Apr 7, 2024

Steven Schmitt of Raymond James & Associates, Inc

DID STEVEN WALLACE SCHMITT CAUSE YOU INVESTMENT LOSSES? Steven Schmitt Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Steven Schmitt Customer Complaint Steven Schmitt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy executed in clients managed account was unsuitable.  The FINRA arbitration proceeding was recently filed against Morgan Stanley or Steven Schmitt’s alleged misconduct and still pending. Steven Schmitt Red Flags & Your Rights As An Investor Of course, Steven Schmitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Schmitt at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Schmitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Steven Schmitt  If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Steven Schmitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Nicholas Hamilton of Purshe Kaplan Sterling Investments

DID NICHOLAS MANNING HAMILTON CAUSE YOU INVESTMENT LOSSES? Nicholas Hamilton Of Purshe Kaplan Sterling Investments And Formerly With Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Hamilton Customer Complaint Nicholas Hamilton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented customer’s net worth to sell unsuitable investments to customer.  The customer complaint was recently filed with Raymond James Financial Services for Nicholas Hamilton’s alleged misconduct and is still pending. Nicholas Hamilton Red Flags & Your Rights As An Investor Of course, Nicholas Hamilton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Hamilton at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Hamilton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Nicholas Hamilton If you have questions about Purshe Kaplan Sterling Investments, Raymond James Financial Services, Inc. and/or Nicholas Hamilton and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Jennifer McIntyre of Raymond James & Associates, Inc

DID JENNIFER LEA MCINTYRE CAUSE YOU INVESTMENT LOSSES? Jennifer McIntyre Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jennifer McIntyre Customer Complaint Jennifer McIntyre has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor misappropriated customer funds.  The customer complaint was recently filed with Raymond James and Associates and is currently under its review and awaiting disposition. Jennifer McIntyre Red Flags & Your Rights As An Investor Of course, Jennifer McIntyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer McIntyre at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer McIntyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Jennifer McIntyre If you have questions about Raymond James & Associates, Inc. and/or Jennifer McIntyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Charlotte McConnell of Raymond James Financial Services, Inc

DID CHARLOTTE ANNE MCCONNELL CAUSE YOU INVESTMENT LOSSES? Charlotte McConnell Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Charlotte McConnell Customer Complaint Charlotte McConnell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations involving real estate securities.  If an arbitration proceeding was recently filed against Cetera Investment Services for Charlotte McConnell’s alleged misconduct and still pending. Charlotte McConnell Red Flags & Your Rights As An Investor Of course, Charlotte McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charlotte McConnell at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charlotte McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Charlotte McConnell If you have questions about Raymond James Financial Services, Inc. and/or Charlotte McConnel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Marc Hallick of Raymond James & Associates, Inc

DID MARC DAMON HALLICK CAUSE YOU INVESTMENT LOSSES? Marc Hallick Of Raymond James & Associates, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Marc Hallick Customer Complaint Marc Hallick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor deployed in unsuitable investment strategy involving short selling concentrated positions on margin and failed to explain material facts and risks of the strategy.  The FINRA arbitration proceeding was recently filed and still pending. Marc Hallick Red Flags & Your Rights As An Investor Of course, Marc Hallick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Hallick at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marc Hallick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Marc Hallick If you have questions about Raymond James & Associates, Inc., Wells Fargo Clearing Services, LLC and/or Marc Hallick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2024

Mitchell Lamchick of Raymond James & Associates, Inc

DID MITCHELL LAMCHICK CAUSE YOU INVESTMENT LOSSES? Mitchell Lamchick Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mitchell Lamchick Customer Complaint Mitchell Lamchick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation about the liquidity of an investment in a structured product, Raymond James and Associates recently deny the customer complaints, and so far does not appear that the investor has filed in the arbitration proceeding or taken any other action. Mitchell Lamchick Red Flags & Your Rights As An Investor Of course, Mitchell Lamchick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Lamchick at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mitchell Lamchick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc.  Due To Mitchell Lamchick If you have questions about Raymond James & Associates, Inc. and/or Mitchell Lamchick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2024

Sherril Young III of Raymond James Financial Services, Inc

DID SHERRILL FRANKLIN YOUNG III CAUSE YOU INVESTMENT LOSSES? Sherril Young III Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sherrill Young III Customer Complaint Sherrill Young III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer requested an investment with no risk and the advisor placed them, in an unsuitable investment for their risk tolerance.  Further, client alleged advisor misrepresented the municipal bond, stating they would not lose money.  Raymond James Financial Services recently denied the customer complaint about Sherrill Young’s alleged misconduct and so far, it does not appear that the investor is taking any further action. Sherrill Young III Red Flags & Your Rights As An Investor Of course, Sherrill Young III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sherrill Young III at Raymond James Financial Services, Inc on alert to review carefully the activity and performance of their accounts and question whether Sherrill Young III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc Due To Sherrill Young III If you have questions about Raymond James Financial Services, Inc and/or Sherrill Young III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2024

Kirk Crossen of Raymond James & Associates, Inc

DID KIRK JAMES CROSSEN CAUSE YOU INVESTMENT LOSSES? Kirk Crossen Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Kirk Crossen Customer Complaint Kirk Crossen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment strategy in a client’s account at Morgan Stanley. The FINRA arbitration proceeding for Kirk Crossen’s alleged misconduct where the customer seeking $6 million is still pending. At or about the time the customer complaint was filed, Raymond James and Associates discharged the advisor for allegedly lacking candor during an inquiry into a loan from the individual’s former client at Morgan Stanley where he was employed. Kirk Crossen Red Flags & Your Rights As An Investor Of course, Kirk Crossen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Crossen at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kirk Crossen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Kirk Crossen If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Kirk Crossen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Peter Anderson of Raymond James Financial Services, Inc

DID PETER ANDERSON CAUSE YOU INVESTMENT LOSSES? Peter Anderson Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Peter Anderson Customer Complaint Peter Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where adviser did not follow customer’s instructions to sell securities to create liquidity without a large tax liability. Raymond James Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action. Peter Anderson Red Flags & Your Rights As An Investor Of course, Peter Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Anderson at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Peter Anderson If you have questions about Raymond James Financial Services, Inc. and/or Peter Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Phillip Sutton of Raymond James Financial Services, Inc

DID PHILLIP KURT SUTTON CAUSE YOU INVESTMENT LOSSES? Phillip Sutton Of Raymond James Financial Services, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Phillip Sutton Customer Complaint Phillip Sutton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor placed an unauthorized trade in her investment account. Raymond James Financial Services recently settled the customer complaint in favor of the investor. Phillip Sutton Red Flags & Your Rights As An Investor Of course, Phillip Sutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Sutton at Raymond James Financial Services, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Phillip Sutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Phillip Sutton If you have questions about Raymond James Financial Services, Inc., Edward Jones and/or Phillip Sutton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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