Aug 6, 2023

William Conn of International Assets Advisory, LLC

DID WILLIAM JOSEPH CONN CAUSE YOU INVESTMENT LOSSES? William Conn Of International Assets Advisory, LLC And Formerly With Raymond James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct William Conn Customer Complaints William Conn has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other complaint was denied by the advisor’s former employer and no further action was taken. Allegations Against William Conn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Conn Red Flags & Your Rights As An Investor Of course, William Conn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Conn at International Assets Advisory, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Conn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To William Conn If you have questions about International Assets Advisory, LLC, Raymond James & Associates, Inc. and/or William Conn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Dendy Raymond James Financial Services, Inc.

DID WILLIAM EDWARD DENDY CAUSE YOU INVESTMENT LOSSES? William Dendy Of Raymond James Financial Services, Inc. And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct William Dendy Customer Complaint William Dendy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of illiquid investments involving REITs and closed-end funds and other business development companies. LPL Financial settled the customer dispute favor of the investor. William Dendy Red Flags & Your Rights As An Investor Of course, William Dendy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Dendy at Raymond James Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William Dendy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To William Dendy If you have questions about Raymond James Financial Services, Inc., LPL Financial LLC and/or William Dendy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 31, 2023

Vu Nguyen of Raymond James & Associates, Inc.

DID VU HOANG NGUYEN CAUSE YOU INVESTMENT LOSSES? Vu Nguyen Of Raymond James & Associates, Inc. And Formerly With Unionbanc Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Vu Nguyen Customer Complaint Vu Nguyen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation for a variable annuity contract. The customer complaint was denied and, to date, the investor has not taken any further action. Vu Nguyen Red Flags & Your Rights As An Investor Of course, Vu Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vu Nguyen at Raymond James & Associates, Inc. and Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Vu Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Unionbanc Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Vu Nguyen If you have questions about Raymond James & Associates, Inc., Unionbanc Investment Services, LLC and/or Vu Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2023

Todd Barnthouse of Smith, Moore & Co.

DID TODD WILLIAM BARNTHOUSE CAUSE YOU INVESTMENT LOSSES? Todd Barnthouse Of Smith, Moore & Co. And Formerly With Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Todd Barnthouse Customer Complaint Todd Barnthouse has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable alternative investment recommendations. The customer dispute was settled by LPL Financial in favor of the investor. Todd Barnthouse Red Flags & Your Rights As An Investor Of course, Todd Barnthouse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Barnthouse at Smith, Moore & Co. and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Barnthouse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Smith, Moore & Co. and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Smith, Moore & Co. Due To Todd Barnthouse If you have questions about Smith, Moore & Co., Raymond James Financial Services, Inc. and/or Todd Barnthouse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2023

Taylor Francis of Raymond James Financial Services, Inc.

DID TAYLOR THURMAN FRANCIS CAUSE YOU INVESTMENT LOSSES? Taylor Francis Of Raymond James Financial Services, Inc. And Formerly With Suntrust Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Taylor Francis Customer Complaint Taylor Francis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to liquidate account. Raymond James Financial Services denied the customer complaint and, to date, the customer has not taken any further action. Taylor Francis Red Flags & Your Rights As An Investor Of course, Taylor Francis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Francis at Raymond James Financial Services, Inc. and Suntrust Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Taylor Francis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Suntrust Investment Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Taylor Francis If you have questions about Raymond James Financial Services, Inc., Suntrust Investment Services, Inc. and/or Taylor Francis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Saylor of Raymond James & Associates, Inc.

DID STEVEN RUSSELL SAYLOR CAUSE YOU INVESTMENT LOSSES? Steven Saylor Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Saylor Customer Complaint Steven Saylor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses, failure to follow trading instructions. Raymond James and Associates denied the customer complaint and, to date, the customer has not taken any further action. Steven Saylor Red Flags & Your Rights As An Investor Of course, Steven Saylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Saylor at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Saylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Steven Saylor If you have questions about Raymond James & Associates, Inc. and/or Steven Saylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 5, 2023

Shirley Washam of Ameriprise Financial Services, LLC

DID SHIRLEY ELLEN WASHAM CAUSE YOU INVESTMENT LOSSES? Shirley Washam Of Ameriprise Financial Services, LLC And Formerly With Raymond James & Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Shirley Washam Customer Complaints Shirley Washam has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by Raymond James and its predecessor Morgan Keegan in favor of the investors. The other customer complaint was denied and the customer took no further action. Allegations Against Shirley Washam A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shirley Washam Red Flags & Your Rights As An Investor Of course, Shirley Washam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shirley Washam at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shirley Washam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Shirley Washam If you have questions about Ameriprise Financial Services, LLC, Raymond James & Associates, Inc. and/or Shirley Washam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scot Morris of Raymond James Financial Services, Inc.

DID SCOT LEE MORRIS CAUSE YOU INVESTMENT LOSSES? Scot Morris Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scot Morris Customer Complaint Scot Morris has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading of exchange traded funds. Raymond James Financial Services denied the customer complaint and to date, the investors have not taken any further action. Scot Morris Red Flags & Your Rights As An Investor Of course, Scot Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scot Morris at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scot Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Scot Morris If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or Scot Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 23, 2023

Russell Stein of Raymond James & Associates, Inc.

DID RUSSELL WILLIAM STEIN CAUSE YOU INVESTMENT LOSSES? Russell Stein Of Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Russell Stein Customer Complaints Russell Stein has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Raymond James and its predecessor Morgan Keegan in favor of the investors. Allegations Against Russell Stein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Stein Red Flags & Your Rights As An Investor Of course, Russell Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Stein at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Russell Stein If you have questions about Raymond James & Associates, Inc. and/or Russell Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roderick Duxbury of Raymond James Financial Services, Inc.

DID RODERICK IAIN DUXBURY CAUSE YOU INVESTMENT LOSSES? Roderick Duxbury Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Roderick Duxbury Customer Complaint Roderick Duxbury has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser exceeded client’s authority in regard to amount of an investment. Raymond James Financial Services denied the customer complaint and, to date, investor has not taken any further action. Roderick Duxbury Red Flags & Your Rights As An Investor Of course, Roderick Duxbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Duxbury at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roderick Duxbury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Roderick Duxbury If you have questions about Raymond James Financial Services, Inc. and/or Roderick Duxbury and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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