investor Of course, Keith Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Everett at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Keith Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Keith Everett If you have questions about Pruco Securities and/or Keith Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Steven Kramer of Pruco Securities

DID STEVEN KRAMER CAUSE YOU INVESTMENT LOSSES? Steven Kramer of Pruco Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steven Kramer of Pruco Securities, LLC? Steven Kramer (CRD #274903) who is currently registered with Pruco Securities, LLC and located in Deer Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Steven Kramer Customer Complaints Steven Kramer has been the subject of 3 customer complaints that we know about. Three of Steven Kramer’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Steven Kramer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges Steven Kramer did not fully disclose all the facts regarding suitability of the investment for him. Regarding the purchase of a life insurance policy, the client alleged Steven Kramer did not fully disclose all the facts regarding the premium increase. Regarding the purchase of a variable universal life insurance policy, the client alleged misrepresentation concerning the investment objectives by Steven Kramer. Steven Kramer Red Flags & Your Rights As An Investor Of course, Steven Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kramer at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Steven Kramer If you have questions about Pruco Securities, LLC and/or Steven Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading