Nov 8, 2022

David Roberson of LPL Financial LLP

DID DAVID ELROY ROBERSON CAUSE YOU INVESTMENT LOSSES? David Roberson Of LPL Financial LLP And Formerly With Raymond James & Associates Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Roberson of LPL Financial LLP? David Roberson (CRD #3167646) who is currently registered with LPL Financial LLP and located in Paducah, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLP, David Roberson was associated with Raymond James & Associates Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Roberson Customer Complaints David Roberson has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 3 of David Roberson’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Roberson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation of variable annuity Unsuitable recommendations related to mutual fund investments Unsuitable recommendations related to variable annuity investments David Roberson Red Flags & Your Rights As An Investor Of course, David Roberson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Roberson at LPL Financial LLP and Raymond James & Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether David Roberson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLP and Raymond James & Associates Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLP Due To David Roberson If you have questions about LPL Financial LLP, Raymond James & Associates Inc. and/or David Roberson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Kraus of Raymond James & Associates, Inc.

DID DANIEL JOHN KRAUS CAUSE YOU INVESTMENT LOSSES? Daniel Kraus Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kraus of Raymond James & Associates, Inc.? Daniel Kraus (CRD #719032) who is currently registered with Raymond James & Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kraus Customer Complaints Daniel Kraus has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both complaints were for failure to follow the customer’s instructions. One of Daniel Kraus’ 2 customer complaints was settled in favor of investors. One of Daniel Kraus’ customer complaints was denied and, to date, the customer has not taken any further action. Daniel Kraus Red Flags & Your Rights As An Investor Of course, Daniel Kraus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kraus at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Kraus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Daniel Kraus If you have questions about Raymond James & Associates, Inc. and/or Daniel Kraus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Burns of Raymond James Financial Services

DID JONATHAN WILLIAM BURNS CAUSE YOU INVESTMENT LOSSES? Jonathan Burns Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With MML Investors Services And MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Burns of Raymond James Financial Services? Jonathan Burns (CRD #5690912) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jonathan Burns was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Burns Customer Complaints Jonathan Burns has been the subject of 2 customer complaints that we know about. Both of Jonathan Burns’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jonathan Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he was misled by Jonathan Burns regarding details of a variable annuity policy. Customer alleged that Jonathan Burns transferred the cash surrender value of a variable life insurance policy into a fixed life insurance policy without the owner’s permission, knowledge or signature. Jonathan Burns Red Flags & Your Rights As An Investor Of course, Jonathan Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Burns at Raymond James Financial Services, Raymond James Financial Services Advisors, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jonathan Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jonathan Burns If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, MML Investors Services, MSI Financial Services, and/or Jonathan Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Brown of Raymond James Financial Services

DID RYAN DAVID BROWN CAUSE YOU INVESTMENT LOSSES? Ryan Brown Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Brown of Raymond James Financial Services? Ryan Brown (CRD #6946291) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Granville, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Ryan Brown Customer Complaint Ryan Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Ryan Brown placed unauthorized trades. Ryan Brown’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Brown Red Flags & Your Rights As An Investor Of course, Ryan Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Brown at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Ryan Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Ryan Brown If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Ryan Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cassin of Raymond James & Associates

DID JOHN WILLIAM CASSIN CAUSE YOU INVESTMENT LOSSES? John Cassin Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is John Cassin of Raymond James & Associates? John Cassin (CRD #5880730) who is currently registered with Raymond James & Associates and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. John Cassin Customer Complaint John Cassin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that John Cassin failed to follow his clients instructions. John Cassin’s customer complaint was denied and, to date, the customer has not taken any further action. John Cassin Red Flags & Your Rights As An Investor Of course, John Cassin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassin at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether John Cassin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To John Cassin If you have questions about Raymond James & Associates and/or John Cassin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Arndt of Raymond James Financial Services

DID JOHN DANIEL ARNDT CAUSE YOU INVESTMENT LOSSES? John Arndt Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Arndt of Raymond James Financial Services? John Arndt (CRD #5390741) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Overland Park, Kansas is a subject of one of our many securities industry sales practice abuse investigations. John Arndt Customer Complaint John Arndt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, failure to execute, negligent hiring, and violations of the conduct rules of FINRA. John Arndt’s customer complaint was settled in favor of the investors. John Arndt Red Flags & Your Rights As An Investor Of course, John Arndt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Arndt at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Arndt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Arndt If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Arndt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Whatley of Raymond James Financial Services

DID JAMES HUGH WHATLEY JR CAUSE YOU INVESTMENT LOSSES? James Whatley Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Whatley of Raymond James Financial Services? James Whatley (CRD #1807148) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Hermitage, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. James Whatley Customer Complaint James Whatley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the terms of a variable annuity were misrepresented. The customer complaint filed against James Whatley’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. James Whatley Red Flags & Your Rights As An Investor Of course, James Whatley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Whatley at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Whatley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Whatley If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Whatley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Seiler of Raymond James & Associates

DID PATRICK MICHAEL SEILER CAUSE YOU INVESTMENT LOSSES? Patrick Seiler Of Raymond James & Associates Has 2 Customer Complaints For Alleged Broker Misconduct Who is Patrick Seiler of Raymond James & Associates? Patrick Seiler (CRD #2670659) who is currently registered with Raymond James & Associates and located in Newtown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Patrick Seiler Customer Complaints Patrick Seiler has been the subject of 2 customer complaints that we know about. Both of Patrick Seiler’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Patrick Seiler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Patrick Seiler mismanaged account utilizing a Securities Based Line of Credit. The customer alleged that Patrick Seiler made misrepresentations about investments. Patrick Seiler Red Flags & Your Rights As An Investor Of course, Patrick Seiler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Seiler at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Patrick Seiler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Patrick Seiler If you have questions about Raymond James & Associates and/or Patrick Seiler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kerrie Milligan of Raymond James & Associates

DID KERRIE LEIGH MILLIGAN CAUSE YOU INVESTMENT LOSSES? Kerrie Milligan Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Kerrie Milligan of Raymond James & Associates? Kerrie Milligan (CRD #4276095) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kerrie Milligan was also the subject of a FINRA investigation which was settled without admitting or denying the findings that she effected trades in the customer’s account on instructions of the customer’s husband without the customer’s prior written authorization and without receiving prior approval to exercise discretion in the account from her member firm.  FINRA issued a censure and fined her $5, 000 for the alleged rule violation. Kerrie Milligan Customer Complaint Kerrie Milligan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that he did not authorize the trade of Apple (AAPL). Client wanted the sale rescinded and be made whole. Client also wanted to be credited the fees charged on cash and money market funds within his accounts. Kerrie Milligan’s customer complaint was denied and, to date, the customer has not taken any further action. Kerrie Milligan Red Flags & Your Rights As An Investor Of course, Kerrie Milligan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerrie Milligan at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Kerrie Milligan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Kerrie Milligan If you have questions about Raymond James & Associates and/or Kerrie Milligan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Patterson of Raymond James & Associates

DID SCOTT KRISTOFER PATTERSON CAUSE YOU INVESTMENT LOSSES? Scott Patterson Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Patterson of Raymond James & Associates? Scott Patterson (CRD #4289857) who is currently registered with Raymond James & Associates and located in Timonium, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Scott Patterson Customer Complaint Scott Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged forgery. Scott Patterson’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Patterson Red Flags & Your Rights As An Investor Of course, Scott Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Patterson at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Scott Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Scott Patterson If you have questions about Raymond James & Associates and/or Scott Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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