Oct 29, 2024

Theresa Allen of RBC Capital Markets, LLC Reviews

DID THERESA ALLEN CAUSE YOU INVESTMENT LOSSES? Theresa Allen Of RBC Capital Markets, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Theresa Allen Customer Complaints and Reviews Theresa Allen has a total of six customer disputes reported. The following summarizes the key incidents: Allegations Against Theresa Allen Theresa Allen faces several allegations from customer disputes, primarily focused on unsuitable investment recommendations and unauthorized trading. Key accusations include: Theresa Allen Red Flags & Your Rights As An Investor Of course, Theresa Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theresa Allen at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Theresa Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Theresa Allen If you have questions about RBC Capital Markets, LLC and/or Theresa Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 10, 2024

Melanie Folstad of RBC Capital Markets, LLC Reviews

DID MELANIE MCUMBER FOLSTAD CAUSE YOU INVESTMENT LOSSES? Melanie Folstad Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Melanie Folstad Customer Complaints and Reviews Melanie M. Folstad’s BrokerCheck report includes two customer disputes: Allegations Against Melanie Folstad Melanie Folstad Red Flags & Your Rights As An Investor Of course, Melanie Folstad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie Folstad at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Melanie Folstad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Melanie Folstad If you have questions about RBC Capital Markets, LLC and/or Melanie Folstad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2024

Matthew Haverty of RBC Capital Markets, LLC Reviews

DID MATTHEW C HAVERTY CAUSE YOU INVESTMENT LOSSES? Matthew Haverty Customer Complaints and Reviews Matthew Haverty has one disclosed customer dispute: Allegations Against Matthew Haverty The specific allegations made against Matthew C. Haverty in the pending customer dispute include: Matthew Haverty Red Flags & Your Rights As An Investor Of course, Matthew Haverty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Haverty at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Haverty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Matthew Haverty If you have questions about RBC Capital Markets, LLC and/or Matthew Haverty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2024

Ortho Evans, Jr. Of RBC Capital Markets, LLC Reviews

DID ORTHO FRANCIS EVANS JR CAUSE YOU INVESTMENT LOSSES? Ortho Evans, Jr. Customer Complaints and Reviews Ortho Francis Evans Jr. has one reported customer dispute which was closed with no action: Allegations Against Ortho Evans, Jr. The specific allegations against Ortho Francis Evans Jr. involved in the customer dispute are as follows: Ortho Evans, Jr. Red Flags & Your Rights As An Investor Of course, Ortho Evans, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ortho Evans, Jr. at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Ortho Evans, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Ortho Evans, Jr. If you have questions about RBC Capital Markets, LLC and/or Ortho Evans, Jr.  and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2024

John Micera of RBC Capital Markets, LLC Reviews

DID JOHN PETER MICERA CAUSE YOU INVESTMENT LOSSES? John Micera Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Micera Customer Complaints and Reviews Allegations Against John Micera These points paint a concerning picture of a financial advisor whose decisions may have put clients at financial risk, highlighting the importance of due diligence for potential investors considering his services. John Micera Red Flags & Your Rights As An Investor Of course, John Micera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Micera at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether John Micera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To John Micera  If you have questions about RBC Capital Markets, LLC and/or John Micera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2024

Leslie Lauer of RBC Capital Markets, LLC Reviews

DID LESLIE ANN LAUER CAUSE YOU INVESTMENT LOSSES? Leslie Lauer Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Leslie Lauer Customer Complaint and Reviews Leslie Lauer’s professional history includes a troubling customer dispute: Allegations Against Leslie Lauer Misrepresentation and Unsuitability: The pending allegations against Lauer involve claims of providing unsuitable investment advice and misrepresenting the risks and benefits of an options overlay strategy. The ongoing FINRA arbitration will further determine the veracity and impact of these claims. Leslie Lauer Red Flags & Your Rights As An Investor Of course, Leslie Lauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leslie Lauer at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Leslie Lauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Leslie Lauer  If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Leslie Lauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2024

Anthony Cristiano of RBC Capital Markets, LLC

DID ANTHONY EDWARD CRISTIANO CAUSE YOU INVESTMENT LOSSES? Anthony Cristiano Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Anthony Cristiano Customer Complaints Anthony Cristiano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor.  The other customer complaint was denied by his former employer, Morgan Stanley, and the investor took no further action. Allegations Against Anthony Cristiano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony Cristiano Red Flags & Your Rights As An Investor Of course, Anthony Cristiano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cristiano at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Cristiano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Anthony Cristiano  If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Anthony Cristiano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

DID SCOTT JAY MATALON CAUSE YOU INVESTMENT LOSSES? Scott Matalon Formerly With RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Matalon Customer Complaints Scott Matalon has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of the customer complaints are pending against his former employer’s for his alleged misconduct in FINRA arbitration proceedings. Allegations Against Scott Matalon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Matalon Red Flags & Your Rights As An Investor Of course, Scott Matalon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Matalon at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Matalon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Scott Matalon  If you have questions about RBC Capital Markets, LLC, Ameriprise Financial Services, Inc. and/or Scott Matalon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Wayne Rubinas of RBC Capital Markets, LLC

DID WAYNE CURT RUBINAS CAUSE YOU INVESTMENT LOSSES? Wayne Rubinas Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Wayne Rubinas Customer Complaint Wayne Rubinas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where adviser did not disclose fees on structured notes recommended. UBS Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action Wayne Rubinas Red Flags & Your Rights As An Investor Of course, Wayne Rubinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Rubinas at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wayne Rubinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Wayne Rubinas If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Wayne Rubinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2023

Otho Evans, Jr. of RBC Capital Markets, LLC

DID OTHO FRANCIS EVANS JR CAUSE YOU INVESTMENT LOSSES? Otho Evans, Jr. Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Otho Evans, Jr. Customer Complaint Otho Evans, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented high-risk investments in breach of his fiduciary duty to act in the best interest of the clients related to structured product investments. RBC Capital Markets recently denied the customer complaint and so far the investor has not taken any further action. Otho Evans, Jr. Red Flags & Your Rights As An Investor Of course, Otho Evans, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Otho Evans, Jr. at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Otho Evans, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Otho Evans, Jr. If you have questions about RBC Capital Markets, LLC and/or Otho Evans, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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