Mar 7, 2022

Eugene Hahn of Pruco Securities

DID EUGENE S. HAHN CAUSE YOU INVESTMENT LOSSES? Eugene Hahn Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Eugene Hahn of Pruco Securities? Eugene Hahn (CRD #5839656) who is currently registered with Pruco Securities and located in Exton, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Eugene Hahn Customer Complaint Eugene Hahn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Eugene Hahn did not fully disclose all the facts regarding charges, expenses & fees. Eugene Hahn’s customer complaint was denied and, to date, the customer has not taken any further action. Eugene Hahn Red Flags & Your Rights As An Investor Of course, Eugene Hahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Hahn at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Eugene Hahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Eugene Hahn If you have questions about Pruco Securities and/or Eugene Hahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Brenda Labar of Pruco Securities

DID BRENDA LOUISE LABAR CAUSE YOU INVESTMENT LOSSES? Brenda Labar Of Pruco Securities And Formerly With MML Investors Services And MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brenda Labar of Pruco Securities? Brenda Labar (CRD #4517754) who is currently registered with Pruco Securities and located in Ontario, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Brenda Labar was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brenda Labar Customer Complaints Brenda Labar has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Brenda Labar’s 4 customer complaints were settled in favor of investors. Two of Brenda Labar’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brenda Labar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brenda Labar’s failure to follow instructions with respect to risk tolerance and misrepresentation with respect to risk to principal. Misrepresentation regarding mutual fund and breach of fiduciary duty and negligence. Also, plaintiffs alleged that Brenda Labar fraudulently induced them into opening accounts without their knowledge. The complainant alleged that Brenda Labar misrepresented the variable annuity she purchased. The complainant wanted her current variable annuity surrendered without penalty. Brenda Labar Red Flags & Your Rights As An Investor Of course, Brenda Labar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Labar at Pruco Securities, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brenda Labar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Brenda Labar If you have questions about Pruco Securities, MML Investors Services, MSI Financial Services, and/or Brenda Labar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Clarissa Holmes of Pruco Securities

DID CLARISSA IRIS HOLMES CAUSE YOU INVESTMENT LOSSES? Clarissa Holmes Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Clarissa Holmes of Pruco Securities? Clarissa Holmes (CRD #4867991) who is currently registered with Pruco Securities and located in Peoria, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Clarissa Holmes Customer Complaint Clarissa Holmes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Clarissa Holmes failed to disclose tax consequences. Clarissa Holmes’ customer complaint was denied and, to date, the customer has not taken any further action. Clarissa Holmes Red Flags & Your Rights As An Investor Of course, Clarissa Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarissa Holmes at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Clarissa Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Clarissa Holmes If you have questions about Pruco Securities and/or Clarissa Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Jason Franklin of Pruco Securities

DID JASON KIRBY FRANKLIN CAUSE YOU INVESTMENT LOSSES? Jason Franklin Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Franklin of Pruco Securities? Jason Franklin (CRD #5899627) who is currently registered with Pruco Securities and located in University Place, Washington is a subject of one of our many securities industry sales practice abuse investigations. Jason Franklin Customer Complaint Jason Franklin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Jason Franklin informed the policy-owners that they could withdraw monies from a variable life insurance policy and that, thereafter, the policies would remain in force and not lapse. Jason Franklin’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Franklin Red Flags & Your Rights As An Investor Of course, Jason Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Franklin at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Jason Franklin If you have questions about Pruco Securities and/or Jason Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Scott Damico Formerly With Pruco Securities

DID SCOTT ALLEN DAMICO CAUSE YOU INVESTMENT LOSSES? Scott Damico Formerly With Pruco Securities, Capital One Investing And Capital One Investment Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Scott Damico formerly with Pruco Securities? Scott Damico (CRD #6065781) who was formerly registered with Pruco Securities and located in Irving, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Scott Damico was associated with Capital One Investing, Capital One Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Damico Customer Complaints Scott Damico has been the subject of 7 customer complaints that we know about. Six of Scott Damico’s 7 customer complaints were settled in favor of investors. One of Scott Damico’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Scott Damico A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Scott Damico told him the account principal would not fluctuate and the investment had a guaranteed 3% interest rate. The client claimed Scott Damico allegedly told her the principal was protected and her interest rate was fixed at 3%. The client claimed Scott Damico allegedly told him his principal was protected and his interest rate was fixed at 3%. The customer alleged Scott Damico recommended he purchase an investment outside of his relationship with COFI and the investment did not provide the expected rate of return. The customer alleged she was guaranteed 3% return on her investment by Scott Damico. The customer alleged that he was told by Scott Damico that his investment was principal protected and would receive a guaranteed rate of return of 3%. The customer alleged Scott Damico misrepresented the liquidity, the fees and the rate of return of the investment. Scott Damico Red Flags & Your Rights As An Investor Of course, Scott Damico did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Damico at Pruco Securities, Capital One Investing, and Capital One Investment Services on alert to review carefully the activity and performance of their accounts and question whether Scott Damico has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, Capital One Investing, and Capital One Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Scott Damico If you have questions about Pruco Securities, Capital One Investing, Capital One Investment Services, and/or Scott Damico and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Melanie Everett Formerly With Pruco Securities

DID MELANIE H. EVERETT CAUSE YOU INVESTMENT LOSSES? Melanie Everett Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Melanie Everett formerly with Pruco Securities? Melanie Everett (CRD #6768319) who was formerly registered with Pruco Securities and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Melanie Everett Customer Complaint Melanie Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Melanie Everett misrepresented the terms of the limited insurance agreement in connection with an application for life insurance. Melanie Everett’s customer complaint was settled in favor of the investors. Melanie Everett Red Flags & Your Rights As An Investor Of course, Melanie Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie Everett at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Melanie Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Melanie Everett If you have questions about Pruco Securities and/or Melanie Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Jacqueline Frye Formerly With Pruco Securities

DID JACQUELINE RENEE FRYE CAUSE YOU INVESTMENT LOSSES? Jacqueline Frye Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct\ Who is Jacqueline Frye formerly with Pruco Securities? Jacqueline Frye (CRD #6764955) who was formerly registered with Pruco Securities and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Jacqueline Frye Customer Complaint Jacqueline Frye has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Jacqueline Frye did not fully disclose all the facts regarding charges, expenses and fees. Jacqueline Frye’s customer complaint was denied and, to date, the customer has not taken any further action. Jacqueline Frye Red Flags & Your Rights As An Investor Of course, Jacqueline Frye did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacqueline Frye at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Jacqueline Frye has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Jacqueline Frye If you have questions about Pruco Securities and/or Jacqueline Frye and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Jeffrey Weiner of Pruco Securities, LLC

DID JEFFREY PAUL WEINER CAUSE YOU INVESTMENT LOSSES? Jeffrey Paul Weiner Currently with Pruco Securities, LLC Has 9 Customer Complaints for Alleged Broker Misconduct Who is Jeffrey P. Weiner with Pruco Securities, LLC? Jeffrey Weiner (CRD #2476604) who is currently registered with Pruco Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Jeffrey Weiner was associated with MML Investors Services, LLC and MSI Financial Services, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Pruco Securities, LLC Broker Misconduct In his career, Jeffrey Weiner has been the subject of 9 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of Jeffrey Weiner’s 9 customer complaints was settled in favor of investors. The other 8 complaints were denied and to date, the arbitration claims have not been filed. Allegations Against Jeffrey Weiner A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged the representative misrepresented a variable life insurance policy he purchased. The complainant alleged that his former representative misrepresented his variable universal life insurance policy. The customer alleged that Jeffrey Weiner misrepresented his variable universal life insurance policy which was funded by the surrender of 2 other universal life insurance policies.  The customer alleges he was not told about the surrender charge that was incurred at the time of the switch.  Although it was not alleged, this customer may have been the victim of “twisting.” The customer alleged that the representative this letter with regard to the future premium costs of her variable universal life insurance policy. The customer alleged.  The advisor did not fully disclose the premium payment requirements in connection with the variable universal life insurance policy. The customer alleged that Jeffrey Weiner did not explain the fact that premiums in connection with a variable life insurance policy could increase in the future. The client alleges that she was not advised about the surrender fees connection with her variable annuity. Jeffrey Weiner Red Flags & Your Rights as An Investor Of course, Jeffrey Weiner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Jeffrey Weinerat Pruco Securities, LLC, MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Weiner has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MSI Financial Services, Inc. about Jeffrey Weiner also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC, MML Investors, Services, Inc., and MSI Financial Services, Inc.  If you have questions about Pruco Securities, LLC, MML Investors Services, LLC, MSI Financial Services, Inc. and/or Jeffrey Weiner and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Winston Turner Formerly With Pruco Securities

DID WINSTON WADE TURNER CAUSE YOU INVESTMENT LOSSES? Winston Turner Formerly With Pruco Securities Has 25 Customer Complaints For Alleged Broker Misconduct Who is Winston Turner formerly with Pruco Securities? Winston Turner (CRD #5965386) who was formerly registered with Pruco Securities and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Winston Turner Customer Complaints Winston Turner has been the subject of 25 customer complaints that we know about. Twenty of Winston Turner’s 25 customer complaints were settled in favor of investors. Five of Winston Turner’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Winston Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Winston Turner engaged in unsuitable annuity exchanges and conversion of funds provided for investment. Claimants alleged Winston Turner engaged in unsuitable sales, churning, conversion and fraud. This activity is alleged to have begun and to have continued during and after, his association with the firm. Claimants alleged Winston Turner engaged in unsuitable sales, churning, conversion and fraud. This alleged activity began prior to his association with the firm and continued for three years. Client alleged that Winston Turner promised a 5% return on his investment, did not disclose that his money would be invested aggressively in a variable annuity, did not disclose surrender charges, and provided inaccurate information to the firm about his personal risk tolerance, investment objectives, personal financial information, and prior investment experience. Complaint was not initially reported because it was received verbally. The U5 is being Amended because of the settlement amount. Customer alleged Winston Turner misrepresented the variable annuity purchased. Customer alleged Winston Turner did not explain withdrawal fees when a variable annuity was purchased. Customer alleged Winston Turner misrepresented the variable annuities purchased. No specific compensatory damages were alleged. Customer alleged Winston Turner misrepresented the variable annuity purchased. Customer alleged Winston Turner misrepresented the variable annuity purchased. No specific compensatory damages were alleged. Customer alleged Winston Turner misrepresented the variable annuity purchased. No specific compensatory damages were alleged. Customer alleged that he provided a check to Winston Turner made out to a company for an alleged investment. Regarding the annuity, the client alleged that Winston Turner advised him to surrender the contract less than one year into the contract. The client also alleged he incurred surrender charges. Additionally, he also made a personal loan to the representative. Winston Turner allegedly did not disclose surrender charges or market value adjustment charge in connection with surrender of an annuity, misrepresented the tax consequences of such transaction, and misrepresented that there would be no surrender charges due to customer’s disability and that such charges would be returned to her account. RR made some personal payments to the customer and misrepresented them to be reimbursements of the surrender charges. The client alleged that the representative stole money from her and that she lost the money plus interest that could have been gained during that time. Customer alleged that the rep did not fully disclose all the facts regarding Guarantees and Risks. The client alleged that Winston Turner did not explain that she would incur annuity surrender charges and that funds she gave to the representative for purchase of a Prudential product were used to purchase a product issued by a different insurer. The client alleged Winston Turner’s misrepresentation concerning unauthorized electronic signature. The client alleged that Winston Turner did not fully disclose all the facts regarding the guarantees and risks, expenses and fees. The initial customer complaint- the compensatory damages was subsequently settled by the company. The client alleged that Winston Turner made several misrepresentations regarding the guaranteed minimum percentage growth and surrender charges provisions of his policies. The client alleged that Winston Turner recommended a surrender of a Metlife annuity and did not fully disclose all the facts regarding the tax consequences incurred as a result,. The complainants alleged that Winston Turner misrepresented the variable annuities they purchased. The complainants believed that the variable annuities were unsuitable and should not have been recommended. As a result of these purchases, the complainants incurred surrender charges in funding the variable annuities, and were looking to recoup the damages they had sustained. The customer alleged that Winston Turner promised a 10% bonus and a 5% year over year growth on the amount deposited into his annuity. Winston Turner Red Flags & Your Rights As An Investor Of course, Winston Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Winston Turner at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Winston Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Winston Turner If you have questions about Pruco Securities and/or Winston Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Robert White formerly with Pruco Securities

DID ROBERT GARY WHITE CAUSE YOU INVESTMENT LOSSES? Robert White Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Robert White formerly with Pruco Securities? Robert White (CRD #4705720) who was formerly registered with Pruco Securities and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Robert White Customer Complaint Robert White has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that Robert White failed to disclose tax consequences upon replacement of the policy. Robert White’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert White Red Flags & Your Rights As An Investor Of course, Robert White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert White at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert White If you have questions about Pruco Securities and/or Robert White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading