Mar 8, 2022

Brian Wurdemann of RBC Capital Markets

DID BRIAN M. WURDEMANN CAUSE YOU INVESTMENT LOSSES? Brian Wurdemann Of RBC Capital Markets And Formerly With UBS Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Brian Wurdemann of RBC Capital Markets? Brian Wurdemann (CRD #4206425) who is currently registered with RBC Capital Markets and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Brian Wurdemann was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Wurdemann Customer Complaints Brian Wurdemann has been the subject of 7 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against UBS Financial Services for Brian Wurdemann’s alleged misconduct causing investors losses. Three of Brian Wurdemann’s 6 customer complaints were settled in favor of investors. One of Brian Wurdemann’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against UBS Financial Services and Merrill Lynch for investment losses caused by Brian Wurdemann’s alleged misconduct. Allegations Against Brian Wurdemann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Brian Wurdemann mispresented the nature of three mutual fund investments. Claimants alleged, inter alia, Brian Wurdemann’s misrepresentation with respect to investments Client alleged that Brian Wurdemann failed to properly advise him of risks and failed to minimize losses. The customer alleged unsuitable investment recommendations and misrepresentation by Brian Wurdemann. Client alleged that Brian Wurdemann was instructed to close out the rate lock swap for the client. Client alleged this did not happen and cost $36,000 in additional costs. Client’s son who had authority alleged short positions recommended by Brian Wurdemann were not suitable for his 77 year old father.  Brian Wurdemann Red Flags & Your Rights As An Investor Of course, Brian Wurdemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Wurdemann at RBC Capital Markets and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brian Wurdemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Brian Wurdemann If you have questions about RBC Capital Markets, UBS Financial Services, and/or Brian Wurdemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Meizoso of RBC Capital Markets

DID CHARLES MEIZOSO JR CAUSE YOU INVESTMENT LOSSES? Charles Meizoso Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Meizoso of RBC Capital Markets? Charles Meizoso (CRD #1419544) who is currently registered with RBC Capital Markets and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Charles Meizoso Customer Complaint Charles Meizoso has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that they were required to pay state taxes on municipal bonds that their financial advisor told them were non-taxable. Charles Meizoso’s customer complaint was denied and, to date, the customer has not taken any further action. Charles Meizoso Red Flags & Your Rights As An Investor Of course, Charles Meizoso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Meizoso at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Charles Meizoso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Charles Meizoso If you have questions about RBC Capital Markets and/or Charles Meizoso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eric Schulze of RBC Capital Markets

DID ERIC PAUL SCHULZE CAUSE YOU INVESTMENT LOSSES? Eric Schulze Of RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is Eric Schulze of RBC Capital Markets? Eric Schulze (CRD #2648340) who is currently registered with RBC Capital Markets and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Eric Schulze Customer Complaints Eric Schulze has been the subject of 4 customer complaints that we know about. Three of Eric Schulze’s 4 customer complaints were settled in favor of investors. One of Eric Schulze’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Eric Schulze A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Eric Schulze executed trades without her authorization, and her portfolio under performed against benchmarks. Client alleged an investment recommended/sold to them by Eric Schulze was unsuitable and outside their risk tolerance. Client alleged losses to their investment portfolio due to negligence, breach of fiduciary duty, negligent supervision, breach of contract and fraud allegedly by Eric Schulze. Clients alleged Eric Schulze’s misrepresentation and unsuitable investment recommendations resulting in damages. Eric Schulze Red Flags & Your Rights As An Investor Of course, Eric Schulze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schulze at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Eric Schulze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Eric Schulze If you have questions about RBC Capital Markets and/or Eric Schulze and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Lane of RBC Capital Markets

DID MATTHEW FARLEY LANE CAUSE YOU INVESTMENT LOSSES? Matthew Lane Of RBC Capital Markets And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Lane of RBC Capital Markets? Matthew Lane (CRD #2217533) who is currently registered with RBC Capital Markets and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Matthew Lane was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Lane Customer Complaints Matthew Lane has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Matthew Lane’s 2 customer complaints was settled in favor of investors. One of Matthew Lane’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Matthew Lane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, that Matthew Lane’s recommendation to sell his bond funds and purchase municipal bonds was misrepresented. Clients claim that an investment grade municipal bond they purchased at a previous firm was an unsuitable investment and complained that they weren’t informed of subsequent rating and price changes allegedly by Matthew Lane. Matthew Lane Red Flags & Your Rights As An Investor Of course, Matthew Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Lane at RBC Capital Markets and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Matthew Lane If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Kuehl Formerly With RBC Capital Markets

DID JOHN STEEN KUEHL CAUSE YOU INVESTMENT LOSSES? John Kuehl Formerly With RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Kuehl formerly with RBC Capital Markets? John Kuehl (CRD #1998178) who was formerly registered with RBC Capital Markets and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. John Kuehl Customer Complaints John Kuehl has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of John Kuehl’s 4 customer complaints resulted in an arbitration award in favor of the investors. Two of John Kuehl’s customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against RBC Capital Markets for investment losses caused by John Kuehl’s alleged misconduct. Allegations Against Solomon Krispeal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that John Kuehl switched his accounts from fee-based to commission without his approval. Clients alleged misrepresented insurance products were sold to an older individual for a variety of family trusts allegedly by John Kuehl. Customers believed commissions charged on John Kuehl’s alleged municipal bond purchases were excessive, and not what was promised, after change of brokers. John Kuehl Red Flags & Your Rights As An Investor Of course, John Kuehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehl at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether John Kuehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To John Kuehl If you have questions about RBC Capital Markets and/or John Kuehl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sally Kirkpatrick of RBC Capital Markets

DID SALLY ANN KIRKPATRICK CAUSE YOU INVESTMENT LOSSES? Sally Kirkpatrick Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Sally Kirkpatrick of RBC Capital Markets? Sally Kirkpatrick (CRD #2373579) who is currently registered with RBC Capital Markets and located in Chevy Chase, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Sally Kirkpatrick Customer Complaint Sally Kirkpatrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client expressed concern that his financial advisor provided inaccurate information in connection with a 1035 exchange which he believes adversely impacted his retirement strategy.  Sally Kirkpatrick’s customer complaint was settled in favor of the investors. Sally Kirkpatrick Red Flags & Your Rights As An Investor Of course, Sally Kirkpatrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sally Kirkpatrick at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Sally Kirkpatrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Sally Kirkpatrick If you have questions about RBC Capital Markets and/or Sally Kirkpatrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nancy Jensen of RBC Capital Markets

DID NANCY A. JENSEN CAUSE YOU INVESTMENT LOSSES? Nancy Jensen Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Nancy Jensen of RBC Capital Markets? Nancy Jensen (CRD #1820616) who is currently registered with RBC Capital Markets and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Nancy Jensen Customer Complaint Nancy Jensen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the clients’ portfolio should have been invested more conservatively prior to the market decline, and allocated back to its prior investment allocation. Nancy Jensen’s customer complaint was denied and, to date, the customer has not taken any further action. Nancy Jensen Red Flags & Your Rights As An Investor Of course, Nancy Jensen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Jensen at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Nancy Jensen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Nancy Jensen If you have questions about RBC Capital Markets and/or Nancy Jensen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Koch of RBC Capital Markets

DID PAUL RONALD KOCH CAUSE YOU INVESTMENT LOSSES? Paul Koch Of RBC Capital Markets And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Koch of RBC Capital Markets? Paul Koch (CRD #1777599) who is currently registered with RBC Capital Markets and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Paul Koch was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Koch Customer Complaints Paul Koch has been the subject of 2 customer complaints that we know about. One of Paul Koch’s 2 customer complaints was settled in favor of investors. One of Paul Koch’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase of ETW was misrepresented by Paul Koch. Claimants, a former professional athlete and his LLC, alleged that Paul Koch recommended risky and unsuitable investments in various outside business ventures where his wife was a partial owner in janitorial businesses, second hand clothing stores, hair cut establishments, housing developments and venture capital enterprises. He also alleged that the Paul Koch and his wife diverted funds from these outside investments and accounts for their personal gain. Paul Koch Red Flags & Your Rights As An Investor Of course, Paul Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Koch at RBC Capital Markets and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Paul Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Koch If you have questions about RBC Capital Markets, UBS Financial Services, and/or Paul Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Heide of RBC Capital Markets

DID DAVID CHARLES HEIDE CAUSE YOU INVESTMENT LOSSES? David Heide Of RBC Capital Markets And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is David Heide of RBC Capital Markets? David Heide (CRD #2112032) who is currently registered with RBC Capital Marketsand located in Palos Heights, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, David Heide was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Heide Customer Complaint David Heide has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client claimed that their financial advisor failed to follow their instructions, and sold an equity which should have been restricted within their advisory managed account.  David Heide’s customer complaint was denied and, to date, the customer has not taken any further action. David Heide Red Flags & Your Rights As An Investor Of course, David Heide did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Heide at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Heide has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To David Heide If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or David Heide and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Granito of RBC Capital Markets

DID PAUL CHARLES GRANITO CAUSE YOU INVESTMENT LOSSES? Paul Granito Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Granito of RBC Capital Markets? Paul Granito (CRD #3170823) who is currently registered with RBC Capital Markets and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Paul Granito Customer Complaints Paul Granito has been the subject of 2 customer complaints that we know about.  Both of Paul Granito’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Granito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitability with respect to investments made by Paul Granito. Former client alleged Paul Granito inappropriately recommended she invest in an entity controlled by her husband. Paul Granito Red Flags & Your Rights As An Investor Of course, Paul Granito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Granito at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Paul Granito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Granito If you have questions about RBC Capital Markets and/or Paul Granito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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