Mar 8, 2022

Timothy Kelley of Raymond James Associates

DID TIMOTHY BAINE KELLEY CAUSE YOU INVESTMENT LOSSES? Timothy Kelley Of Raymond James Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Kelley of Raymond James Associates? Timothy Kelley (CRD #2024738) who is currently registered with Raymond James Associates and located in Winter Park, Florida is a subject of one of our many securities industry sales practice abuse investigations. Timothy Kelley Customer Complaint Timothy Kelley has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the co-owner of variable annuity contracts alleged the annuitant did not understand that upon attainment of age 90, the contracts will mature and will pay the then current balance instead of the death benefit. Timothy Kelley’s customer complaint was denied and, to date, the customer has not taken any further action. Timothy Kelley Red Flags & Your Rights As An Investor Of course, Timothy Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kelley at Raymond James Associates on alert to review carefully the activity and performance of their accounts and question whether Timothy Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Associates Due To Timothy Kelley If you have questions about Raymond James Associates and/or Timothy Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Kelton of Raymond James Financial Services

DID RICHARD WILLIAM KELTON CAUSE YOU INVESTMENT LOSSES? Richard Kelton Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Kelton of Raymond James Financial Services? Richard Kelton (CRD #2473749) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Latham, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Richard Kelton was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Kelton Customer Complaint Richard Kelton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Kelton’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Kelton Red Flags & Your Rights As An Investor Of course, Richard Kelton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Kelton at Raymond James Financial Services, Raymond James Financial Services Advisors and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Kelton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Kelton If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Northwestern Mutual Investment Services, and/or Richard Kelton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Davis of Raymond James Financial Services

DID JOHN DAVIS CAUSE YOU INVESTMENT LOSSES? John Davis Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With SunTrust Investment Services, SunTrust Advisory Services Has One Customer Complaint For Alleged Broker Misconduct Who is John Davis of Raymond James Financial Services, Inc.? John Davis (CRD #3028243) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Lenior, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, John Davis was associated with SunTrust Investment Services, SunTrust Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Davis Customer Complaint John Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that advisor solicited stock sale of inherited stock that caused her to lose a subsidy for health care benefit due to gains from the sale of stocks. Client claims that she specifically made advisor aware of this risk. John Davis’ customer complaint was denied and, to date, the customer has not taken any further action. John Davis Red Flags & Your Rights As An Investor Of course, John Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Davis at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, and SunTrust Advisory Services on alert to review carefully the activity and performance of their accounts and question whether John Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To John Davis If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, SunTrust Investment Services, SunTrust Advisory Services, and/or John Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Cox of Raymond James Financial Services

DID JEFFREY ALLEN COX CAUSE YOU INVESTMENT LOSSES? Jeffrey Cox Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Synovus Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Cox of Raymond James Financial Services? Jeffrey Cox (CRD #1999375) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jeffrey Cox was associated with Synovus Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Cox Customer Complaints Jeffrey Cox has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Cox’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Synovus Securities for investment losses caused by Jeffrey Cox’s alleged misconduct. Allegations Against Jeffrey Cox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed Jeffrey Cox allegedly recommended an unsuitable high-yield bond. Customer claimed the variable annuity allegedly recommended by Jeffrey Cox and that he purchased was unsuitable based upon his time horizon and the sub-accounts selected. Customer also claimed he was not made aware of certain fees associated with owning the variable annuity. Jeffrey Cox Red Flags & Your Rights As An Investor Of course, Jeffrey Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cox at Raymond James Financial Services, Raymond James Financial Services Advisors and Synovus Securities on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Synovus Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jeffrey Cox If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Synovus Securities, and/or Jeffrey Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Oberlin of Raymond James & Associates

DID MARK OBERLIN CAUSE YOU INVESTMENT LOSSES? Mark Oberlin Of Raymond James & Associates, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Mark Oberlin of Raymond James & Associates, Inc.? Mark Oberlin (CRD #1239612) who is currently registered with Raymond James & Associates, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Mark Oberlin Customer Complaint Mark Oberlin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges the FA misrepresented the liquidity and safety of an investment. Mark Oberlin’s customer complaint was denied and the customers did not take any further action. Mark Oberlin Red Flags & Your Rights As An Investor Of course, Mark Oberlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Oberlin at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Oberlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Mark Oberlin If you have questions about Raymond James & Associates, Inc. and/or Mark Oberlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kathleen Morton of Raymond James Financial Services

DID KATHLEEN MORTON CAUSE YOU INVESTMENT LOSSES? Kathleen Morton Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Kathleen Morton of Raymond James Financial Services, Inc.? Kathleen Morton (CRD #1386970) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Geneva, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Kathleen Morton Customer Complaint Kathleen Morton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged an annuity was misrepresented at the time of sale. Kathleen Morton’s customer complaint was denied and the customers did not take any further action. Kathleen Morton Red Flags & Your Rights As An Investor Of course, Kathleen Morton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Morton at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Kathleen Morton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Kathleen Morton If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and/or Kathleen Morton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Neil Raisanen of Raymond James Financial Services

DID NEIL RAISANEN CAUSE YOU INVESTMENT LOSSES? Neil Raisanen Of Raymond James Financial Services, Inc. And Raymond James Financial Services Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Neil Raisanen of Raymond James Financial Services, Inc.? Neil Raisanen (CRD #1111266) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in South St. Paul, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Neil Raisanen Customer Complaint Neil Raisanen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor withheld information needed to perform fiduciary duties as trustee. Neil Raisanen’s customer complaint was denied and, to date, the customers have not taken any further action. Neil Raisanen Red Flags & Your Rights As An Investor Of course, Neil Raisanen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Raisanen at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Neil Raisanen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Neil Raisanen If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and/or Neil Raisanen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Radli of Raymond James Associates

DID ROBERT RADLI CAUSE YOU INVESTMENT LOSSES? Robert Radli Of Raymond James Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Radli of Raymond James Associates, Inc.? Robert Radli (CRD #1076710) who is currently registered with Raymond James Associates, Inc. and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Radli Customer Complaints Robert Radli has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Robert Radli’s 2 customer complaints was settled in favor of investors. One of Robert Radli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Robert Radli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment recommendations by Robert Radli. Client alleged unsuitable makeup of investments which resulted in losses by Robert Radli. Robert Radli Red Flags & Your Rights As An Investor Of course, Robert Radli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Radli at Raymond James Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Radli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Associates, Inc. Due To Robert Radli If you have questions about Raymond James Associates, Inc. and/or Robert Radli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Quall of Raymond James Financial Services

DID MATTHEW QUALL CAUSE YOU INVESTMENT LOSSES? Matthew Quall Formerly With Raymond James Financial Services, Inc. And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Quall formerly with Raymond James Financial Services, Inc.? Matthew Quall (CRD #1333109) who was formerly registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Northfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Matthew Quall was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Quall Customer Complaints Matthew Quall has been the subject of 2 customer complaints that we know about. One of Matthew Quall’s 2 customer complaints resulted in an arbitration award in favor of the investors. One of Matthew Quall’s customer complaint was denied and, to date, the customers have not taken any further action. Allegations Against Matthew Quall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged his financial information was inflated on his account application which led to his ability to make riskier trades than he otherwise would have qualified for which led to losses. The client also alleged the inflated financial information led to an inequitable divorce settlement. The client also alleged that the Matthew Quall did not always confirm transactions. Customers alleged against Matthew Quall: misrepresentation; breach of fiduciary duty; account related-negligence; executions-limit v. market order; unsuitable investment recommendations. Matthew Quall Red Flags & Your Rights As An Investor Of course, Matthew Quall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Quall at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Quall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. and Wells Fargo Clearing Services Due To Matthew Quall If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Matthew Quall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jimmy Enriquez formerly with Raymond James & Associates

DID JIMMY ARZABAL ENRIQUEZ CAUSE YOU INVESTMENT LOSSES? Jimmy Enriquez Formerly With Raymond James & Associates And Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jimmy Enriquez formerly with Raymond James & Associates? Jimmy Enriquez (CRD #1799319) who was formerly registered with Raymond James & Associates and located in El Paso, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Jimmy Enriquez was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jimmy Enriquez Customer Complaints Jimmy Enriquez has been the subject of 3 customer complaints that we know about. One of Jimmy Enriquez’s 3 customer complaints was settled in favor of investors. Two of Jimmy Enriquez’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jimmy Enriquez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client claimed that Jimmy Enriquez misrepresented the investments made and reinvested a CD that matured without the client’s authorization. The client stated her initial investment was made and mutual funds were purchased. The client claimed a CD in the amount of $25,000 matured and he used the funds to purchase additional mutual funds. The client claimed she noticed the purchase and asked Jimmy Enriquez what the investment was comprised of. The client claimed she was given vague information. The client claimed the Jimmy Enriquez recommended she borrow against her account to purchase a car. The client claimed she was told the loan would be paid in three years with the dividends received but claims associated fees for borrowing against her account were not disclosed. The client claimed the balance on the loan had increased because Jimmy Enriquez had not arranged for payments to be made from her account. Plaintiff alleged promissory estoppel, fraud, and breach of contract by Jimmy Enriquez. Plaintiff claims she and the defendant had a personal relationship. She alleged, at the defendant’s request, she opened and made purchases on her Kohl’s and Best Buy charge cards and that defendant agreed to, but never paid her back for the purchases. She further alleged that the defendant opened an American Express card in her name and listed himself as an authorized user. Plaintiff also alleged unauthorized purchases in her Edward Jones account. The client alleged Jimmy Enriquez deposited a $6,000.00 check she wrote to Edward Jones into his personal account. Jimmy Enriquez Red Flags & Your Rights As An Investor Of course, Jimmy Enriquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Enriquez at Raymond James & Associates and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jimmy Enriquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Jimmy Enriquez If you have questions about Raymond James & Associates, Edward Jones, and/or Jimmy Enriquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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