Mar 8, 2022

Michael Sabo of Raymond James Financial Services

DID MICHAEL DANIEL SABO CAUSE YOU INVESTMENT LOSSES? Michael Sabo Of Raymond James Financial Services, Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Sabo of Raymond James Financial Services? MMichael Sabo (CRD #1028094) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Greensburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Michael Sabo Customer Complaint Michael Sabo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were conflict of Interest. Michael Sabo’s customer complaint was settled in favor of the investors. Michael Sabo Red Flags & Your Rights As An Investor Of course, Michael Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sabo at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Michael Sabo If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Michael Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Tully Of Raymond James Financial Services

DID PAUL JOSEPH TULLY CAUSE YOU INVESTMENT LOSSES? Paul Tully of Raymond James Financial Services, Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Paul Tully of Raymond James Financial Services? Paul Tully (CRD #1075274) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Pittsgrove Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Paul Tully Customer Complaint Paul Tully has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Paul Tully’s customer complaint was denied and, to date, the customer has not taken any further action. Paul Tully Red Flags & Your Rights As An Investor Of course, Paul Tully did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Tully at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Paul Tully has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Paul Tully If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Paul Tully and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lisa Westmoreland of Raymond James & Associates

DID LISA LYN WESTMORELAND CAUSE YOU INVESTMENT LOSSES? Lisa Westmoreland Of Raymond James & Associates Has 4 Customer Complaints For Alleged Broker Misconduct Who is Lisa Westmoreland of Raymond James & Associates? Lisa Westmoreland (CRD #1398304) who is currently registered with Raymond James & Associates and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Lisa Westmoreland Customer Complaints Lisa Westmoreland has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Lisa Westmoreland’s 4 customer complaints were settled in favor of investors. One of Lisa Westmoreland’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Lisa Westmoreland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim alleged Lisa Westmoreland’s misrepresentation and unsuitability with regard to mutual funds purchased. Claim alleged misrepresentation and unsuitability with regard to mutual funds purchased by Lisa Westmoreland. Claim alleged unsuitability with regard to mutual funds purchased by Lisa Westmoreland. Client alleged his funds were invested without his authorization by Lisa Westmoreland. Lisa Westmoreland Red Flags & Your Rights As An Investor Of course, Lisa Westmoreland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Westmoreland at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Lisa Westmoreland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Lisa Westmoreland If you have questions about Raymond James & Associates and/or Lisa Westmoreland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Tutcher of Raymond James Financial Services

DID MICHAEL TUTCHER CAUSE YOU INVESTMENT LOSSES? Michael Tutcher Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With Raymond James & Associates Has 6 Customer Complaints For Alleged Broker Misconduct Who is Michael Tutcher of Raymond James Financial Services, Inc.? Michael Tutcher (CRD #2306833) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Michael Tutcher was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Tutcher Customer Complaints Michael Tutcher has been the subject of 6 customer complaints that we know about. Two of Michael Tutcher’s 6 customer complaints were settled in favor of investors. Four of Michael Tutcher’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Tutcher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Tutcher’s investments were unsuitable. Client alleged Michael Tutcher intentionally or negligently failed to advise her that the investments he recommended were unduly risky and unsuitable for her and that he failed to advise her of the tax consequences she would experience as a result of the recommendation. Client alleged that Michael Tutcher advised him the policy he surrendered from Crown Life & Associates to a Metlife Variable Universal Life Insurance Policy would be tax free and that was not the case. Client also alleged that Mr. Tutcher did not mention that the Variable Universal Life Insurance Policy would be tied up in the stock market and that he thought it was a whole life insurance policy. Clients alleged Michael Tutcher improperly invested their funds in a too heavily equity concentrated portfolio. Michael Tutcher’s alleged violation of Florida Securities Act, equitable rescission, breach of fiduciary duty, negligence, breach of contract, fraud, negligent misrepresentation. Michael Tutcher Red Flags & Your Rights As An Investor Of course, Michael Tutcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Tutcher at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Michael Tutcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Michael Tutcher If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Raymond James & Associates, and/or Michael Tutcher and the management or performance of your accounts,please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

James Vaughn of Raymond James & Associates

DID JAMES VAUGHN CAUSE YOU INVESTMENT LOSSES? James Vaughn Of Raymond James & Associates, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is James Vaughn of Raymond James & Associates, Inc.? James Vaughn (CRD #1947750) who is currently registered with Raymond James & Associates, Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. James Vaughn Customer Complaint James Vaughn has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were clients accounts were mismanaged. James Vaughn’s customer complaint was denied and, to date, the customers have not taken any further action. James Vaughn Red Flags & Your Rights As An Investor Of course, James Vaughn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vaughn at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Vaughn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Vaughn If you have questions about Raymond James & Associates, Inc. and/or James Vaughn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Aaron Tellez of Raymond James Financial Services

DID AARON TELLEZ CAUSE YOU INVESTMENT LOSSES? Aaron Tellez Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With Raymond James & Associates Has 4 Customer Complaints For Alleged Broker Misconduct Who is Aaron Tellez of Raymond James Financial Services, Inc.? Aaron Tellez (CRD #4270199) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Aaron Tellez was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Aaron Tellez Customer Complaints Aaron Tellez has been the subject of 4 customer complaints that we know about. All four of Aaron Tellez’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Aaron Tellez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Aaron Tellez’s misrepresentation of an annuity bought. Damages unspecified. Customer expressed concerns with RJFS FA, Aaron Tellez regarding the inappropriate sale of her variable annuity policy. Customer alleged her decision to surrender this policy was based on wildly inaccurate, profoundly incomplete, and deliberately misleading guidance provided by Aaron Tellez. The client alleged misrepresentation of annuity by Aaron Tellez. The client alleged Aaron Tellez’s misrepresentation and failure to follow instructions with regard to an annuity. Aaron Tellez Red Flags & Your Rights As An Investor Of course, Aaron Tellez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Tellez at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Aaron Tellez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Aaron Tellez If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Raymond James & Associates, and/or Aaron Tellez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jason Mikeska of Raymond James Financial Services

DID JASON JOHN MIKESKA CAUSE YOU INVESTMENT LOSSES? Jason Mikeska Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Cetera Investment Services And Cetera Investment Advisers Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Mikeska of Raymond James Financial Services? Jason Mikeska (CRD #4962984) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Victoria, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Jason Mikeska was associated with Cetera Investment Services, Cetera Investment Advisers, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Mikeska Customer Complaints Jason Mikeska has been the subject of 2 customer complaints that we know about. One of Jason Mikeska’s 2 customer complaints was settled in favor of investors. One of Jason Mikeska’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jason Mikeska A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Jason Mikeska guaranteed a minimum interest rate and wanted principal returned. The client alleged trades were placed by Jason Mikeska without his authorization. Jason Mikeska Red Flags & Your Rights As An Investor Of course, Jason Mikeska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mikeska at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Jason Mikeska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jason Mikeska If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, Cetera Investment Advisers, and/or Jason Mikeska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jonathan Murdock of Raymond James Financial Services

DID JONATHAN ALEXANDER MURDOCK CAUSE YOU INVESTMENT LOSSES? Jonathan Murdock Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Murdock of Raymond James Financial Services? Jonathan Murdock (CRD #6361480) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Morgan City, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Jonathan Murdock was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Murdock Customer Complaint Jonathan Murdock has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the mutual fund trades placed were unauthorized. Jonathan Murdock’s customer complaint was settled in favor of the investors. Jonathan Murdock Red Flags & Your Rights As An Investor Of course, Jonathan Murdock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Murdock at Raymond James Financial Services, Raymond James Financial Services Advisors, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jonathan Murdock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jonathan Murdock If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Edward Jones, and/or Jonathan Murdock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Samuel Mandan formerly with Raymond James Financial Services

DID SAMUEL FERALD MANDAN CAUSE YOU INVESTMENT LOSSES? Samuel Mandan Formerly With Raymond James Financial Services And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Samuel Mandan formerly with Raymond James Financial Services? Samuel Mandan (CRD #6827793) who was formerly registered with Raymond James Financial Services and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Samuel Mandan was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Samuel Mandan Customer Complaint Samuel Mandan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged equity liquidations were not suitable investment recommendations. Samuel Mandan’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Samuel Mandan Red Flags & Your Rights As An Investor Of course, Samuel Mandan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Mandan at Raymond James Financial Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Samuel Mandan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Samuel Mandan If you have questions about Raymond James Financial Services, Edward Jones, and/or Samuel Mandan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

John Wyshak of Raymond James & Associates, Inc

DID JOHN CHARLES WYSHAK CAUSE YOU INVESTMENT LOSSES? John Charles Wyshak formerly with Raymond James & Associates, Inc. Has 4  Customer Complaints For Alleged Broker Misconduct Who is John C. Wyshak formerly with Raymond James & Associates, Inc.? John Wyshak (CRD #1272260) who was formerly registered with Raymond James & Associates, Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., John Wyshak was associated with Wedbush Securities Inc. and 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Wyshak has had his share problems with FINRA as well. In January 2020, he was suspended by FINRA for failing to comply with an arbitration settlement and/or failing to satisfactorily respond to FINRAs request for information concerning payment of that settlement. That sanction was later increased to a permanent bar in April 2020. John Wyshak is now prohibited from working with any FINRA member firm in any capacity. Raymond James & Associates, Inc. Broker Misconduct In his career, John Wyshak has been the subject of 4 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Two of John Wyshak’s 4 customer complaints were settled in favor of investors. One of those 4 complaints was denied by his former employer and a customer is not taken any action since that time There is currently one pending customer complaint remaining against John Wyshak’s former employer Wedbush Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against John Wyshak A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: A Raymond James & Associates, Inc. customer alleged that John Wyshak over-concentrated investments in its account in breach of his fiduciary duties and that further he committed fraud, conversion, churning, violated industry rules and fraudulently concealed his misconduct.  Raymond James took that complaint seriously and settled it for $700,000. At Gruntal and Co., LLC.  the client alleged that John Wyshak engaged in excessive trading in his account. Another Raymond James and Associates, Inc. client alleged John Wyshak engaged in unauthorized trading, suitability, excessive commissions, violation of industry standards and rules of conduct. The firm recently denied that complaint and the customers yet to take action. John Wyshak Red Flags & Your Rights As An Investor Of course, John Wyshak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Wyshak at Raymond James & Associates, Inc. and Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether John Wyshak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Wedbush Securities Inc. about John Wyshak also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. If you have questions about Raymond James & Associates, Inc., Wedbush Securities Inc. and/or John Wyshak and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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