Mar 8, 2022

John Cassin of Raymond James & Associates

DID JOHN WILLIAM CASSIN CAUSE YOU INVESTMENT LOSSES? John Cassin Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is John Cassin of Raymond James & Associates? John Cassin (CRD #5880730) who is currently registered with Raymond James & Associates and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. John Cassin Customer Complaint John Cassin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that John Cassin failed to follow his clients instructions. John Cassin’s customer complaint was denied and, to date, the customer has not taken any further action. John Cassin Red Flags & Your Rights As An Investor Of course, John Cassin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassin at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether John Cassin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To John Cassin If you have questions about Raymond James & Associates and/or John Cassin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Whatley of Raymond James Financial Services

DID JAMES HUGH WHATLEY JR CAUSE YOU INVESTMENT LOSSES? James Whatley Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Whatley of Raymond James Financial Services? James Whatley (CRD #1807148) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Hermitage, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. James Whatley Customer Complaint James Whatley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the terms of a variable annuity were misrepresented. The customer complaint filed against James Whatley’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. James Whatley Red Flags & Your Rights As An Investor Of course, James Whatley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Whatley at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Whatley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Whatley If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Whatley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Arndt of Raymond James Financial Services

DID JOHN DANIEL ARNDT CAUSE YOU INVESTMENT LOSSES? John Arndt Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Arndt of Raymond James Financial Services? John Arndt (CRD #5390741) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Overland Park, Kansas is a subject of one of our many securities industry sales practice abuse investigations. John Arndt Customer Complaint John Arndt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, failure to execute, negligent hiring, and violations of the conduct rules of FINRA. John Arndt’s customer complaint was settled in favor of the investors. John Arndt Red Flags & Your Rights As An Investor Of course, John Arndt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Arndt at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Arndt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Arndt If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Arndt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jose Ascencio of Raymond James Financial Services

DID JOSE MARQUEZ ASCENCIO CAUSE YOU INVESTMENT LOSSES? Jose Ascencio Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jose Ascencio of Raymond James Financial Services? Jose Ascencio (CRD #4490072) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Orland, California is a subject of one of our many securities industry sales practice abuse investigations. Jose Ascencio Customer Complaint Jose Ascencio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were José Ascencio recommended and unsuitable investment strategy. Jose Ascencio’s customer complaint was denied and, to date, the customer has not taken any further action. Jose Ascencio Red Flags & Your Rights As An Investor Of course, Jose Ascencio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Ascencio at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Jose Ascencio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jose Ascencio If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Jose Ascencio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Phillip Rademacher of Raymond James Financial Services

DID PHILLIP RADEMACHER CAUSE YOU INVESTMENT LOSSES? Phillip Rademacher Of Raymond James Financial Services, Inc., Rademacher Financial And Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Phillip Rademacher of Raymond James Financial Services, Inc.? Phillip Rademacher (CRD #2233448) who is currently registered with Raymond James Financial Services, Inc., Rademacher Financial, Raymond James Financial Services Advisors and located in Lawrence, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Phillip Rademacher Customer Complaints Phillip Rademacher has been the subject of 2 customer complaints that we know about. One of Phillip Rademacher’s customer complaints was settled in favor of investors. One of Phillip Rademacher’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Phillip Rademacher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Phillip Rademacher’s excessive trading, suitability and misrepresentation. The client lost over 60% of their portfolio which they believed was due to poor advice allegedly by Phillip Rademacher. Phillip Rademacher Red Flags & Your Rights As An Investor Of course, Phillip Rademacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Rademacher at Raymond James Financial Services, Inc., Rademacher Financial, and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Phillip Rademacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Rademacher Financial, and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Phillip Rademacher If you have questions about Raymond James Financial Services, Inc., Rademacher Financial, Raymond James Financial Services Advisors, and/or Phillip Rademacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Miles Pure of Raymond James & Associates

DID MILES PURE CAUSE YOU INVESTMENT LOSSES? Miles Pure Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Miles Pure of Raymond James & Associates, Inc.? Miles Pure (CRD #2475647) who is currently registered with Raymond James & Associates, Inc. and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Miles Pure Customer Complaints Miles Pure has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Merrill Lynch Pierce Fenner & Smith in the amount of $1,336,463 for Miles Pure’s alleged misconduct causing investors losses. One of Miles Pure’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Miles Pure A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Miles Pure’s alleged breach of fiduciary duty, negligence, fraud, breach of contract. Client alleged Miles Pure did not honor trade instructions. Miles Pure Red Flags & Your Rights As An Investor Of course, Miles Pure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Miles Pure at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Miles Pure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Miles Pure If you have questions about Raymond James & Associates, Inc. and/or Miles Pure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Seiler of Raymond James & Associates

DID PATRICK MICHAEL SEILER CAUSE YOU INVESTMENT LOSSES? Patrick Seiler Of Raymond James & Associates Has 2 Customer Complaints For Alleged Broker Misconduct Who is Patrick Seiler of Raymond James & Associates? Patrick Seiler (CRD #2670659) who is currently registered with Raymond James & Associates and located in Newtown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Patrick Seiler Customer Complaints Patrick Seiler has been the subject of 2 customer complaints that we know about. Both of Patrick Seiler’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Patrick Seiler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Patrick Seiler mismanaged account utilizing a Securities Based Line of Credit. The customer alleged that Patrick Seiler made misrepresentations about investments. Patrick Seiler Red Flags & Your Rights As An Investor Of course, Patrick Seiler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Seiler at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Patrick Seiler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Patrick Seiler If you have questions about Raymond James & Associates and/or Patrick Seiler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Reyes of Raymond James Financial Services

DID THOMAS REYES CAUSE YOU INVESTMENT LOSSES? Thomas Reyes Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With First National Capital Markets Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Reyes of Raymond James Financial Services, Inc.? Thomas Reyes (CRD #3168338) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Thomas Reyes was associated with First National Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Reyes Customer Complaints Thomas Reyes has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Thomas Reyes’ 3 customer complaints was settled in favor of investors. Two of Thomas Reyes’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged that she invested in a variable annuity, about which she was misinformed allegedly by Thomas Reyes. Client alleged Thomas Reyes misrepresented contract at the time of the sale. Client alleged Thomas Reyes’ unauthorized trading and an unsuitable investment, misrepresentation of the investment. Thomas Reyes Red Flags & Your Rights As An Investor Of course, Thomas Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Reyes at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and First National Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Thomas Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and First National Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Thomas Reyes If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, First National Capital Markets, and/or Thomas Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kerrie Milligan of Raymond James & Associates

DID KERRIE LEIGH MILLIGAN CAUSE YOU INVESTMENT LOSSES? Kerrie Milligan Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Kerrie Milligan of Raymond James & Associates? Kerrie Milligan (CRD #4276095) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kerrie Milligan was also the subject of a FINRA investigation which was settled without admitting or denying the findings that she effected trades in the customer’s account on instructions of the customer’s husband without the customer’s prior written authorization and without receiving prior approval to exercise discretion in the account from her member firm.  FINRA issued a censure and fined her $5, 000 for the alleged rule violation. Kerrie Milligan Customer Complaint Kerrie Milligan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that he did not authorize the trade of Apple (AAPL). Client wanted the sale rescinded and be made whole. Client also wanted to be credited the fees charged on cash and money market funds within his accounts. Kerrie Milligan’s customer complaint was denied and, to date, the customer has not taken any further action. Kerrie Milligan Red Flags & Your Rights As An Investor Of course, Kerrie Milligan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerrie Milligan at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Kerrie Milligan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Kerrie Milligan If you have questions about Raymond James & Associates and/or Kerrie Milligan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Patterson of Raymond James & Associates

DID SCOTT KRISTOFER PATTERSON CAUSE YOU INVESTMENT LOSSES? Scott Patterson Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Patterson of Raymond James & Associates? Scott Patterson (CRD #4289857) who is currently registered with Raymond James & Associates and located in Timonium, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Scott Patterson Customer Complaint Scott Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged forgery. Scott Patterson’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Patterson Red Flags & Your Rights As An Investor Of course, Scott Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Patterson at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Scott Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Scott Patterson If you have questions about Raymond James & Associates and/or Scott Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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