Mar 8, 2022

Richard Martinson of Raymond James Financial Services

DID RICHARD ALLEN MARTINSON CAUSE YOU INVESTMENT LOSSES? Richard Martinson Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Martinson of Raymond James Financial Services? Richard Martinson (CRD #2679630) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Richard Martinson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Martinson Customer Complaint Richard Martinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Martinson’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Martinson Red Flags & Your Rights As An Investor Of course, Richard Martinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Martinson at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Richard Martinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Martinson If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Richard Martinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Krym of Raymond James Financial Services

DID KEVIN MATTHEW KRYM CAUSE YOU INVESTMENT LOSSES? Kevin Krym Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Krym of Raymond James Financial Services? Kevin Krym (CRD #2305990) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Livonia, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Kevin Krym Customer Complaint Kevin Krym has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged unsuitable investment strategies. The customer complaint filed against Kevin Krym’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Krym Red Flags & Your Rights As An Investor Of course, Kevin Krym did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Krym at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Kevin Krym has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Kevin Krym If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Kevin Krym and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Loessberg of Raymond James Financial Services

DID JAMES MICHAEL LOESSBERG CAUSE YOU INVESTMENT LOSSES? James Loessberg Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Loessberg of Raymond James Financial Services? James Loessberg (CRD #2140266) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Bozeman, Montana is a subject of one of our many securities industry sales practice abuse investigations. James Loessberg Customer Complaint James Loessberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to move investments to a fixed interest account. James Loessberg’s customer complaint was settled in favor of the investors. James Loessberg Red Flags & Your Rights As An Investor Of course, James Loessberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Loessberg at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Loessberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Loessberg If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Loessberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Lombard of Raymond James Financial Services

DID EDWARD WILLIAM LOMBARD CAUSE YOU INVESTMENT LOSSES? Edward Lombard Of Raymond James Financial Services And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Lombard of Raymond James Financial Services? Edward Lombard (CRD #3013720) who is currently registered with Raymond James Financial Services and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Edward Lombard was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Lombard Customer Complaint Edward Lombard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the advisor liquidated positions without her authorization. Edward Lombard’s customer complaint was settled in favor of the investors. Edward Lombard Red Flags & Your Rights As An Investor Of course, Edward Lombard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Lombard at Raymond James Financial Services and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Edward Lombard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Edward Lombard If you have questions about Raymond James Financial Services, Ameriprise Financial Services, and/or Edward Lombard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cynthia Harless of Raymond James & Associates

DID CYNTHIA ELAINE HARLESS CAUSE YOU INVESTMENT LOSSES? Cynthia Harless Of Raymond James & Associates Has 3 Customer Complaints For Alleged Broker Misconduct Who is Cynthia Harless of Raymond James & Associates? Cynthia Harless (CRD #1882246) who is currently registered with Raymond James & Associates and located in Knoxville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Cynthia Harless Customer Complaints Cynthia Harless has been the subject of 3 customer complaints that we know about. All of Cynthia Harless’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Cynthia Harless A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Cynthia Harless’ investments were unsuitable and misrepresented at the point of sale. Client alleged misrepresentation by Cynthia Harless. Client alleged that broker “guaranteed” principal on mutual fund investment. Customer alleged Cynthia Harless’ misrepresentation. Client stated he did not understand the nature or mechanics of a margin account. Cynthia Harless Red Flags & Your Rights As An Investor Of course, Cynthia Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Harless at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Cynthia Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Cynthia Harless If you have questions about Raymond James & Associates and/or Cynthia Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Theodore Elliot of Raymond James Financial Services

DID THEODORE ELLIOTT CAUSE YOU INVESTMENT LOSSES? Theodore Elliott Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Theodore Elliott of Raymond James Financial Services, Inc.? Theodore Elliott (CRD #1901850) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in White Bear Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Theodore Elliott Customer Complaints Theodore Elliott has been the subject of 2 customer complaints that we know about. One of Theodore Elliott’s 2 customer complaints was settled in favor of investors. One of Theodore Elliott’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Theodore Elliott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Theodore Elliott’s investments were unsuitable. Customers verbally alleged that the annuity they bought from Theodore Elliott was not sold to them in the right way. Customers were told the death benefit would double from $500,000 to $1,000,000 and that they would always be able to pull money out. Theodore Elliott Red Flags & Your Rights As An Investor Of course, Theodore Elliott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Elliott at Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Theodore Elliott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Theodore Elliott If you have questions about Raymond James Financial Services, Inc. Raymond James Financial Services Advisors, and/or Theodore Elliott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Doyle of Raymond James & Associates

DID KEVIN DOYLE CAUSE YOU INVESTMENT LOSSES? Kevin Doyle Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kevin Doyle of Raymond James & Associates, Inc.? Kevin Doyle (CRD #2102345) who is currently registered with Raymond James & Associates, Inc. and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Kevin Doyle was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Doyle Customer Complaints Kevin Doyle has been the subject of 2 customer complaints that we know about. One of Kevin Doyle’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Kevin Doyle’s alleged misconduct. Allegations Against Kevin Doyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, Kevin Doyle’s excessive trading with respect to investments. Claimants alleged, inter alia, that their investment strategy allegedly made by Kevin Doyle was unsuitable. Kevin Doyle Red Flags & Your Rights As An Investor Of course, Kevin Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Doyle at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kevin Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Kevin Doyle If you have questions about Raymond James & Associates, Inc., Morgan Stanley, and/or Kevin Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Donnelly of Raymond James Financial Services

DID PATRICK DONNELLY CAUSE YOU INVESTMENT LOSSES? Patrick Donnelly Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Patrick Donnelly of Raymond James Financial Services, Inc.? Patrick Donnelly (CRD #2056698) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Springfield, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Patrick Donnelly was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Donnelly Customer Complaints Patrick Donnelly has been the subject of 3 customer complaints that we know about. Two of Patrick Donnelly’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Patrick Donnelly’s alleged misconduct. Allegations Against Patrick Donnelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Patrick Donnelly’s unsuitable trading and unauthorized use of margin. Patrick Donnelly’ alleged failure to execute orders; breach of fiduciary duty; misrepresentation; omission of facts; breach of contract; and negligence. Claimant trustee alleged breach of fiduciary duty in connection with unauthorized transfer of account assets by Patrick Donnelly. Patrick Donnelly Red Flags & Your Rights As An Investor Of course, Patrick Donnelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Donnelly at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Patrick Donnelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Patrick Donnelly If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, UBS Financial Services, and/or Patrick Donnelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Hulen of Raymond James & Associates

DID PAUL MICHAEL HULEN CAUSE YOU INVESTMENT LOSSES? Paul Hulen Of Raymond James & Associates And Formerly With Edward Jones Has 8 Customer Complaints For Alleged Broker Misconduct Who is Paul Hulen of Raymond James & Associates? Paul Hulen (CRD #2237101) who is currently registered with Raymond James & Associates and located in St Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Paul Hulen was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Hulen Customer Complaints Paul Hulen has been the subject of 8 customer complaints that we know about. One of Paul Hulen’s 8 customer complaints was settled in favor of investors. Seven of Paul Hulen’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Hulen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Paul Hulen was not managing her accounts in a responsible manner and has no way to replace the funds that she has lost. Allegations of breach of fiduciary duty, negligence, and breach of SEC and NASD regulations; conversion and fraud by Paul Hulen. Client alleged misrepresentation as to fees and commissions by Paul Hulen. Client claimed due to Paul Hulen’s alleged mismanagement of their accounts, the value of their portfolio was reduced by 50%. Clients claimed the losses “grossly” exceeded their ability and willingness to front such risk to their savings. Client claimed her objectives were incorrect. She claimed she is 66 years old and on a fixed income. Client claimed she did not need the money for 2 years, however, did not expect to have any aggressive investments. Client is dissatisfied with the service and advice she received allegedly from Paul Hulen. Cousin for client wrote stating the client was placed in all mutual funds and did not understand commissions nor was it explained that the income from the account could be taken out of her original principal investment. Paul Hulen Red Flags & Your Rights As An Investor Of course, Paul Hulen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Hulen at Raymond James & Associates and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Paul Hulen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Paul Hulen If you have questions about Raymond James & Associates, Edward Jones, and/or Paul Hulen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Freeze formerly with Raymond James Financial Services

DID THOMAS WAYNE FREEZE CAUSE YOU INVESTMENT LOSSES? Thomas Freeze Formerly With Raymond James Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Freeze formerly with Raymond James Financial Services? Thomas Freeze (CRD #1949047) who was formerly registered with Raymond James Financial Services and located in Danville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Thomas Freeze Customer Complaints Thomas Freeze has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Freeze’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Raymond James Financial Services for investment losses caused by Thomas Freeze’s alleged misconduct. Allegations Against Thomas Freeze A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Thomas Freeze misrepresented the features of an annuity. Client alleged misrepresentation by Thomas Freeze regarding the purchase of a variable annuity. Thomas Freeze Red Flags & Your Rights As An Investor Of course, Thomas Freeze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Freeze at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Freeze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Thomas Freeze If you have questions about Raymond James Financial Services and/or Thomas Freeze and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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