Mar 4, 2022

Steven P. Reznik Formerly With Raymond James Financial Services

UPDATED ON: December 4, 2020 DID STEVEN PAUL REZNIK CAUSE YOU INVESTMENT LOSSES? Steven P. Reznik Formerly With Raymond James Financial Services Has 23 Customer Complaints For Alleged Broker Misconduct In The Past 2 Years Who is Steven Reznik formerly with Raymond James Financial Services? Steven Reznik (CRD# 1067199) who was registered with Raymond James Financial Services and located in Tallahassee, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Steven Reznik was associated with two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Raymond James Financial Services Broker Misconduct In his career, Steven Reznik has been the subject of 25 customer complaints that we know about, 23 of those complaints were filed in the last two years to recover investment losses. All 25 of Steven Reznik customer complaints were settled in favor of investors. Allegations Against Steven Reznik A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Client alleges unauthorized trading and unsuitable investments. Negligence, Violation of FINRA Rules to 110, 2310, 2120, 2330, and 2111, Breach of Contract, Negligent Supervision and Breach of Fiduciary Duty. Unsuitability, Breach of Fiduciary Duty, Negligence, Negligent Misrepresentation, Intentional Misrepresentation, Negligent Supervision, Hiring and Retention, Breach of Contract. Overconcentration, Suitability, Breach of Fiduciary Duty, Negligence, Negligent Supervision, Fraud, Breach of Contract, Violation of the Virginia Securities Act, Violation of the Florida Securities and Investor Protection Act. Negligence, Violation of FINRA Rules to 110, 2310, 2120, 233 0 and 2111, Breach of Contract, Negligent Supervision, Breach of Fiduciary Duty, and Violation of Florida Statute section 772.11 (1) (Elder/Disabled Financial Exploitation). Overconcentration, Unauthorized Trading, Negligence, Breach of Contract, Negligent Supervision, Breach of Fiduciary Duties and Violation of FINRA Rules. Steven Reznik Red Flags & Your Rights As An Investor Of course, Steven Reznik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Reznik at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Reznik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services If you have questions about Raymond James Financial Services and/or Steven Reznik and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Jason P. Brienen Formerly With Raymond James Financial Services

UPDATED ON: December 4, 2020 DID JASON PHILIP BRIENEN CAUSE YOU INVESTMENT LOSSES? Jason P. Brienen Formerly With Raymond James Financial Services Has 23 Customer Complaints For Alleged Broker Misconduct In The Past 2 Years Who is Jason Brienen formerly with Raymond James Financial Services? Jason Brienen (CRD# 2249998) who was once registered with Raymond James Financial Services and located in Tallahassee, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Jason Brienen was terminated by Raymond James Financial Services in 2018 after he failed to satisfy requirements of a heightened supervision plan. Since his termination Raymond James Financial Services, Jason Brienen associated with two other investment advisory firms, Chiron Capital Management and Tru Independence Asset Management.   Raymond James Financial Services Broker Misconduct In his career, Jason Brienen has been the subject of 2 customer complaints that we know about, the last of those complaints was filed in the last two years to recover $2 million in investment losses. Raymond James Financial Services settled those customer complaints in favor of investors. Allegations Against Steven Reznik A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Misrepresentations and Omissions relating to Unauthorized Trading, Fraud, Breach of Fiduciary Duty, Failure to Supervise, Negligence, Gross Negligence, Negligent Retention, Negligent Misrepresentation, Over- concentration. Client alleges excessive trading, churning, fraud, misrepresentation, omissions, and unauthorized trading. Steven Reznik Red Flags & Your Rights As An Investor Of course, Jason Brienen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Brienen at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jason Brienen has engaged in any stockbroker misconduct that may have caused them investment losses. The customer complaints at Raymond James Financial Services also raise questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services If you have questions about Raymond James Financial Services and/or Jason Brienen and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Robert Weingard of Raymond James & Associates

DID ROBERT PHILLIP WEINGARD CAUSE YOU INVESTMENT LOSSES? Robert Weingard Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Weingard of Raymond James & Associates? Robert Weingard (CRD #5550042) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Weingard Customer Complaint Robert Weingard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor made misrepresentations about services offered. Robert Weingard’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert Weingard Red Flags & Your Rights As An Investor Of course, Robert Weingard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Weingard at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Robert Weingard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Robert Weingard If you have questions about Raymond James & Associates and/or Robert Weingard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Bryan Stepanian of Raymond James & Associates

DID BRYAN A. STEPANIAN CAUSE YOU INVESTMENT LOSSES? Bryan Stepanian Of Raymond James & Associates And Formerly With Deutsche Bank Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bryan Stepanian of Raymond James & Associates? Bryan Stepanian (CRD #4513185) who is currently registered with Raymond James & Associates and located in Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Bryan Stepanian was associated with Deutsche Bank Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Stepanian Customer Complaint Bryan Stepanian has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged advisor did not follow instructions to liquidate. The customer complaint filed against Bryan Stepanian’s current employer Raymond James & Associates for investment losses caused by the alleged misconduct is pending as of the date of this report. Bryan Stepanian Red Flags & Your Rights As An Investor Of course, Bryan Stepanian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Stepanian at Raymond James & Associates and Deutsche Bank Securities on alert to review carefully the activity and performance of their accounts and question whether Bryan Stepanian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Deutsche Bank Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Bryan Stepanian If you have questions about Raymond James & Associates, Deutsche Bank Securities, and/or Bryan Stepanian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Brian Allen of Raymond James Financial Services, Inc.

DID BRIAN PRESTON ALLEN CAUSE YOU INVESTMENT LOSSES? Brian Allen Of  Raymond James Financial Services, Inc. And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Allen of Raymond James Financial Services, Inc.? Brian Allen (CRD #2470574) who is currently registered with Raymond James Financial Services, Inc. and located in Sandusky, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James Financial Services, Inc., Brian Allen was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Allen Customer Complaint Brian Allen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Allen failed to follow customers liquidation instructions. Brian Allen’s customer complaint was settled in favor of the investors. Brian Allen Red Flags & Your Rights As An Investor Of course, Brian Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Allen at Raymond James Financial Services, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Brian Allen If you have questions about Raymond James Financial Services, Inc., UBS Financial Services Inc., and/or Brian Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brian Bedford of Raymond James Financial Services, Inc.

DID BRIAN DAVID BEDFORD CAUSE YOU INVESTMENT LOSSES? Brian Bedford Of Raymond James Financial Services, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Bedford of Raymond James Financial Services, Inc.? Brian Bedford (CRD #4305320) who is currently registered with Raymond James Financial Services, Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James Financial Services, Inc., Brian Bedford was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Bedford Customer Complaints Brian Bedford has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brian Bedford’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brian Bedford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow trading instructions. Failure to liquidate upon receiving client’s instructions. Brian Bedford Red Flags & Your Rights As An Investor Of course, Brian Bedford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Bedford at Raymond James Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Bedford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Brian Bedford If you have questions about Raymond James Financial Services, Inc., LPL Financial LLC, and/or Brian Bedford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brad Biggs of Raymond James Financial Services, Inc.

DID BRAD DUNAGAN BIGGS CAUSE YOU INVESTMENT LOSSES? Brad Biggs Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Brad Biggs of Raymond James Financial Services, Inc.? Brad Biggs (CRD #2770237) who is currently registered with Raymond James Financial Services, Inc. and located in Jackson, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Brad Biggs Customer Complaint Brad Biggs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment strategy recommendation. Brad Biggs’ customer complaint was settled in favor of the investors. Brad Biggs Red Flags & Your Rights As An Investor Of course, Brad Biggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brad Biggs at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brad Biggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Brad Biggs If you have questions about Raymond James Financial Services, Inc. and/or Brad Biggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2022

Aaron Curry Of Raymond James Financial Services, Inc.

DID AARON B. CURRY CAUSE YOU INVESTMENT LOSSES? Aaron Curry Of Raymond James Financial Services, Inc. And Formerly With The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Who is Aaron Curry of Raymond James Financial Services, Inc.? Aaron Curry (CRD #5841844) who is currently registered with Raymond James Financial Services, Inc. and located in Cuyahoga, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Aaron Curry was associated with The Huntington Investment Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Aaron Curry Customer Complaint Aaron Curry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a client alleged that her former advisor forged her initials and the dates on documents associated with the transfer of funds from an individual retirement account. Aaron Curry’s customer complaint was denied and, to date, the customer has not taken any further action. Aaron Curry Red Flags & Your Rights As An Investor Of course, Aaron Curry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Curry at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Curry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Aaron Curry If you have questions about Raymond James Financial Services, Inc. and/or Aaron Curry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Brown of Raymond James & Associates, Inc.

DID CHRISTOPHER STEPHEN BROWN CAUSE YOU INVESTMENT LOSSES? Christopher Brown Formerly With Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Brown formerly with Raymond James & Associates, Inc.? Christopher Brown (CRD #871921) who was formerly registered with Raymond James & Associates, Inc. and located in Crystal River, Florida is a subject of one of our many securities industry sales practice abuse investigations. Christopher Brown Customer Complaints Christopher Brown has been the subject of 3 customer complaints that we know about. Two of Christopher Brown’s 3 customers’ complaints were settled in favor of investors. One of Christopher Brown’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Christopher Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged unsuitable investment recommendations and misrepresentations made regarding a variable life insurance policy sold by Christopher Brown. The customer alleges that stocks were sold and mutual funds were purchased without his authorization by Christopher Brown. Christopher Brown Red Flags & Your Rights As An Investor Of course, Christopher Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Brown at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Christopher Brown If you have questions about Raymond James & Associates, Inc. and/or Christopher Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James Alioto of Raymond James Associates

DID JAMES FREDERICK ALIOTO CAUSE YOU INVESTMENT LOSSES? James Alioto of Raymond James Associates and Formerly with Wells Fargo Clearing Services Has A Customer Complaint for Alleged Broker Misconduct Who is James Alioto of Raymond James Associates? James Alioto (CRD #827086) who is currently registered with Raymond James Associates and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Associates, James Alioto was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Alioto Customer Complaint James Alioto has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that a purchase was transacted in her account without her knowledge or approval. James Alioto’s customer complaint was denied and the customers did not take any further action. James Alioto Red Flags & Your Rights as An Investor Of course, James Alioto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Alioto at Raymond James Associates and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether James Alioto has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Raymond James Associates and Wells Fargo Clearing Services also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Raymond James Associates Due to James Alioto If you have questions about Raymond James Associates, Wells Fargo Clearing Services, and/or James Alioto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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