Jun 15, 2024

Leslie Lauer of RBC Capital Markets, LLC Reviews

DID LESLIE ANN LAUER CAUSE YOU INVESTMENT LOSSES? Leslie Lauer Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Leslie Lauer Customer Complaint and Reviews Leslie Lauer’s professional history includes a troubling customer dispute: Allegations Against Leslie Lauer Misrepresentation and Unsuitability: The pending allegations against Lauer involve claims of providing unsuitable investment advice and misrepresenting the risks and benefits of an options overlay strategy. The ongoing FINRA arbitration will further determine the veracity and impact of these claims. Leslie Lauer Red Flags & Your Rights As An Investor Of course, Leslie Lauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leslie Lauer at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Leslie Lauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Leslie Lauer  If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Leslie Lauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 1, 2024

Anthony Cristiano of RBC Capital Markets, LLC

DID ANTHONY EDWARD CRISTIANO CAUSE YOU INVESTMENT LOSSES? Anthony Cristiano Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Anthony Cristiano Customer Complaints Anthony Cristiano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor.  The other customer complaint was denied by his former employer, Morgan Stanley, and the investor took no further action. Allegations Against Anthony Cristiano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony Cristiano Red Flags & Your Rights As An Investor Of course, Anthony Cristiano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cristiano at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Cristiano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Anthony Cristiano  If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Anthony Cristiano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

DID SCOTT JAY MATALON CAUSE YOU INVESTMENT LOSSES? Scott Matalon Formerly With RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Matalon Customer Complaints Scott Matalon has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of the customer complaints are pending against his former employer’s for his alleged misconduct in FINRA arbitration proceedings. Allegations Against Scott Matalon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Matalon Red Flags & Your Rights As An Investor Of course, Scott Matalon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Matalon at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Matalon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Scott Matalon  If you have questions about RBC Capital Markets, LLC, Ameriprise Financial Services, Inc. and/or Scott Matalon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2024

Wayne Rubinas of RBC Capital Markets, LLC

DID WAYNE CURT RUBINAS CAUSE YOU INVESTMENT LOSSES? Wayne Rubinas Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Wayne Rubinas Customer Complaint Wayne Rubinas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where adviser did not disclose fees on structured notes recommended. UBS Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action Wayne Rubinas Red Flags & Your Rights As An Investor Of course, Wayne Rubinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Rubinas at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wayne Rubinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Wayne Rubinas If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Wayne Rubinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 24, 2023

Mark Rippeteau of RBC Capital Markets, LLC

DID MARK EDWARD RIPPETEAU CAUSE YOU INVESTMENT LOSSES? Mark Rippeteau Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Rippeteau Customer Complaints Mark Rippeteau has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by RBC Capital Markets the favor of the investor. The other customer dispute against RBC Capital Markets for Mark Rippeteau’s alleged misconduct is still pending. Allegations Against Mark Rippeteau A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Rippeteau Red Flags & Your Rights As An Investor Of course, Mark Rippeteau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Rippeteau at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Rippeteau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Mark Rippeteau If you have questions about RBC Capital Markets, LLC and/or Mark Rippeteau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 16, 2023

Paul Meyer of RBC Capital Markets, LLC

DID PAUL RICHARD MEYER CAUSE YOU INVESTMENT LOSSES? Paul Meyer Of RBC Capital Markets, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Paul Meyer Customer Complaints Paul Meyer has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets in favor of the investors. The brokerage firm recently denied another customer complaint and, to date, the investor has not taken any further action. The other customer complaint is pending in an ongoing FINRA arbitration against RBC Capital Markets for Paul Meyer’s alleged misconduct. Allegations Against Paul Meyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Meyer Red Flags & Your Rights As An Investor Of course, Paul Meyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Meyer at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Meyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Paul Meyer If you have questions about RBC Capital Markets, LLC and/or Paul Meyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 15, 2023

Nicholas Webster of RBC Capital Markets, LLC

DID NICHOLAS THOMAS WEBSTER CAUSE YOU INVESTMENT LOSSES? Nicholas Webster Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Webster Customer Complaint Nicholas Webster has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to changes in the managed account. RBC Capital Markets settled the customer dispute in favor of the investor. Nicholas Webster Red Flags & Your Rights As An Investor Of course, Nicholas Webster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Webster at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Webster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Nicholas Webster If you have questions about RBC Capital Markets, LLC and/or Nicholas Webster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2023

Kendall Pfutzenreuter of RBC Capital Markets, LLC

DID KENDALL RAY PFUTZENREUTER CAUSE YOU INVESTMENT LOSSES? Kendall Pfutzenreuter Of RBC Capital Markets, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kendall Pfutzenreuter Customer Complaint Kendall Pfutzenreuter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation and misrepresentations related to structured products. Merrill Lynch Pierce Fenner and Smith has denied the customer allegations and, to date the customer has not taken any further action. Kendall Pfutzenreuter Red Flags & Your Rights As An Investor Of course, Kendall Pfutzenreuter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendall Pfutzenreuter at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kendall Pfutzenreuterhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Kendall Pfutzenreuter If you have questions about RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kendall Pfutzenreuter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 14, 2023

Katherine Clark of RBC Capital Markets, LLC

DID KATHERINE STCHARLES CLARK CAUSE YOU INVESTMENT LOSSES? Katherine Clark Of RBC Capital Markets, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Katherine Clark Customer Complaints Katherine Clark has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Katherine Clark’s former employers in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied a customer complaint and the customer did not take any action. The last customer complaint was denied by RBC Capital Markets and the customer has not yet taken any action. Allegations Against Katherine Clark A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine Clark Red Flags & Your Rights As An Investor Of course, Katherine Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Clark at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Katherine Clark If you have questions about RBC Capital Markets, LLC and/or Katherine Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 24, 2023

John Thorn of RBC Capital Markets, LLC

DID JOHN JAY THORN CAUSE YOU INVESTMENT LOSSES? John Thorn Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct John Thorn Customer Complaint John Thorn has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow instructions to liquidate market positions. The customer complaint was denied by the brokerage firm and the customer has not taken any further action. John Thorn Red Flags & Your Rights As An Investor Of course, John Thorn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Thorn at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether John Thorn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To John Thorn If you have questions about RBC Capital Markets, LLC and/or John Thorn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading