Mar 8, 2022

Paul Koch of RBC Capital Markets

DID PAUL RONALD KOCH CAUSE YOU INVESTMENT LOSSES? Paul Koch Of RBC Capital Markets And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Koch of RBC Capital Markets? Paul Koch (CRD #1777599) who is currently registered with RBC Capital Markets and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Paul Koch was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Koch Customer Complaints Paul Koch has been the subject of 2 customer complaints that we know about. One of Paul Koch’s 2 customer complaints was settled in favor of investors. One of Paul Koch’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase of ETW was misrepresented by Paul Koch. Claimants, a former professional athlete and his LLC, alleged that Paul Koch recommended risky and unsuitable investments in various outside business ventures where his wife was a partial owner in janitorial businesses, second hand clothing stores, hair cut establishments, housing developments and venture capital enterprises. He also alleged that the Paul Koch and his wife diverted funds from these outside investments and accounts for their personal gain. Paul Koch Red Flags & Your Rights As An Investor Of course, Paul Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Koch at RBC Capital Markets and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Paul Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Koch If you have questions about RBC Capital Markets, UBS Financial Services, and/or Paul Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Lane of RBC Capital Markets

DID MATTHEW FARLEY LANE CAUSE YOU INVESTMENT LOSSES? Matthew Lane Of RBC Capital Markets And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Lane of RBC Capital Markets? Matthew Lane (CRD #2217533) who is currently registered with RBC Capital Markets and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Matthew Lane was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Lane Customer Complaints Matthew Lane has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Matthew Lane’s 2 customer complaints was settled in favor of investors. One of Matthew Lane’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Matthew Lane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, that Matthew Lane’s recommendation to sell his bond funds and purchase municipal bonds was misrepresented. Clients claim that an investment grade municipal bond they purchased at a previous firm was an unsuitable investment and complained that they weren’t informed of subsequent rating and price changes allegedly by Matthew Lane. Matthew Lane Red Flags & Your Rights As An Investor Of course, Matthew Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Lane at RBC Capital Markets and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Matthew Lane If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Kuehl Formerly With RBC Capital Markets

DID JOHN STEEN KUEHL CAUSE YOU INVESTMENT LOSSES? John Kuehl Formerly With RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Kuehl formerly with RBC Capital Markets? John Kuehl (CRD #1998178) who was formerly registered with RBC Capital Markets and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. John Kuehl Customer Complaints John Kuehl has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of John Kuehl’s 4 customer complaints resulted in an arbitration award in favor of the investors. Two of John Kuehl’s customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against RBC Capital Markets for investment losses caused by John Kuehl’s alleged misconduct. Allegations Against Solomon Krispeal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that John Kuehl switched his accounts from fee-based to commission without his approval. Clients alleged misrepresented insurance products were sold to an older individual for a variety of family trusts allegedly by John Kuehl. Customers believed commissions charged on John Kuehl’s alleged municipal bond purchases were excessive, and not what was promised, after change of brokers. John Kuehl Red Flags & Your Rights As An Investor Of course, John Kuehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehl at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether John Kuehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To John Kuehl If you have questions about RBC Capital Markets and/or John Kuehl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sally Kirkpatrick of RBC Capital Markets

DID SALLY ANN KIRKPATRICK CAUSE YOU INVESTMENT LOSSES? Sally Kirkpatrick Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Sally Kirkpatrick of RBC Capital Markets? Sally Kirkpatrick (CRD #2373579) who is currently registered with RBC Capital Markets and located in Chevy Chase, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Sally Kirkpatrick Customer Complaint Sally Kirkpatrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client expressed concern that his financial advisor provided inaccurate information in connection with a 1035 exchange which he believes adversely impacted his retirement strategy.  Sally Kirkpatrick’s customer complaint was settled in favor of the investors. Sally Kirkpatrick Red Flags & Your Rights As An Investor Of course, Sally Kirkpatrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sally Kirkpatrick at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Sally Kirkpatrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Sally Kirkpatrick If you have questions about RBC Capital Markets and/or Sally Kirkpatrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nancy Jensen of RBC Capital Markets

DID NANCY A. JENSEN CAUSE YOU INVESTMENT LOSSES? Nancy Jensen Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Nancy Jensen of RBC Capital Markets? Nancy Jensen (CRD #1820616) who is currently registered with RBC Capital Markets and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Nancy Jensen Customer Complaint Nancy Jensen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the clients’ portfolio should have been invested more conservatively prior to the market decline, and allocated back to its prior investment allocation. Nancy Jensen’s customer complaint was denied and, to date, the customer has not taken any further action. Nancy Jensen Red Flags & Your Rights As An Investor Of course, Nancy Jensen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Jensen at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Nancy Jensen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Nancy Jensen If you have questions about RBC Capital Markets and/or Nancy Jensen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Heide of RBC Capital Markets

DID DAVID CHARLES HEIDE CAUSE YOU INVESTMENT LOSSES? David Heide Of RBC Capital Markets And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is David Heide of RBC Capital Markets? David Heide (CRD #2112032) who is currently registered with RBC Capital Marketsand located in Palos Heights, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, David Heide was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Heide Customer Complaint David Heide has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client claimed that their financial advisor failed to follow their instructions, and sold an equity which should have been restricted within their advisory managed account.  David Heide’s customer complaint was denied and, to date, the customer has not taken any further action. David Heide Red Flags & Your Rights As An Investor Of course, David Heide did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Heide at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Heide has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To David Heide If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or David Heide and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matt Heuvel of RBC Capital Markets

DID MATT JOHN VANDEN HEUVEL CAUSE YOU INVESTMENT LOSSES? Matt Heuvel Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Matt Heuvel of RBC Capital Markets? Matt Heuvel (CRD #2280280) who is currently registered with RBC Capital Markets and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Matt Heuvel Customer Complaint Matt Heuvel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were his financial advisor failed to execute a trade to sell his shares of Alnylam Pharmaceuticals, Inc. (ALNY). Matt Heuvel’s customer complaint was denied and, to date, the customer has not taken any further action. Matt Heuvel Red Flags & Your Rights As An Investor Of course, Matt Heuvel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matt Heuvel at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Matt Heuvel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Matt Heuvel If you have questions about RBC Capital Markets and/or Matt Heuvel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Herf of RBC Capital Markets

DID WILLIAM REILLEY HERF CAUSE YOU INVESTMENT LOSSES? William Herf Of RBC Capital Markets And Formerly With Stifel Nicolaus & Company And B.C. Ziegler Has 3 Customer Complaints For Alleged Broker Misconduct Who is William Herf of RBC Capital Markets? William Herf (CRD #2978220) who is currently registered with RBC Capital Markets and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, William Herf was associated with Stifel Nicolaus & Company, B.C. Ziegler and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Herf Customer Complaints William Herf has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Herf’s 3 customer complaints was settled in favor of investors. Two of William Herf’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against William Herf A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged an investment recommended/sold to them by William Herf was unsuitable and outside their risk tolerance. Customer alleged that William Herf invested in high risk funds, which resulted in losses. The client alleged that William Herf failed to follow her instructions to liquidate her account in March 2020. William Herf Red Flags & Your Rights As An Investor Of course, William Herf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Herf at RBC Capital Markets, Stifel Nicolaus & Company, and B.C. Ziegler on alert to review carefully the activity and performance of their accounts and question whether William Herf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, Stifel Nicolaus & Company, and B.C. Ziegler also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To William Herf If you have questions about RBC Capital Markets, Stifel Nicolaus & Company, B.C. Ziegler, and/or William Herf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Granito of RBC Capital Markets

DID PAUL CHARLES GRANITO CAUSE YOU INVESTMENT LOSSES? Paul Granito Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Granito of RBC Capital Markets? Paul Granito (CRD #3170823) who is currently registered with RBC Capital Markets and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Paul Granito Customer Complaints Paul Granito has been the subject of 2 customer complaints that we know about.  Both of Paul Granito’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Granito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitability with respect to investments made by Paul Granito. Former client alleged Paul Granito inappropriately recommended she invest in an entity controlled by her husband. Paul Granito Red Flags & Your Rights As An Investor Of course, Paul Granito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Granito at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Paul Granito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Granito If you have questions about RBC Capital Markets and/or Paul Granito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stanley Cooper of RBC Capital Markets

DID STANLEY MORRISON COOPER CAUSE YOU INVESTMENT LOSSES? Stanley Cooper Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Stanley Cooper of RBC Capital Markets? Stanley Cooper (CRD #1667427) who is currently registered with RBC Capital Markets and located in Fresno, California is a subject of one of our many securities industry sales practice abuse investigations. Stanley Cooper Customer Complaints Stanley Cooper has been the subject of 2 customer complaints that we know about.  Both of Stanley Cooper’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Stanley Cooper A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Stanley Cooper’s REIT investment recommendation was not suitable as stated he only purchased conservative, low-yielding products. Trustee claimed Stanley Cooper’s strategy for the trust account has been unsuitable. Stanley Cooper Red Flags & Your Rights As An Investor Of course, Stanley Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Cooper at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Stanley Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Stanley Cooper If you have questions about RBC Capital Markets and/or Stanley Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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