Mar 8, 2022

Michael Bullis of Raymond James Financial Services

DID MICHAEL STEVEN BULLIS CAUSE YOU INVESTMENT LOSSES? Michael Bullis Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With First Allied Securities And First Allied Advisory Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Bullis of Raymond James Financial Services? Michael Bullis (CRD #3004994) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Royal Oak, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Michael Bullis was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Bullis Customer Complaints Michael Bullis has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Bullis’ 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Raymond James Financial Services and Raymond James Financial Services Advisors for investment losses caused by Michael Bullis’ alleged misconduct. Allegations Against Michael Bullis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Michael Bullis said that product was guaranteed and that she was placed in unsuitable investments. Client alleged Michael Bullis’ variable annuity was misrepresented and unsuitable to his needs. The statement of claim alleged that customer was placed in unsuitable investments allegedly committed by Michael Bullis. Michael Bullis Red Flags & Your Rights As An Investor Of course, Michael Bullis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bullis at Raymond James Financial Services, Raymond James Financial Services Advisors, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Michael Bullis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, First Allied Securities, First Allied Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Michael Bullis If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, First Allied Securities, First Allied Advisory Services, and/or Michael Bullis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Carter of Raymond James Financial Services

DID JEFFREY ROBERT CARTER CAUSE YOU INVESTMENT LOSSES? Jeffrey Carter Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Carter of Raymond James Financial Services? Jeffrey Carter (CRD #2902588) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jeffrey Carter was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Carter Customer Complaint Jeffrey Carter has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trades. Jeffrey Carter’s customer complaint was denied and, to date, the customers have not taken any further action. Jeffrey Carter Red Flags & Your Rights As An Investor Of course, Jeffrey Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Carter at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jeffrey Carter If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Jeffrey Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cassandra of Raymond James Financial Services

DID JOHN EDWARD CASSANDRA CAUSE YOU INVESTMENT LOSSES? John Cassandra Of Raymond James Financial Services, Raymond James Financial Services Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Cassandra of Raymond James Financial Services? John Cassandra (CRD #4270866) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Boynton Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. John Cassandra Customer Complaints John Cassandra has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cassandra’s 3 customer complaints were settled in favor of investors. One of John Cassandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against John Cassandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment made by John Cassandra. John Cassandra’s alleged violation of Florida Statutes Chapter 517; common law fraud; breach of fiduciary duty; negligence; breach of contract; fraud under Securities Exchange Act; and rescission under Section 29(b), Securities Exchange Act. Alleged that the contingent deferred sales charge was not disclosed prior to surrendering his John Hancock Variable Annuity allegedly committed by John Cassandra. John Cassandra Red Flags & Your Rights As An Investor Of course, John Cassandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassandra at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Cassandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Cassandra If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Cassandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Christopher of Raymond James Financial Services

DID THOMAS VENUTE CHRISTOPHER CAUSE YOU INVESTMENT LOSSES? Thomas Christopher Of Raymond James Financial Services And Raymond James Financial Services Advisors Has 5 Customer Complaints For Alleged Broker Misconduct Who is Thomas Christopher of Raymond James Financial Services? Thomas Christopher (CRD #3032812) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Conshohocken, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Thomas Christopher Customer Complaints Thomas Christopher has been the subject of 5 customer complaints that we know about. One of Thomas Christopher’s 5 customer complaints was settled in favor of investors. Four of Thomas Christopher’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Christopher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Christopher allegedly failed to exercise good faith and due care and therefore allowed third party to convert claimant’s funds to the benefit of the third party by way of fraudulent general power of attorney.  Client states that her former financial advisor, Thomas Christopher, allegedly recommended unsuitable investments. Client alleged that the investments in her account were not appropriate and that Thomas Christopher allegedly assured her that he would monitor her account. Pennsylvania client complains that Thomas Christopher allegedly failed to represent her AIG annuity contract as an annuity at the time of purchase, the broker annuitized this annuity without the client’s authorization and the broker failed to disclose that the client would be liable for federal taxes on minimum distributions from the annuity. The client further complained that the broker did not disclose that the client’s Lake Forest 3.4% CD could lose value. Client alleged investments were mismanaged by Thomas Christopher. Thomas Christopher Red Flags & Your Rights As An Investor Of course, Thomas Christopher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Christopher at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Thomas Christopher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Thomas Christopher If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Thomas Christopher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Andreoli of Raymond James & Associates

DID JOSEPH MARIE ANDREOLI CAUSE YOU INVESTMENT LOSSES? Joseph Andreoli Of Raymond James & Associates And Formerly With Wells Fargo Clearing Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Joseph Andreoli of Raymond James & Associates? Joseph Andreoli (CRD #1718688) who is currently registered with Raymond James & Associates and located in Hackensack, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Joseph Andreoli was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Andreoli Customer Complaints Joseph Andreoli has been the subject of 7 customer complaints that we know about. One of Joseph Andreoli’s  7 customer complaints resulted in an arbitration award in favor of the investors. One of Joseph Andreoli’s 7 customer complaints was settled in favor of investors. Four of Joseph Andreoli’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Joseph Andreoli’s alleged misconduct. Allegations Against Joseph Andreoli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitability, negligence, breach of contract, breach of fiduciary duty, fraud, violation of industry rules, federal securities laws and Texas statutes regarding trading of treasury bonds on margin for capital gains allegedly committed by Joseph Andreoli. Claimant alleged that Joseph Andreoli made unsuitable investments. Claimant alleged, inter alia, that Joseph Andreoli made unsuitable investments in the claimant’s accounts. Client alleged Joseph Andreoli misrepresented details of investments. Damages unspecified. Client alleged funds were not invested conservatively and advice allegedly made by Joseph Andreoli was negligent. Client alleged unsuitable investments made by Joseph Andreoli. Client claims Joseph Andreoli allegedly told him preferreds were more like secured bonds and that income was completely safe. Joseph Andreoli Red Flags & Your Rights As An Investor Of course, Joseph Andreoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Andreoli at Raymond James & Associates and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Andreoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Joseph Andreoli If you have questions about Raymond James & Associates, Wells Fargo Clearing Services, and/or Joseph Andreoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Monica Baldwin of Raymond James Financial Services

DID MONICA MARY BALDWIN CAUSE YOU INVESTMENT LOSSES? Monica Baldwin Of Raymond James Financial Services, Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Monica Baldwin of Raymond James Financial Services? Monica Baldwin (CRD #1410593) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Longmont, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Monica Baldwin Customer Complaints Monica Baldwin has been the subject of 2 customer complaints that we know about. One of Monica Baldwin’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Raymond James Financial Services for investment losses caused by Monica Baldwin’s alleged misconduct. Allegations Against Monica Baldwin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer filed a mediation request through FINRA seeking damages related to a Whole Life Insurance Policy used to fund a Life Insurance Trust she purchased allegedly through Monica Baldwin while Ms. Baldwin was at a prior firm. Monica Baldwin’s alleged Negligence, Failure to Supervise, Breach of Contract, Breach of the Duty of Good Faith and Fair Dealing, Breach of Fiduciary Duty, Suitability and Overconcentration. Monica Baldwin Red Flags & Your Rights As An Investor Of course, Monica Baldwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monica Baldwin at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Monica Baldwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Monica Baldwin If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Monica Baldwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ricardo Armijo of Raymond James Associates

DID RICARDO JAMES ARMIJO CAUSE YOU INVESTMENT LOSSES? Ricardo Armijo Of Raymond James Associates, And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ricardo Armijo of Raymond James Associates? Ricardo Armijo (CRD #2694904) who is currently registered with Raymond James Associates and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Associates, Ricardo Armijo was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ricardo Armijo Customer Complaints Ricardo Armijo has been the subject of 3 customer complaints that we know about.  Multiple clients alleged that Ricardo Armijo never disclosed the fees on the C shares of the mutual funds they invested.  All of Ricardo Armijo’s 3 customer complaints were settled in favor of investors. Ricardo Armijo Red Flags & Your Rights As An Investor Of course, Ricardo Armijo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Armijo at Raymond James Associates and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Armijo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Associates Due To Ricardo Armijo If you have questions about Raymond James Associates, UBS Financial Services, and/or Ricardo Armijo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Boucher formerly with Raymond James Financial Services

DID MARK JOSEPH BOUCHER CAUSE YOU INVESTMENT LOSSES? Mark Boucher Formerly With Raymond James Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Boucher formerly with Raymond James Financial Services? Mark Boucher (CRD #2187695) who was formerly registered with Raymond James Financial Services and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Mark Boucher was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Boucher has also been investigated and is in the middle of a prosecution by the United States Securities and Exchange Commission for allegedly misappropriating over $2 million from the advisory and bank accounts of 3 of his investment advisory clients, including the widow and her 60s in a trust of the deceased clients.  The civil suit as of the date of this blog is still pending. Mark Boucher Customer Complaint Mark Boucher has also been the subject 2 customer complaints that we know about, one of the complaints was filed in the last year to recover investment losses. One of Mark Boucher’s customer complaints for alleges theft and forgery was settled in favor of the investors.  The other one of Mark Boucher’s customers’ complaints was denied and, to date, the customers have not taken any further action. Mark Boucher Red Flags & Your Rights As An Investor Of course, Mark Boucher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Boucher at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Mark Boucher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Mark Boucher If you have questions about Raymond James Financial Services and/or Mark Boucher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Sabo of Raymond James Financial Services

DID MICHAEL DANIEL SABO CAUSE YOU INVESTMENT LOSSES? Michael Sabo Of Raymond James Financial Services, Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Sabo of Raymond James Financial Services? MMichael Sabo (CRD #1028094) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Greensburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Michael Sabo Customer Complaint Michael Sabo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were conflict of Interest. Michael Sabo’s customer complaint was settled in favor of the investors. Michael Sabo Red Flags & Your Rights As An Investor Of course, Michael Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sabo at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Michael Sabo If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Michael Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Tully Of Raymond James Financial Services

DID PAUL JOSEPH TULLY CAUSE YOU INVESTMENT LOSSES? Paul Tully of Raymond James Financial Services, Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Paul Tully of Raymond James Financial Services? Paul Tully (CRD #1075274) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Pittsgrove Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Paul Tully Customer Complaint Paul Tully has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Paul Tully’s customer complaint was denied and, to date, the customer has not taken any further action. Paul Tully Red Flags & Your Rights As An Investor Of course, Paul Tully did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Tully at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Paul Tully has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Paul Tully If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Paul Tully and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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