Sep 24, 2023

Mark Rippeteau of RBC Capital Markets, LLC

DID MARK EDWARD RIPPETEAU CAUSE YOU INVESTMENT LOSSES? Mark Rippeteau Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Rippeteau Customer Complaints Mark Rippeteau has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by RBC Capital Markets the favor of the investor. The other customer dispute against RBC Capital Markets for Mark Rippeteau’s alleged misconduct is still pending. Allegations Against Mark Rippeteau A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Rippeteau Red Flags & Your Rights As An Investor Of course, Mark Rippeteau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Rippeteau at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Rippeteau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Mark Rippeteau If you have questions about RBC Capital Markets, LLC and/or Mark Rippeteau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 16, 2023

Paul Meyer of RBC Capital Markets, LLC

DID PAUL RICHARD MEYER CAUSE YOU INVESTMENT LOSSES? Paul Meyer Of RBC Capital Markets, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Paul Meyer Customer Complaints Paul Meyer has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets in favor of the investors. The brokerage firm recently denied another customer complaint and, to date, the investor has not taken any further action. The other customer complaint is pending in an ongoing FINRA arbitration against RBC Capital Markets for Paul Meyer’s alleged misconduct. Allegations Against Paul Meyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Meyer Red Flags & Your Rights As An Investor Of course, Paul Meyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Meyer at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Meyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Paul Meyer If you have questions about RBC Capital Markets, LLC and/or Paul Meyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 15, 2023

Nicholas Webster of RBC Capital Markets, LLC

DID NICHOLAS THOMAS WEBSTER CAUSE YOU INVESTMENT LOSSES? Nicholas Webster Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Webster Customer Complaint Nicholas Webster has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to changes in the managed account. RBC Capital Markets settled the customer dispute in favor of the investor. Nicholas Webster Red Flags & Your Rights As An Investor Of course, Nicholas Webster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Webster at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Webster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Nicholas Webster If you have questions about RBC Capital Markets, LLC and/or Nicholas Webster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 16, 2023

Kendall Pfutzenreuter of RBC Capital Markets, LLC

DID KENDALL RAY PFUTZENREUTER CAUSE YOU INVESTMENT LOSSES? Kendall Pfutzenreuter Of RBC Capital Markets, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kendall Pfutzenreuter Customer Complaint Kendall Pfutzenreuter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation and misrepresentations related to structured products. Merrill Lynch Pierce Fenner and Smith has denied the customer allegations and, to date the customer has not taken any further action. Kendall Pfutzenreuter Red Flags & Your Rights As An Investor Of course, Kendall Pfutzenreuter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendall Pfutzenreuter at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kendall Pfutzenreuterhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Kendall Pfutzenreuter If you have questions about RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kendall Pfutzenreuter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 24, 2023

John Thorn of RBC Capital Markets, LLC

DID JOHN JAY THORN CAUSE YOU INVESTMENT LOSSES? John Thorn Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct John Thorn Customer Complaint John Thorn has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow instructions to liquidate market positions. The customer complaint was denied by the brokerage firm and the customer has not taken any further action. John Thorn Red Flags & Your Rights As An Investor Of course, John Thorn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Thorn at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether John Thorn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To John Thorn If you have questions about RBC Capital Markets, LLC and/or John Thorn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 17, 2023

Heather Hardee of RBC Capital Markets, LLC

DID HEATHER L. HARDEE CAUSE YOU INVESTMENT LOSSES? Heather Hardee Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Heather Hardee of RBC Capital Markets, LLC? Heather Hardee (CRD #5435385) who is currently registered with RBC Capital Markets, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Heather Hardee was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Heather Hardee Customer Complaint Heather Hardee has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to execute sell orders prior to transfer of accounts. RBC Capital Markets denied the customer’s complaint, and to date, the customer has not taken any further action. Heather Hardee Red Flags & Your Rights As An Investor Of course, Heather Hardee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heather Hardee at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Heather Hardee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Heather Hardee If you have questions about RBC Capital Markets, LLC and/or Heather Hardee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2023

Gregory Dudzik of RBC Capital Markets, LLC

DID GREGORY TIMOTHY DUDZIK CAUSE YOU INVESTMENT LOSSES? Gregory Dudzik Of RBC Capital Markets, LLC And Formerly With Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gregory Dudzik of RBC Capital Markets, LLC? Gregory Dudzik (CRD #1133671) who is currently  registered with RBC Capital Markets, LLC and located in Providence, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Gregory Dudzik was associated with Janney Montgomery Scott LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Dudzik Customer Complaints Gregory Dudzik has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award in favor of the investor. The brokerage firm Janney Montgomery Scott settled two customer complaints in favor of the investors. The last customer complaint was denied by the brokerage firm, and to date, the customer is not taking any further action. Allegations Against Gregory Dudzik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Dudzik Red Flags & Your Rights As An Investor Of course, Gregory Dudzik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Dudzik at RBC Capital Markets, LLC and Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Dudzik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Janney Montgomery Scott LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Gregory Dudzik If you have questions about RBC Capital Markets, LLC, Janney Montgomery Scott LLC, and/or Gregory Dudzik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 11, 2023

Glenn Pahnke of RBC Capital Markets, LLC

DID GLENN AUGUST PAHNKE CAUSE YOU INVESTMENT LOSSES? Glenn Pahnke Of RBC Capital Markets, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Pahnke of RBC Capital Markets, LLC? Glenn Pahnke (CRD #1803352) who is currently registered with RBC Capital Markets, LLC  and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Glenn Pahnke was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Pahnke Customer Complaints Glenn Pahnke has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets and Robert W Baird in favor of the investors. The brokerage firm Robert W Baird denied the customer complaint and to date, no action has been taken by the customer. Allegations Against Glenn Pahnke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Pahnke Red Flags & Your Rights As An Investor Of course, Glenn Pahnke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Pahnke at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Glenn Pahnke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Glenn Pahnke If you have questions about RBC Capital Markets, LLC and/or Glenn Pahnke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 6, 2022

Christopher Swatta of RBC Capital Markets, LLC

It’s critical for everyone to know as much as possible about the people we trust with our money. There are several sources where you can obtain information regarding a person’s background, including prior employment history, regulatory disciplinary actions, and consumer complaints. This information could lead to concerns about Christopher Swatta and investment losses you may have incurred. We’ll do our best to answer any questions you might have. DID CHRISTOPHER FRANK SWATTA CAUSE YOU INVESTMENT LOSSES? Christopher Swatta Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Swatta of RBC Capital Markets, LLC? Christopher Swatta (CRD #1087775) who is currently registered with RBC Capital Markets, LLC and located in Annapolis, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Christopher Swatta Customer Complaint Christopher Swatta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to equities purchased in client’s account. Christopher Swatta’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Swatta Red Flags & Your Rights As An Investor Of course, Christopher Swatta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Swatta at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Swatta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Christopher Swatta If you have questions about RBC Capital Markets, LLC and/or Christopher Swatta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Cormier of RBC Capital Markets

DID MICHAEL WILLIAM CORMIER CAUSE YOU INVESTMENT LOSSES? Michael Cormier Of RBC Capital Markets And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Cormier of RBC Capital Markets? Michael Cormier (CRD #5918628) who is currently registered with RBC Capital Markets and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Michael Cormier was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Cormier Customer Complaint Michael Cormier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) in their account. Michael Cormier’s customer complaint was settled in favor of the investors. Michael Cormier Red Flags & Your Rights As An Investor Of course, Michael Cormier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cormier at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Cormier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Michael Cormier If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or Michael Cormier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading