Jul 14, 2023

Steven Novick of Purshe Kaplan Sterling Investments

DID STEVEN SCOTT NOVICK CAUSE YOU INVESTMENT LOSSES? Steven Novick Of Purshe Kaplan Sterling Investments Has 2 Customer Complaints For Alleged Broker Misconduct Steven Novick Customer Complaints Steven Novick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award against Steven Novick and his employer. The other customer complaint was denied by his former employer and the customer took no further action. Allegations Against Steven Novick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Novick Red Flags & Your Rights As An Investor Of course, Steven Novick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Novick at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Novick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Steven Novick If you have questions about Purshe Kaplan Sterling Investments and/or Steven Novick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew McCoy of Purshe Kaplan Sterling Investments

DID MATTHEW PAUL MCCOY CAUSE YOU INVESTMENT LOSSES? Matthew McCoy Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Matthew McCoy Customer Complaint Matthew McCoy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation to purchase GPB Automotive Portfolio and GPB Capital Holdings private placements. The customer dispute was settled by his employer in favor the investor. Matthew McCoy Red Flags & Your Rights As An Investor Of course, Matthew McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McCoy at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Matthew McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Matthew McCoy If you have questions about Purshe Kaplan Sterling Investments and/or Matthew McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2022

David Spence of Purshe Kaplan Sterling Investments

DID DAVID GEORGE SPENCE CAUSE YOU INVESTMENT LOSSES? David Spence Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Who is David Spence of Purshe Kaplan Sterling Investments? David Spence (CRD #1384896) who is registered with Purshe Kaplan Sterling Investments and located in West Springfield, Virginia is a subject of one of our many securities industry sales practice abuse investigations. David Spence Customer Complaint David Spence has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with purchase of life insurance policy. David Spence’s customer complaint was denied and, to date, the customer has not taken any further action. David Spence Red Flags & Your Rights As An Investor Of course, David Spence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Spence at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether David Spence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To David Spence If you have questions about Purshe Kaplan Sterling Investments and/or David Spence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roger Ingwersen of Purshe Kaplan Sterling Investments

DID ROGER HENRY INGWERSEN CAUSE YOU INVESTMENT LOSSES? Roger Ingwersen Of Purshe Kaplan Sterling Investments, The Harvest Group And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct  Who is Roger Ingwersen of Purshe Kaplan Sterling Investments? Roger Ingwersen (CRD #255050) who is currently registered with Purshe Kaplan Sterling Investments, The Harvest Group and located in Waltham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, The Harvest Group, Roger Ingwersen was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roger Ingwersen Customer Complaint Roger Ingwersen has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, breach of fiduciary duty, violation of suitability rules, and misrepresentation/fraud in advisory accounts held at Schwab and managed through an unaffiliated Registered Advisory firm The Harvest Group. The customer complaint filed against Roger Ingwersen’s current employer Purshe Kaplan Sterling Investments and The Harvest Group for investment losses caused by the alleged misconduct is pending as of the date of this report. Roger Ingwersen Red Flags & Your Rights As An Investor Of course, Roger Ingwersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Ingwersen at Purshe Kaplan Sterling Investments, The Harvest Group and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Roger Ingwersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, The Harvest Group and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Roger Ingwersen If you have questions about Purshe Kaplan Sterling Investments, The Harvest Group, UBS Financial Services, and/or Roger Ingwersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kevin Webb of Purshe Kaplan Sterling Investments

DID KEVIN DALE WEBB CAUSE YOU INVESTMENT LOSSES? Kevin Webb Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Webb of Purshe Kaplan Sterling Investments? Kevin Webb (CRD #5728604) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Ontario, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Kevin Webb was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Webb Customer Complaint Kevin Webb has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged it was not her signature on the Single Premium Annuity Application and the product was not appropriate for her goals. Kevin Webb’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kevin Webb Red Flags & Your Rights As An Investor Of course, Kevin Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Webb at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Kevin Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Kevin Webb If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Thrivent Investment Management, and/or Kevin Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Beugg of Purshe Kaplan Sterling Investments

DID ALAN DIXON BEUGG CAUSE YOU INVESTMENT LOSSES? Alan Beugg Of Purshe Kaplan Sterling Investments Has 3 Customer Complaints For Alleged Broker Misconduct Who is Alan Beugg of Purshe Kaplan Sterling Investments? Alan Beugg (CRD #3004268) who is currently registered with Purshe Kaplan Sterling Investments and located in Fort Collins, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Alan Beugg Customer Complaints Alan Beugg has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. Two of Alan Beugg’s 3 customer complaints were settled in favor of investors. One of Alan Beugg’s customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Alan Beugg A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged that UBS Financial Services, Inc. employees recommended on unsuitable investment asset allocation. Customer alleged unsuitable investment recommendations by Alan Beugg while employed at UBS Financial Services, Inc. customer alleged unsuitable investment recommendations by Alan Beugg in the private equity market, a failure to liquidate, and unnecessary margin interest expenses. Alan Beugg Red Flags & Your Rights As An Investor Of course, Alan Beugg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Beugg at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Alan Beugg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Beugg If you have questions about Purshe Kaplan Sterling Investments and/or Alan Beugg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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