Mar 8, 2022

Andrew Brinkman of Purshe Kaplan Sterling Investments

DID ANDREW JOSEPH BRINKMAN CAUSE YOU INVESTMENT LOSSES? Andrew Brinkman Formerly With Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Brinkman of Purshe Kaplan Sterling Investments? Andrew Brinkman (CRD #2727918) who was formerly registered with Purshe Kaplan Sterling Investments and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, Andrew Brinkman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Brinkman Customer Complaint Andrew Brinkman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Brinkman attempted to sell an interest in a security that was not approved by the firm and was not suitable for the client. The customer complaint filed against Andrew Brinkman’s former employer Robert W. Baird Co. for investment losses caused by the alleged misconduct is pending as of the date of this report. Andrew Brinkman Red Flags & Your Rights As An Investor Of course, Andrew Brinkman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Brinkman at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Andrew Brinkman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Brinkman If you have questions about Purshe Kaplan Sterling Investments and/or Andrew Brinkman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roger Ingwersen of Purshe Kaplan Sterling Investments

DID ROGER HENRY INGWERSEN CAUSE YOU INVESTMENT LOSSES? Roger Ingwersen Of Purshe Kaplan Sterling Investments, The Harvest Group And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct  Who is Roger Ingwersen of Purshe Kaplan Sterling Investments? Roger Ingwersen (CRD #255050) who is currently registered with Purshe Kaplan Sterling Investments, The Harvest Group and located in Waltham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, The Harvest Group, Roger Ingwersen was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roger Ingwersen Customer Complaint Roger Ingwersen has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, breach of fiduciary duty, violation of suitability rules, and misrepresentation/fraud in advisory accounts held at Schwab and managed through an unaffiliated Registered Advisory firm The Harvest Group. The customer complaint filed against Roger Ingwersen’s current employer Purshe Kaplan Sterling Investments and The Harvest Group for investment losses caused by the alleged misconduct is pending as of the date of this report. Roger Ingwersen Red Flags & Your Rights As An Investor Of course, Roger Ingwersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Ingwersen at Purshe Kaplan Sterling Investments, The Harvest Group and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Roger Ingwersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, The Harvest Group and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Roger Ingwersen If you have questions about Purshe Kaplan Sterling Investments, The Harvest Group, UBS Financial Services, and/or Roger Ingwersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Reutemann Of Purshe Kaplan Sterling Investments

DID JOHN FLEMING REUTEMANN CAUSE YOU INVESTMENT LOSSES? John Reutemann Of Purshe Kaplan Sterling Investments, Research Financial Strategies Has 6 Customer Complaints For Alleged Broker Misconduct Who is John Reutemann of Purshe Kaplan Sterling Investments? John Reutemann (CRD #374456) who is currently registered with Purshe Kaplan Sterling Investments, Research Financial Strategies and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. John Reutemann Customer Complaints John Reutemann has been the subject of 6 customer complaints that we know about. One of John Reutemann’s 6 customer complaints resulted in an arbitration award in favor of the investors. One of John Reutemann’s 6 customer complaints was settled in favor of investors. Four of John Reutemann’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Reutemann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged John Reutemann made unsuitable investment in an aggressive growth fund in his advisory account held through an unaffiliated advisory firm: Research Financial Strategies. Customer alleged that instruction to reallocate to money market was not followed by John Reutemann. Customer alleged that investments made by John Reutemann were unsuitable. Customer alleged that variable life policy that he purchased was misrepresented by John Reutemann, that he did not receive the policy, and that the application incorrectly stated where it was purchased. Customer seeks a refund of premiums paid, plus interest. Customer alleged that losses of $670,000 resulted from unsuitable recommendation of variable annuities, and of variable universal life policy by John Reutemann. Customer alleged that John Reutemann’s purchase of security, and additional security, were unauthorized and unsuitable. John Reutemann Red Flags & Your Rights As An Investor Of course, John Reutemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Reutemann at Purshe Kaplan Sterling Investments and Research Financial Strategies on alert to review carefully the activity and performance of their accounts and question whether John Reutemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Research Financial Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To John Reutemann If you have questions about Purshe Kaplan Sterling Investments, Research Financial Strategies, and/or John Reutemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Tangwall of Purshe Kaplan Sterling Investments

DID GARY ARTHUR TANGWALL CAUSE YOU INVESTMENT LOSSES? Gary Tangwall Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With Thrivent Investment Management Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Tangwall of Purshe Kaplan Sterling Investments? Gary Tangwall (CRD #1272316) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Lake Elmo, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Gary Tangwall was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Tangwall Customer Complaints Gary Tangwall has been the subject of 2 customer complaints that we know about.  Both of Gary Tangwall’s 2 customer complaints were settled in favor of investors. Allegations Against Gary Tangwall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney-in-fact for customer alleged that $400,000 was disbursed from customer’s variable annuity to a third party without the customer’s authorization allegedly by Gary Tangwall. Customer alleged he was assured by Gary Tangwall there would be no penalty if he wanted to take money out of the VA contracts he purchased. Gary Tangwall Red Flags & Your Rights As An Investor Of course, Gary Tangwall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Tangwall at Purshe Kaplan Sterling Investments, Thrivent Advisor Network and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Gary Tangwall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network and Thrivent Investment Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Gary Tangwall If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Thrivent Investment Management, and/or Gary Tangwall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Zachary Hawkins of Purshe Kaplan Sterling Investments

DID ZACHARY JAMES HAWKINS CAUSE YOU INVESTMENT LOSSES? Zachary Hawkins Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With AXA Advisors And PKS Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Zachary Hawkins of Purshe Kaplan Sterling Investments? Zachary Hawkins (CRD #6513159) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Zachary Hawkins was associated with AXA Advisors, PKS Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Zachary Hawkins Customer Complaint Zachary Hawkins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Zachary Hawkins sold him a variable life insurance policy that was not suitable for his investment needs, and that Mr. Hawkins misrepresented the liquidity, potential growth and certain charges associated with the policy. Zachary Hawkins’ customer complaint was denied and, to date, the customer has not taken any further action. Zachary Hawkins Red Flags & Your Rights As An Investor Of course, Zachary Hawkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Hawkins at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Zachary Hawkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Zachary Hawkins If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, PKS Advisory Services, and/or Zachary Hawkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dean Dillenberg of Purshe Kaplan Sterling Investments

DID DEAN PHILIP DILLENBERG CAUSE YOU INVESTMENT LOSSES? Dean Dillenberg Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With AXA Advisors And PKS Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Dean Dillenberg of Purshe Kaplan Sterling Investments? Dean Dillenberg (CRD #6195527) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Dean Dillenberg was associated with AXA Advisors, PKS Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems Dean Dillenberg Customer Complaint Dean Dillenberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable life insurance policy. Dean Dillenberg’s customer complaint was denied and, to date, the customer has not taken any further action. Dean Dillenberg Red Flags & Your Rights As An Investor Of course, Dean Dillenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Dillenberg at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Dean Dillenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Dean Dillenberg If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, PKS Advisory Services, and/or Dean Dillenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kevin Webb of Purshe Kaplan Sterling Investments

DID KEVIN DALE WEBB CAUSE YOU INVESTMENT LOSSES? Kevin Webb Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Webb of Purshe Kaplan Sterling Investments? Kevin Webb (CRD #5728604) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Ontario, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Kevin Webb was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Webb Customer Complaint Kevin Webb has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged it was not her signature on the Single Premium Annuity Application and the product was not appropriate for her goals. Kevin Webb’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kevin Webb Red Flags & Your Rights As An Investor Of course, Kevin Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Webb at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Kevin Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Kevin Webb If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Thrivent Investment Management, and/or Kevin Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Beugg of Purshe Kaplan Sterling Investments

DID ALAN DIXON BEUGG CAUSE YOU INVESTMENT LOSSES? Alan Beugg Of Purshe Kaplan Sterling Investments Has 3 Customer Complaints For Alleged Broker Misconduct Who is Alan Beugg of Purshe Kaplan Sterling Investments? Alan Beugg (CRD #3004268) who is currently registered with Purshe Kaplan Sterling Investments and located in Fort Collins, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Alan Beugg Customer Complaints Alan Beugg has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. Two of Alan Beugg’s 3 customer complaints were settled in favor of investors. One of Alan Beugg’s customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Alan Beugg A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged that UBS Financial Services, Inc. employees recommended on unsuitable investment asset allocation. Customer alleged unsuitable investment recommendations by Alan Beugg while employed at UBS Financial Services, Inc. customer alleged unsuitable investment recommendations by Alan Beugg in the private equity market, a failure to liquidate, and unnecessary margin interest expenses. Alan Beugg Red Flags & Your Rights As An Investor Of course, Alan Beugg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Beugg at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Alan Beugg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Beugg If you have questions about Purshe Kaplan Sterling Investments and/or Alan Beugg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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