Mar 8, 2022

Thomas Reyes of Raymond James Financial Services

DID THOMAS REYES CAUSE YOU INVESTMENT LOSSES? Thomas Reyes Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With First National Capital Markets Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Reyes of Raymond James Financial Services, Inc.? Thomas Reyes (CRD #3168338) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Thomas Reyes was associated with First National Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Reyes Customer Complaints Thomas Reyes has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Thomas Reyes’ 3 customer complaints was settled in favor of investors. Two of Thomas Reyes’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged that she invested in a variable annuity, about which she was misinformed allegedly by Thomas Reyes. Client alleged Thomas Reyes misrepresented contract at the time of the sale. Client alleged Thomas Reyes’ unauthorized trading and an unsuitable investment, misrepresentation of the investment. Thomas Reyes Red Flags & Your Rights As An Investor Of course, Thomas Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Reyes at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and First National Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Thomas Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and First National Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Thomas Reyes If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, First National Capital Markets, and/or Thomas Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kerrie Milligan of Raymond James & Associates

DID KERRIE LEIGH MILLIGAN CAUSE YOU INVESTMENT LOSSES? Kerrie Milligan Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Kerrie Milligan of Raymond James & Associates? Kerrie Milligan (CRD #4276095) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kerrie Milligan was also the subject of a FINRA investigation which was settled without admitting or denying the findings that she effected trades in the customer’s account on instructions of the customer’s husband without the customer’s prior written authorization and without receiving prior approval to exercise discretion in the account from her member firm.  FINRA issued a censure and fined her $5, 000 for the alleged rule violation. Kerrie Milligan Customer Complaint Kerrie Milligan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that he did not authorize the trade of Apple (AAPL). Client wanted the sale rescinded and be made whole. Client also wanted to be credited the fees charged on cash and money market funds within his accounts. Kerrie Milligan’s customer complaint was denied and, to date, the customer has not taken any further action. Kerrie Milligan Red Flags & Your Rights As An Investor Of course, Kerrie Milligan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerrie Milligan at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Kerrie Milligan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Kerrie Milligan If you have questions about Raymond James & Associates and/or Kerrie Milligan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Patterson of Raymond James & Associates

DID SCOTT KRISTOFER PATTERSON CAUSE YOU INVESTMENT LOSSES? Scott Patterson Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Patterson of Raymond James & Associates? Scott Patterson (CRD #4289857) who is currently registered with Raymond James & Associates and located in Timonium, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Scott Patterson Customer Complaint Scott Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged forgery. Scott Patterson’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Patterson Red Flags & Your Rights As An Investor Of course, Scott Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Patterson at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Scott Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Scott Patterson If you have questions about Raymond James & Associates and/or Scott Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Trevis Rucci of Raymond James Financial Services

DID TREVIS CLINT RUCCI CAUSE YOU INVESTMENT LOSSES? Trevis Rucci Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Trevis Rucci of Raymond James Financial Services? Trevis Rucci (CRD #2635775) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Encino, California is a subject of one of our many securities industry sales practice abuse investigations. Trevis Rucci Customer Complaint Trevis Rucci has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor did not honor trade instructions.  Trevis Rucci’s customer complaint was denied and, to date, the customer has not taken any further action. Trevis Rucci Red Flags & Your Rights As An Investor Of course, Trevis Rucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trevis Rucci at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Trevis Rucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Trevis Rucci If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Trevis Rucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lester Noisom of Raymond James Financial Services

DID LESTER ANTONIO NOISOM CAUSE YOU INVESTMENT LOSSES? Lester Noisom Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Lester Noisom of Raymond James Financial Services? Lester Noisom (CRD #2718648) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Lester Noisom was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lester Noisom Customer Complaints Lester Noisom has been the subject of 3 customer complaints that we know about. One of Lester Noisom’s 3 customer complaints was settled in favor of investors. Two of Lester Noisom’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Lester Noisom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Lester Noisom did not inform him of possible tax consequences regarding the sale of the mutual funds. Client complained that Lester Noisom allegedly guaranteed growth in the annuity investment. Customer alleged that Lester Noisom’s corporate bond was misrepresented and unsuitable. Lester Noisom Red Flags & Your Rights As An Investor Of course, Lester Noisom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Noisom at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lester Noisom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Lester Noisom If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Lester Noisom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Martinson of Raymond James Financial Services

DID RICHARD ALLEN MARTINSON CAUSE YOU INVESTMENT LOSSES? Richard Martinson Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Martinson of Raymond James Financial Services? Richard Martinson (CRD #2679630) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Richard Martinson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Martinson Customer Complaint Richard Martinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Martinson’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Martinson Red Flags & Your Rights As An Investor Of course, Richard Martinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Martinson at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Richard Martinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Martinson If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Richard Martinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Krym of Raymond James Financial Services

DID KEVIN MATTHEW KRYM CAUSE YOU INVESTMENT LOSSES? Kevin Krym Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Krym of Raymond James Financial Services? Kevin Krym (CRD #2305990) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Livonia, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Kevin Krym Customer Complaint Kevin Krym has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged unsuitable investment strategies. The customer complaint filed against Kevin Krym’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Krym Red Flags & Your Rights As An Investor Of course, Kevin Krym did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Krym at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Kevin Krym has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Kevin Krym If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Kevin Krym and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Loessberg of Raymond James Financial Services

DID JAMES MICHAEL LOESSBERG CAUSE YOU INVESTMENT LOSSES? James Loessberg Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Loessberg of Raymond James Financial Services? James Loessberg (CRD #2140266) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Bozeman, Montana is a subject of one of our many securities industry sales practice abuse investigations. James Loessberg Customer Complaint James Loessberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to move investments to a fixed interest account. James Loessberg’s customer complaint was settled in favor of the investors. James Loessberg Red Flags & Your Rights As An Investor Of course, James Loessberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Loessberg at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Loessberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Loessberg If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Loessberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Lombard of Raymond James Financial Services

DID EDWARD WILLIAM LOMBARD CAUSE YOU INVESTMENT LOSSES? Edward Lombard Of Raymond James Financial Services And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Lombard of Raymond James Financial Services? Edward Lombard (CRD #3013720) who is currently registered with Raymond James Financial Services and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Edward Lombard was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Lombard Customer Complaint Edward Lombard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the advisor liquidated positions without her authorization. Edward Lombard’s customer complaint was settled in favor of the investors. Edward Lombard Red Flags & Your Rights As An Investor Of course, Edward Lombard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Lombard at Raymond James Financial Services and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Edward Lombard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Edward Lombard If you have questions about Raymond James Financial Services, Ameriprise Financial Services, and/or Edward Lombard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cynthia Harless of Raymond James & Associates

DID CYNTHIA ELAINE HARLESS CAUSE YOU INVESTMENT LOSSES? Cynthia Harless Of Raymond James & Associates Has 3 Customer Complaints For Alleged Broker Misconduct Who is Cynthia Harless of Raymond James & Associates? Cynthia Harless (CRD #1882246) who is currently registered with Raymond James & Associates and located in Knoxville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Cynthia Harless Customer Complaints Cynthia Harless has been the subject of 3 customer complaints that we know about. All of Cynthia Harless’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Cynthia Harless A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Cynthia Harless’ investments were unsuitable and misrepresented at the point of sale. Client alleged misrepresentation by Cynthia Harless. Client alleged that broker “guaranteed” principal on mutual fund investment. Customer alleged Cynthia Harless’ misrepresentation. Client stated he did not understand the nature or mechanics of a margin account. Cynthia Harless Red Flags & Your Rights As An Investor Of course, Cynthia Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Harless at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Cynthia Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Cynthia Harless If you have questions about Raymond James & Associates and/or Cynthia Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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