Aug 14, 2023

Grant Boren of Purshe Kaplan Sterling Investments

DID GRANT MATHEW BOREN CAUSE YOU INVESTMENT LOSSES? Grant Boren Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Grant Boren Customer Complaint Grant Boren has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made misrepresentations in connection with the sale of a life insurance policy. Equitable Advisors recently denied the customer complaint and, to date, no further action has been taken. Grant Boren Red Flags & Your Rights As An Investor Of course, Grant Boren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Boren at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Grant Boren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Grant Boren If you have questions about Purshe Kaplan Sterling Investments and/or Grant Boren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Platt of Purshe Kaplan Sterling Investments

DID WILLIAM HENRY PLATT CAUSE YOU INVESTMENT LOSSES? William Platt Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct William Platt Customer Complaint William Platt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses are for misrepresentations in connection with the purchase of GPB Waste Management and Vida Longevity Fund. The FINRA arbitration proceeding is still pending. William Platt Red Flags & Your Rights As An Investor Of course, William Platt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Platt at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether William Platt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To William Platt If you have questions about Purshe Kaplan Sterling Investments and/or William Platt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Novick of Purshe Kaplan Sterling Investments

DID STEVEN SCOTT NOVICK CAUSE YOU INVESTMENT LOSSES? Steven Novick Of Purshe Kaplan Sterling Investments Has 2 Customer Complaints For Alleged Broker Misconduct Steven Novick Customer Complaints Steven Novick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award against Steven Novick and his employer. The other customer complaint was denied by his former employer and the customer took no further action. Allegations Against Steven Novick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Novick Red Flags & Your Rights As An Investor Of course, Steven Novick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Novick at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Novick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Steven Novick If you have questions about Purshe Kaplan Sterling Investments and/or Steven Novick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew McCoy of Purshe Kaplan Sterling Investments

DID MATTHEW PAUL MCCOY CAUSE YOU INVESTMENT LOSSES? Matthew McCoy Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Matthew McCoy Customer Complaint Matthew McCoy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation to purchase GPB Automotive Portfolio and GPB Capital Holdings private placements. The customer dispute was settled by his employer in favor the investor. Matthew McCoy Red Flags & Your Rights As An Investor Of course, Matthew McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McCoy at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Matthew McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Matthew McCoy If you have questions about Purshe Kaplan Sterling Investments and/or Matthew McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2023

Larry Hancock formerly with Purshe Kaplan Sterling Investments

DID LARRY RICHARD HANCOCK CAUSE YOU INVESTMENT LOSSES? Larry Hancock Formerly With Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Larry Hancock Customer Complaint Larry Hancock has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to purchase variable annuity contracts and REITs. Purshe Kaplan Sterling Investments settled the customer complaint in favor of the investor. Larry Hancock Red Flags & Your Rights As An Investor Of course, Larry Hancock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Hancock at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Larry Hancock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Larry Hancock If you have questions about Purshe Kaplan Sterling Investments and/or Larry Hancock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2023

John Stophel of Purshe Kaplan Sterling Investments

DID JOHN KEVIN STOPHEL CAUSE YOU INVESTMENT LOSSES? John Stophel Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct John Stophel Customer Complaint John Stophel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of GPB Automotive Portfolio and GPB Capital Holdings II private placement investments. The customer complaint was settled in favor of the investor. John Stophel Red Flags & Your Rights As An Investor Of course, John Stophel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Stophel at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether John Stophel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To John Stophel If you have questions about Purshe Kaplan Sterling Investments and/or John Stophel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2022

David Spence of Purshe Kaplan Sterling Investments

DID DAVID GEORGE SPENCE CAUSE YOU INVESTMENT LOSSES? David Spence Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Who is David Spence of Purshe Kaplan Sterling Investments? David Spence (CRD #1384896) who is registered with Purshe Kaplan Sterling Investments and located in West Springfield, Virginia is a subject of one of our many securities industry sales practice abuse investigations. David Spence Customer Complaint David Spence has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with purchase of life insurance policy. David Spence’s customer complaint was denied and, to date, the customer has not taken any further action. David Spence Red Flags & Your Rights As An Investor Of course, David Spence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Spence at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether David Spence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To David Spence If you have questions about Purshe Kaplan Sterling Investments and/or David Spence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andrew Scheirer of Purshe Kaplan Sterling Investments

DID ANDREW RAYMOND SCHEIRER CAUSE YOU INVESTMENT LOSSES? Andrew Scheirer Of Purshe Kaplan Sterling Investments And Formerly With Kovack Securities Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Andrew Scheirer of Purshe Kaplan Sterling Investments? Andrew Scheirer (CRD #4256666) who is currently registered with Purshe Kaplan Sterling Investments and located in Sanford, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Purshe Kaplan Sterling Investments, Andrew Scheirer was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Scheirer Customer Complaints Andrew Scheirer has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Andrew Scheirer’s 5 customer complaints were settled in favor of investors. Allegations Against Andrew Scheirer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, breach of contract and breach of fiduciary duty related to a variable annuity, investment. Failure to fully disclose risks of alternative investments. Unsuitable investment recommendations, misrepresentation, breach of contract and breach of fiduciary duty. Unsuitable investment recommendations involving private equity products. Negligence, negligent misrepresentation, material omissions, common law fraud, and breach of fiduciary duty, related to private equity investments. Andrew Scheirer Red Flags & Your Rights As An Investor Of course, Andrew Scheirer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Scheirer at Purshe Kaplan Sterling Investments and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Scheirer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Scheirer If you have questions about Purshe Kaplan Sterling Investments, Kovack Securities Inc. and/or Andrew Scheirer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Saul of Purshe Kaplan Sterling Investments

DID MICHAEL SCOTT SAUL CAUSE YOU INVESTMENT LOSSES? Michael Saul Of Purshe Kaplan Sterling Investments, Transcend Wealth Collective And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Saul of Purshe Kaplan Sterling Investments? Michael Saul (CRD #2639925) who is currently registered with Purshe Kaplan Sterling Investments, Transcend Wealth Collective and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Transcend Wealth Collective, Michael Saul was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Saul Customer Complaints Michael Saul has been the subject of 2 customer complaints that we know about. Both of Michael Saul’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Saul A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Saul misrepresented the annuity’s earnings rate to be five percent. The customer alleged misrepresentation and unsuitable investment recommendations by Michael Saul. Michael Saul Red Flags & Your Rights As An Investor Of course, Michael Saul did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Saul at Purshe Kaplan Sterling Investments, Transcend Wealth Collective, and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Saul has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments Transcend Wealth Collective, and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Michael Saul If you have questions about Purshe Kaplan Sterling Investments, Transcend Wealth Collective, Merrill Lynch Pierce Fenner & Smith, and/or Michael Saul and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Emily Nikoloudis of Purshe Kaplan Sterling Investments

DID EMILY NIKOLOUDIS CAUSE YOU INVESTMENT LOSSES? Emily Nikoloudis Of Purshe Kaplan Sterling Investments, Transcend Wealth Collective And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Emily Nikoloudis of Purshe Kaplan Sterling Investments? Emily Nikoloudis (CRD #3223547) who is currently registered with Purshe Kaplan Sterling Investments, Transcend Wealth Collective and located in Short Hills, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Transcend Wealth Collective, Emily Nikoloudis was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emily Nikoloudis Customer Complaint Emily Nikoloudis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the trustee alleged their financial advisors never notified and or made them aware of the requirement to take minimum required distributions from the inherited IRA. The trustee further alleged they were told that no distributions were needed. Emily Nikoloudis’ customer complaint was denied and, to date, the customer has not taken any further action. Emily Nikoloudis Red Flags & Your Rights As An Investor Of course, Emily Nikoloudis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emily Nikoloudis at Purshe Kaplan Sterling Investments, Transcend Wealth Collective and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Emily Nikoloudis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Transcend Wealth Collective and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Emily Nikoloudis If you have questions about Purshe Kaplan Sterling Investments, Transcend Wealth Collective, UBS Financial Services, and/or Emily Nikoloudis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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