Mar 8, 2022

Theodore Elliot of Raymond James Financial Services

DID THEODORE ELLIOTT CAUSE YOU INVESTMENT LOSSES? Theodore Elliott Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Theodore Elliott of Raymond James Financial Services, Inc.? Theodore Elliott (CRD #1901850) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in White Bear Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Theodore Elliott Customer Complaints Theodore Elliott has been the subject of 2 customer complaints that we know about. One of Theodore Elliott’s 2 customer complaints was settled in favor of investors. One of Theodore Elliott’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Theodore Elliott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Theodore Elliott’s investments were unsuitable. Customers verbally alleged that the annuity they bought from Theodore Elliott was not sold to them in the right way. Customers were told the death benefit would double from $500,000 to $1,000,000 and that they would always be able to pull money out. Theodore Elliott Red Flags & Your Rights As An Investor Of course, Theodore Elliott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Elliott at Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Theodore Elliott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Theodore Elliott If you have questions about Raymond James Financial Services, Inc. Raymond James Financial Services Advisors, and/or Theodore Elliott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Doyle of Raymond James & Associates

DID KEVIN DOYLE CAUSE YOU INVESTMENT LOSSES? Kevin Doyle Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kevin Doyle of Raymond James & Associates, Inc.? Kevin Doyle (CRD #2102345) who is currently registered with Raymond James & Associates, Inc. and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Kevin Doyle was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Doyle Customer Complaints Kevin Doyle has been the subject of 2 customer complaints that we know about. One of Kevin Doyle’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Kevin Doyle’s alleged misconduct. Allegations Against Kevin Doyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, Kevin Doyle’s excessive trading with respect to investments. Claimants alleged, inter alia, that their investment strategy allegedly made by Kevin Doyle was unsuitable. Kevin Doyle Red Flags & Your Rights As An Investor Of course, Kevin Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Doyle at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kevin Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Kevin Doyle If you have questions about Raymond James & Associates, Inc., Morgan Stanley, and/or Kevin Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Donnelly of Raymond James Financial Services

DID PATRICK DONNELLY CAUSE YOU INVESTMENT LOSSES? Patrick Donnelly Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Patrick Donnelly of Raymond James Financial Services, Inc.? Patrick Donnelly (CRD #2056698) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Springfield, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Patrick Donnelly was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Donnelly Customer Complaints Patrick Donnelly has been the subject of 3 customer complaints that we know about. Two of Patrick Donnelly’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Patrick Donnelly’s alleged misconduct. Allegations Against Patrick Donnelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Patrick Donnelly’s unsuitable trading and unauthorized use of margin. Patrick Donnelly’ alleged failure to execute orders; breach of fiduciary duty; misrepresentation; omission of facts; breach of contract; and negligence. Claimant trustee alleged breach of fiduciary duty in connection with unauthorized transfer of account assets by Patrick Donnelly. Patrick Donnelly Red Flags & Your Rights As An Investor Of course, Patrick Donnelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Donnelly at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Patrick Donnelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Patrick Donnelly If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, UBS Financial Services, and/or Patrick Donnelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Hulen of Raymond James & Associates

DID PAUL MICHAEL HULEN CAUSE YOU INVESTMENT LOSSES? Paul Hulen Of Raymond James & Associates And Formerly With Edward Jones Has 8 Customer Complaints For Alleged Broker Misconduct Who is Paul Hulen of Raymond James & Associates? Paul Hulen (CRD #2237101) who is currently registered with Raymond James & Associates and located in St Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Paul Hulen was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Hulen Customer Complaints Paul Hulen has been the subject of 8 customer complaints that we know about. One of Paul Hulen’s 8 customer complaints was settled in favor of investors. Seven of Paul Hulen’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Hulen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Paul Hulen was not managing her accounts in a responsible manner and has no way to replace the funds that she has lost. Allegations of breach of fiduciary duty, negligence, and breach of SEC and NASD regulations; conversion and fraud by Paul Hulen. Client alleged misrepresentation as to fees and commissions by Paul Hulen. Client claimed due to Paul Hulen’s alleged mismanagement of their accounts, the value of their portfolio was reduced by 50%. Clients claimed the losses “grossly” exceeded their ability and willingness to front such risk to their savings. Client claimed her objectives were incorrect. She claimed she is 66 years old and on a fixed income. Client claimed she did not need the money for 2 years, however, did not expect to have any aggressive investments. Client is dissatisfied with the service and advice she received allegedly from Paul Hulen. Cousin for client wrote stating the client was placed in all mutual funds and did not understand commissions nor was it explained that the income from the account could be taken out of her original principal investment. Paul Hulen Red Flags & Your Rights As An Investor Of course, Paul Hulen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Hulen at Raymond James & Associates and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Paul Hulen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Paul Hulen If you have questions about Raymond James & Associates, Edward Jones, and/or Paul Hulen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Freeze formerly with Raymond James Financial Services

DID THOMAS WAYNE FREEZE CAUSE YOU INVESTMENT LOSSES? Thomas Freeze Formerly With Raymond James Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Freeze formerly with Raymond James Financial Services? Thomas Freeze (CRD #1949047) who was formerly registered with Raymond James Financial Services and located in Danville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Thomas Freeze Customer Complaints Thomas Freeze has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Freeze’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Raymond James Financial Services for investment losses caused by Thomas Freeze’s alleged misconduct. Allegations Against Thomas Freeze A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Thomas Freeze misrepresented the features of an annuity. Client alleged misrepresentation by Thomas Freeze regarding the purchase of a variable annuity. Thomas Freeze Red Flags & Your Rights As An Investor Of course, Thomas Freeze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Freeze at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Freeze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Thomas Freeze If you have questions about Raymond James Financial Services and/or Thomas Freeze and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Kelley of Raymond James Associates

DID TIMOTHY BAINE KELLEY CAUSE YOU INVESTMENT LOSSES? Timothy Kelley Of Raymond James Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Kelley of Raymond James Associates? Timothy Kelley (CRD #2024738) who is currently registered with Raymond James Associates and located in Winter Park, Florida is a subject of one of our many securities industry sales practice abuse investigations. Timothy Kelley Customer Complaint Timothy Kelley has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the co-owner of variable annuity contracts alleged the annuitant did not understand that upon attainment of age 90, the contracts will mature and will pay the then current balance instead of the death benefit. Timothy Kelley’s customer complaint was denied and, to date, the customer has not taken any further action. Timothy Kelley Red Flags & Your Rights As An Investor Of course, Timothy Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kelley at Raymond James Associates on alert to review carefully the activity and performance of their accounts and question whether Timothy Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Associates Due To Timothy Kelley If you have questions about Raymond James Associates and/or Timothy Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Kelton of Raymond James Financial Services

DID RICHARD WILLIAM KELTON CAUSE YOU INVESTMENT LOSSES? Richard Kelton Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Kelton of Raymond James Financial Services? Richard Kelton (CRD #2473749) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Latham, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Richard Kelton was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Kelton Customer Complaint Richard Kelton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Kelton’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Kelton Red Flags & Your Rights As An Investor Of course, Richard Kelton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Kelton at Raymond James Financial Services, Raymond James Financial Services Advisors and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Kelton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Kelton If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Northwestern Mutual Investment Services, and/or Richard Kelton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Davis of Raymond James Financial Services

DID JOHN DAVIS CAUSE YOU INVESTMENT LOSSES? John Davis Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With SunTrust Investment Services, SunTrust Advisory Services Has One Customer Complaint For Alleged Broker Misconduct Who is John Davis of Raymond James Financial Services, Inc.? John Davis (CRD #3028243) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Lenior, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, John Davis was associated with SunTrust Investment Services, SunTrust Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Davis Customer Complaint John Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that advisor solicited stock sale of inherited stock that caused her to lose a subsidy for health care benefit due to gains from the sale of stocks. Client claims that she specifically made advisor aware of this risk. John Davis’ customer complaint was denied and, to date, the customer has not taken any further action. John Davis Red Flags & Your Rights As An Investor Of course, John Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Davis at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, and SunTrust Advisory Services on alert to review carefully the activity and performance of their accounts and question whether John Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To John Davis If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, SunTrust Advisory Services, and/or John Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Cox of Raymond James Financial Services

DID JEFFREY ALLEN COX CAUSE YOU INVESTMENT LOSSES? Jeffrey Cox Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Synovus Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Cox of Raymond James Financial Services? Jeffrey Cox (CRD #1999375) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jeffrey Cox was associated with Synovus Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Cox Customer Complaints Jeffrey Cox has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Cox’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Synovus Securities for investment losses caused by Jeffrey Cox’s alleged misconduct. Allegations Against Jeffrey Cox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed Jeffrey Cox allegedly recommended an unsuitable high-yield bond. Customer claimed the variable annuity allegedly recommended by Jeffrey Cox and that he purchased was unsuitable based upon his time horizon and the sub-accounts selected. Customer also claimed he was not made aware of certain fees associated with owning the variable annuity. Jeffrey Cox Red Flags & Your Rights As An Investor Of course, Jeffrey Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cox at Raymond James Financial Services, Raymond James Financial Services Advisors and Synovus Securities on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Synovus Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jeffrey Cox If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Synovus Securities, and/or Jeffrey Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Oberlin of Raymond James & Associates

DID MARK OBERLIN CAUSE YOU INVESTMENT LOSSES? Mark Oberlin Of Raymond James & Associates, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Mark Oberlin of Raymond James & Associates, Inc.? Mark Oberlin (CRD #1239612) who is currently registered with Raymond James & Associates, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Mark Oberlin Customer Complaint Mark Oberlin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges the FA misrepresented the liquidity and safety of an investment. Mark Oberlin’s customer complaint was denied and the customers did not take any further action. Mark Oberlin Red Flags & Your Rights As An Investor Of course, Mark Oberlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Oberlin at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Oberlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Mark Oberlin If you have questions about Raymond James & Associates, Inc. and/or Mark Oberlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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