Mar 2, 2025

Marcelo Poliak Formerly With Jeffries LLC  FIRED

Marcelo Poliak who was formerly registered as a broker with Jeffries LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Marcelo Javier Poliak has over 20 years of experience in the securities industry. His employment history includes Jefferies LLC (2017–2024), Wells Fargo Clearing Services, LLC (2004–2017), and Prudential Securities Incorporated (1994–1995). He has passed three industry exams, including Series 7 and Series 66. He is not affiliated with a securities firm at this time. On November 1, 2024, Mr. Poliak was terminated from Jefferies LLC due to compliance violations, including improper handling of wire transfers and off-channel communications.

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Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

Scott Matalon (CRD #4637378) who was formerly registered with RBC Capital Markets, LLC and located in Jericho, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Scott Matalon was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Matalon has had his own regulatory problems. In 2023, he was permanently barred from any further association with any member firm in any capacity after refusing to cooperate in one of FINRAs investigations of allegations he made in the statement of claim filed against his member firm by one of his clients.

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