Feb 5, 2025

Andrew Keller of Purshe Kaplan Sterling Investments Reviews

DID ANDREW CLIFTON KELLER CAUSE YOU INVESTMENT LOSSES? Andrew Keller Customer Complaints and Reviews Two Customer Disputes were noted on Mr. Harvey’s record: Allegations Against Andrew Keller Andrew Keller Red Flags & Your Rights As An Investor Of course, Andrew Keller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Keller at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Andrew Keller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Keller  If you have questions about Purshe Kaplan Sterling Investments and/or Andrew Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2025

Mark Vanderhagen Formerly With Purshe Kaplan Sterling Investments Reviews

DID MARK DAVID VANDERHAGEN CAUSE YOU INVESTMENT LOSSES? Mark Vanderhagen Customer Complaints and Reviews Mark Vanderhagen has one customer dispute disclosed on his record. Allegations Against Mark Vanderhagen Pending Dispute (2024): Mark Vanderhagen Red Flags & Your Rights As An Investor Of course, Mark Vanderhagen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Vanderhagen at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Mark Vanderhagen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Mark Vanderhagen If you have questions about Purshe Kaplan Sterling Investments and/or Mark Vanderhagen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2024

Brian Jack Formerly With Purshe Kaplan Sterling Investments and BCG Securities, Inc. Reviews

DID BRIAN PATRICK JACK CAUSE YOU INVESTMENT LOSSES? Brian Jack Customer Complaints and Reviews Brian P. Jack has one disclosed customer dispute: Allegations Against Brian Jack Brian Jack Red Flags & Your Rights As An Investor Of course, Brian Jack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Jack at Purshe Kaplan Sterling Investments  and BCG Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Jack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and BCG Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Brian Jack Due To Purshe Kaplan Sterling Investmentsd  If you have questions about Purshe Kaplan Sterling Investments, BCG Securities, Inc. and/or Brian Jack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Alan Tocman formerly withPurshe Kaplan Sterling Investments

DID ALAN NEAL TOCMAN CAUSE YOU INVESTMENT LOSSES? Alan Tocman Formerly With Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Alan Tocman Customer Complaint Alan Tocman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of real estate trust investment. Ameriprise Financial Services recently denied the customer complaint and so far, the investor is not taking any further action. Alan Tocman Red Flags & Your Rights As An Investor Of course, Alan Tocman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Tocman at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Tocman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Tocman  If you have questions about Purshe Kaplan Sterling Investments, Private Client Services, LLC, Ameriprise Financial Services, Inc. and/or Alan Tocman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Aaron Ungerer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AARON ANDREW UNGERER CAUSE YOU INVESTMENT LOSSES? Aaron Ungerer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Aaron Ungerer Customer Complaint Aaron Ungerer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Merrill Lynch, Pierce, Fenner and Smith recently denied the customer complaints and to date, it does not appear that the investor has filed any arbitration proceeding were taking the next step to recoup the losses. Aaron Ungerer Red Flags & Your Rights As An Investor Of course, Aaron Ungerer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Ungerer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Aaron Ungerer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Ungerer  Just because the brokerage firm denied the customer complaint does not mean it did not have merit. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aaron Ungerer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2024

Glynnis Reinhart of Purshe Kaplan Sterling Investments

DID GLYNNIS REINHART CAUSE YOU INVESTMENT LOSSES? Glynnis Reinhart Of Purshe Kaplan Sterling Investments And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Glynnis Reinhart Customer Complaint Glynnis Reinhart has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in FINRA reported customer complaints about investment losses where the recommendation of a REIT investment was unsuitable for the customer.  The customer complaint recently evolved into a FINRA arbitration proceeding is filed against Equitable Advisors for the advisors alleged misconduct and still pending. Glynnis Reinhart Red Flags & Your Rights As An Investor Of course, Glynnis Reinhart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glynnis Reinhart at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Glynnis Reinhart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Glynnis Reinhart  If you have questions about Purshe Kaplan Sterling Investments, Equitable Advisors, LLC and/or Glynnis Reinhart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

Christopher Wells of Purshe Kaplan Sterling Investments

DID CHRISTOPHER RONALD WELLS CAUSE YOU INVESTMENT LOSSES? Christopher Wells Of Purshe Kaplan Sterling Investments And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Wells Customer Complaint Christopher Wells has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT investment in customer’s account.  The FINRA arbitration proceeding was recently filed against Equitable Advisors for Christopher Wells alleged misconduct and still pending. Christopher Wells Red Flags & Your Rights As An Investor Of course, Christopher Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wells at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Christopher Wells  If you have questions about Purshe Kaplan Sterling Investments, Equitable Advisors, LLC and/or Christopher Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

William Horak of Purshe Kaplan Sterling Investments

DID WILLIAM STUART HORAK CAUSE YOU INVESTMENT LOSSES? William Horak Of Purshe Kaplan Sterling Investments Has 5 Customer Complaints For Alleged Broker Misconduct William Horak Customer Complaints William Horak has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Purshe Kaplan Sterling Investments in favor of the investor for William Horak’s alleged misconduct.  Another customer complaint was denied by the brokerage firm and later withdrawn.  There are currently 3 customer complaints that are still pending against the advisor’s current employer in FINRA arbitration proceedings. Allegations Against William Horak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Horak Red Flags & Your Rights As An Investor Of course, William Horak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Horak at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether William Horak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To William Horak If you have questions about Purshe Kaplan Sterling Investments and/or William Horak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Nicholas Hamilton of Purshe Kaplan Sterling Investments

DID NICHOLAS MANNING HAMILTON CAUSE YOU INVESTMENT LOSSES? Nicholas Hamilton Of Purshe Kaplan Sterling Investments And Formerly With Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Hamilton Customer Complaint Nicholas Hamilton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented customer’s net worth to sell unsuitable investments to customer.  The customer complaint was recently filed with Raymond James Financial Services for Nicholas Hamilton’s alleged misconduct and is still pending. Nicholas Hamilton Red Flags & Your Rights As An Investor Of course, Nicholas Hamilton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Hamilton at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Hamilton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Nicholas Hamilton If you have questions about Purshe Kaplan Sterling Investments, Raymond James Financial Services, Inc. and/or Nicholas Hamilton and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2024

Eric Kiblen of Purshe Kaplan Sterling Investments

DID ERIC JOSEPH KIBLEN CAUSE YOU INVESTMENT LOSSES? Eric Kiblen Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Eric Kiblen Customer Complaint Eric Kiblen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and negligence regarding Griffin Capital REIT II and Northstar Health Care REIT. The recently filed FINRA arbitration proceeding against Purshe Kaplan Sterling Investments is still pending. Eric Kiblen Red Flags & Your Rights As An Investor Of course, Eric Kiblen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Kiblen at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Eric Kiblen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Eric Kiblen If you have questions about Purshe Kaplan Sterling Investments and/or Eric Kiblen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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