Feb 16, 2025

William Cooke Formerly With Raymond James Financial Services, Inc. FIRED

DID WILLIAM STEVEN COOKE CAUSE YOU INVESTMENT LOSSES? William Cooke was recently fired from Raymond James Financial Services, Inc. for allegedly entering unauthorized trades in his spouse’s IRA account and signing her name on documents without authorization William Cooke Employment History and Termination William Steven Cooke has been active in the securities industry since 1991, working for well-established firms in the industry, including Raymond James Financial Services and Wells Fargo Clearing Services and Edward Jones. He has passed five industry exams, including the Series 6, Series 7, Series 63, and Series 66 exams. On December 4, 2024, Mr. Cooke was terminated from Raymond James Financial Services after allegations surfaced that he had entered two unauthorized trades in his spouse’s IRA account and signed her name on documents to move funds into a joint account. He is not currently registered with any securities firm. Negative Disclosures Summary William Steven Cooke has two disclosures, including a customer dispute and a termination: Allegations and Accusations The report indicates unauthorized trading and forgery of signatures on financial documents. These actions led to his termination from Raymond James Financial Services, Inc. and a pending customer dispute involving damages exceeding $72,000. William Cooke Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of William Cooke is a red flag which should put all current and former customers of William Cooke at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Cooke engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To William Cooke If you have questions about Raymond James Financial Services, Inc. and/or William Cooke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2025

Andrew Lilly of Raymond James Financial Services, Inc. Reviews

DID ANDREW PAGE LILLY CAUSE YOU INVESTMENT LOSSES? Andrew Lilly Customer Complaints and Reviews Andrew Lilly has one pending disclosure involving a customer dispute: Allegations Against Andrew Lilly The pending allegations against Andrew Lilly include: Andrew Lilly Red Flags & Your Rights As An Investor Of course, Andrew Lilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lilly at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Lilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc.  Due To Andrew Lilly If you have questions about Raymond James Financial Services, Inc. and/or Andrew Lilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2025

Charles Fagin of Raymond James & Associates, Inc.  Reviews

DID CHARLES MATTHEW FAGAN CAUSE YOU INVESTMENT LOSSES? Charles Fagin Customer Complaints and Reviews There was one Customer Dispute noted on his record: Allegations Against Charles Fagin Charles Fagin Red Flags & Your Rights As An Investor Of course, Charles Fagin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fagin at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Fagin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc.  Due To Charles Fagin  If you have questions about Raymond James & Associates, Inc.  and/or Charles Fagin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2025

Steven Schmitt of Raymond James & Associates, Inc. Reviews

DID STEVEN WALLACE SCHMITT CAUSE YOU INVESTMENT LOSSES? Steven Schmitt Customer Complaints and Reviews Steven has one disclosure in his FINRA report, a pending customer dispute. Allegations Against Steven Schmitt The pending customer dispute against Steven Wallace Schmitt raises significant concerns regarding the suitability of investment strategies. Key points include: The matter is currently under FINRA arbitration, leaving the allegations unresolved and unverified at this time. Steven Schmitt Red Flags & Your Rights As An Investor Of course, Steven Schmitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Schmitt at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Schmitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Steven Schmitt  If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Steven Schmitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2024

Patricia Ramirez Formerly With Raymond James & Associates, Inc.  FIRED

DID PATRICIA LYNN RAMIREZ CAUSE YOU INVESTMENT LOSSES? Patricia Ramirez Formerly With Raymond James & Associates, Inc. was recently fired, following allegations of conduct inconsistent with firm policies regarding outside business activities and public communications Patricia Ramirez Employment History and Termination Patricia Lynn Ramirez has been in the securities industry since 1998, with a career that includes positions at Citigroup Global Markets Inc., Morgan Stanley, and Raymond James & Associates, Inc. Her tenure at Raymond James & Associates, Inc. from April 2015 ended in September 2024 following termination. She is currently associated with Vanderbilt Financial Group as an Investment Advisor Representative. Throughout her career, she has passed two principal/supervisory exams, two general industry/product exams, and two multi-state securities law exams, demonstrating a solid foundation in industry knowledge and compliance. Patricia Ramirez was terminated by Raymond James & Associates, Inc. on September 16, 2024, following allegations of conduct inconsistent with firm policies on outside business activities and communication with the public. Disclosure Events: Patricia Ramirez Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Patricia Ramirez is a red flag which should put all current and former customers of Patricia Ramirez at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patricia Ramirez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Patricia Ramirez If you have questions about Raymond James & Associates, Inc. and/or Patricia Ramirez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2024

Peter Barry of Raymond James & Associates, Inc. Reviews

DID PETER BARRY CAUSE YOU INVESTMENT LOSSES Peter Barry Customer Complaints and Reviews Barry has a pending customer dispute filed on September 17, 2024. Key details of the dispute include: Status: This dispute is currently pending with FINRA arbitration (Case #24-01633). Complaint: The claimant alleges that Barry invested them in an unsuitable, high-risk portfolio with alternative investments, micro-cap and small-cap securities, and real estate investment trusts (REITs). Additional claims include improper short-term holding of bonds, concentration on certain investments, poor cash management, improper recommendation of a securities-backed line of credit, and excessive fees and commissions. Damages: $1,428,201. Allegations Against Peter Barry Peter Barry Red Flags & Your Rights As An Investor Of course, Peter Barry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Barry at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Barry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Peter Barry If you have questions about Raymond James & Associates, Inc. and/or Peter Barry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2024

Jared Kirby of Raymond James & Associates, Inc. Reviews

DID JARED KENNETH KIRBY CAUSE YOU INVESTMENT LOSSES? Jared Kirby Customer Complaints and Reviews Jared Kirby has one customer dispute: Allegations Against Jared Kirby Jared Kirby Red Flags & Your Rights As An Investor Of course, Jared Kirby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Kirby at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jared Kirby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Jared Kirby If you have questions about Raymond James & Associates, Inc. and/or Jared Kirby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2024

Michael Magruder of Raymond James & Associates, Inc. FIRED

DID MICHAEL EDWIN MAGRUDER CAUSE YOU INVESTMENT LOSSES? Michael Magruder Formerly With Raymond James & Associates, Inc. was terminated on July 3, 2024, following allegations regarding the receipt of loans from customers. Michael Magruder Customer Complaints and Reviews Mr. Magruder has three disclosure events on his record, including two customer disputes and one employment termination: Allegations Against Michael Magruder Client Loan Solicitation: Loan Requests: Mr. Magruder is accused of requesting personal loans from clients, which allegedly goes against Raymond James’ policy on client interactions. One client’s complaint involves a loan request of $175,000, while another describes a loan request accompanied by unauthorized stock transactions. Employment Termination: Policy Breaches: His termination from Raymond James was attributed to failure in adhering to firm policies, specifically regarding client loan procedures and accurate regulatory reporting through Form U4. This termination and the pending client disputes suggest potential concerns about compliance with firm and regulatory standards. Michael Magruder Red Flags & Your Rights As An Investor Of course, Michael Magruder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Michael Magruder at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Magruder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Michael Magruder If you have questions about Raymond James & Associates, Inc. and/or Michael Magruder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Raul Mendez Jr of Cetera Investment Services LLC Reviews

DID RAUL MENDEZ JR CAUSE YOU INVESTMENT LOSSES? Raul Mendez Jr Customer Complaints and Reviews Total Disclosures: Allegations Against Raul Mendez Jr Criminal Actions, Regulatory Actions, Customer Complaints, Terminations, Financial Disclosures: Raul Mendez Jr Red Flags & Your Rights As An Investor Of course, Raul Mendez Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raul Mendez Jr at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Raul Mendez Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Raul Mendez Jr If you have questions about Cetera Investment Services LLC and/or Raul Mendez Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Nicole Middendorf of Raymond James Financial Services, Inc. Reviews

DID NICOLE NOEL MIDDENDORF CAUSE YOU INVESTMENT LOSSES? Nicole Middendorf Of Raymond James Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Nicole Middendorf Customer Complaints and Reviews Total Disclosures: Details of Disclosures: Allegations Against Nicole Middendorf Summary of Allegations: Nicole Middendorf Red Flags & Your Rights As An Investor Of course, Nicole Middendorf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Middendorf at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicole Middendorf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Nicole Middendorf If you have questions about Raymond James Financial Services, Inc .and/or Nicole Middendorf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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