Mar 8, 2022

Michael Ovitt of RBC Capital Markets

DID MICHAEL OVITT CAUSE YOU INVESTMENT LOSSES? Michael Ovitt of RBC Capital Markets, LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Ovitt of RBC Capital Markets, LLC? Michael Ovitt (CRD #1012040) who is currently registered with RBC Capital Markets, LLC and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Michael Ovitt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Ovitt Customer Complaints Michael Ovitt has been the subject of 2 customer complaints that we know about. One of Michael Ovitt’s 2 customer complaints was settled in favor of investors. One of Michael Ovitt’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Michael Ovitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges he was misled by Michael Ovitt on 3 purchases that the principal amount of the purchases was guaranteed. Client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) allegedly by Michael Ovitt in their account. Michael Ovitt Red Flags & Your Rights As An Investor Of course, Michael Ovitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ovitt at RBC Capital Markets, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Ovitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC and Wells Fargo Clearing Services  Due To Michael Ovitt If you have questions about RBC Capital Markets, LLC, Wells Fargo Clearing Services, and/or Michael Ovitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Monahan of RBC Capital Markets

DID CHRISTOPHER MONAHAN CAUSE YOU INVESTMENT LOSSES? Christopher Monahan Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Monahan of RBC Capital Markets, LLC? Christopher Monahan (CRD #1104708) who is currently registered with RBC Capital Markets, LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Christopher Monahan Customer Complaints Christopher Monahan has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Christopher Monahan’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against RBC Capital Markets, LLC for investment losses caused by Christopher Monahan’s alleged misconduct. Allegations Against Christopher Monahan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that Christopher Monahan understood that they did not want to take unnecessary risks with their savings. RBC recommended high risk, concentrated investments in Puerto Rico bonds. Mr. Monahan described the investments as safe income producing vehicles. As a result, the claimants suffered principal losses. Clients believe that the Puerto Rico bonds they purchased over the past six years do not meet their investment objectives allegedly made by Christopher Monahan. Christopher Monahan Red Flags & Your Rights As An Investor Of course, Christopher Monahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Monahan at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Monahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Christopher Monahan If you have questions about RBC Capital Markets, LLC and/or Christopher Monahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Harold Langer of RBC Capital Markets

DID HAROLD LANGER CAUSE YOU INVESTMENT LOSSES? Harold Langer Formerly With RBC Capital Markets, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Harold Langer formerly with RBC Capital Markets, LLC? Harold Langer (CRD #1131798) who was formerly registered with RBC Capital Markets, LLC and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Harold Langer Customer Complaints Harold Langer has been the subject of 5 customer complaints that we know about. All five of Harold Langer’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Harold Langer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Harold Langer ignored her instructions to exit the market resulting in subsequent unrealized market losses. Client’s attorney alleged Harold Langer “did not thoroughly discuss risk tolerance, diversification or asset allocation.” Client’s attorney alleged Harold Langer, “made unsuitable recommendations” and “did not thoroughly discuss risk tolerance, diversification or asset allocation.” Client’s letter states that Harold Langer allegedly made various changes to his account that were not discussed with the client prior to execution. The customer, through her attorney in fact, alleges unsuitable investment recommendations by Harold Langer. Harold Langer Red Flags & Your Rights As An Investor Of course, Harold Langer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Langer at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Harold Langer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Harold Langer If you have questions about RBC Capital Markets, LLC and/or Harold Langer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Darwin Campbell of RBC Capital Markets

DID DARWIN CLAIR CAMPBELL CAUSE YOU INVESTMENT LOSSES? Darwin Campbell Of RBC Capital Markets And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Darwin Campbell of RBC Capital Markets? Darwin Campbell (CRD #1663816) who is currently registered with RBC Capital Markets and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Darwin Campbell was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darwin Campbell Customer Complaint Darwin Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Darwin Campbell allegedly stated, the return on the investment in a Chinese Bitcoin Company would be 80% in a 3 month period. The customer complaint filed against Darwin Campbell’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Darwin Campbell Red Flags & Your Rights As An Investor Of course, Darwin Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darwin Campbell at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Darwin Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Darwin Campbell If you have questions about RBC Capital Markets, Merrill Lynch Pierce Fenner & Smith, and/or Darwin Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Bredice of RBC Capital Markets

DID WILLIAM THOMAS BREDICE CAUSE YOU INVESTMENT LOSSES? William Bredice Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Bredice of RBC Capital Markets? William Bredice (CRD #2399831) who is currently registered with RBC Capital Markets and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations. William Bredice Customer Complaints William Bredice has been the subject of 2 customer complaints that we know about.  Both of William Bredice’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against William Bredice A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed her account balance and realized gains were misrepresented by the firm and William Bredice. William Bredice’s misrepresentations, omissions, and negligence. William Bredice Red Flags & Your Rights As An Investor Of course, William Bredice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bredice at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether William Bredice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To William Bredice If you have questions about RBC Capital Markets and/or William Bredice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Earl Walter of RBC Capital Markets

DID EARL DAVID WALTER CAUSE YOU INVESTMENT LOSSES? Earl Walter Of RBC Capital Markets Has 7 Customer Complaints For Alleged Broker Misconduct Who is Earl Walter of RBC Capital Markets? Earl Walter (CRD #704077) who is currently registered with RBC Capital Markets and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Earl Walter Customer Complaints Earl Walter has been the subject of 7 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Earl Walter’s 7 customer complaints were settled in favor of investors. Three of Earl Walter’s customers’ complaints were denied and, today, the customers have not taken any further action. Allegations Against Earl Walter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that despite Earl Walter’s representations, the mutual fund was not diversified and that the purchase of the fund was not consistent with his objectives. Client alleged verbally that the investments in her sub-accounts in her AIG Sunameria variable annuity had been changed without her knowledge allegedly by Earl Walter. Client alleged Earl Walter did not adequately explain his recommendations to her and that his recommendations were unsuitable. Client alleged Earl Walter negligently recommended that client take required withdrawals from his qualified plan rather than from his non-qualified account. Client claimed that Earl Walter allegedly placed a full portfolio allocation without authorization in joint account. Customer alleged that the purchase of an annuity was unsuitable and that Earl Walter misled her with respect to 72(T) retirement distributions. Customers alleged that Earl Walter’s fees and charges were not disclosed and that they experienced excessive losses. Earl Walter Red Flags & Your Rights As An Investor Of course, Earl Walter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earl Walter at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Earl Walter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Earl Walter If you have questions about RBC Capital Markets and/or Earl Walter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roger Vlach formerly with RBC Capital Markets

DID ROGER EUGENE VLACH CAUSE YOU INVESTMENT LOSSES? Roger Vlach Formerly With RBC Capital Markets And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Roger Vlach formerly with RBC Capital Markets? Roger Vlach (CRD #874263) who was formerly registered with RBC Capital Markets and located in Bend, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Roger Vlach was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roger Vlach Customer Complaints Roger Vlach has been the subject of 2 customer complaints that we know about.  Both of Roger Vlach’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Roger Vlach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Roger Vlach’s failure to follow instructions with respect to risk tolerance. Client alleged Roger Vlach represented the investments as safe investments, not as high risk investments that were inappropriate for moderate risk investors. Roger Vlach Red Flags & Your Rights As An Investor Of course, Roger Vlach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Vlach at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Roger Vlach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets and Wells Fargo Clearing Services Due To Roger Vlach If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or Roger Vlach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jon Voigtman Formerly With RBC Capital Markets

DID JON E. VOIGTMAN CAUSE YOU INVESTMENT LOSSES? Jon Voigtman Formerly With RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Jon Voigtman formerly with RBC Capital Markets? Jon Voigtman (CRD #4575014) who was formerly registered with RBC Capital Markets and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Jon Voigtman Customer Complaint Jon Voigtman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were complaint alleged that Fannie Mae & Freddie Mac purchased mortgage backed securities underwritten, sponsored & issued by HSBC, pursuant to offering materials that contained purported misrepresentations or omissions. Jon Voigtman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jon Voigtman Red Flags & Your Rights As An Investor Of course, Jon Voigtman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Voigtman at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Jon Voigtman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Jon Voigtman If you have questions about RBC Capital Markets and/or Jon Voigtman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Amir Navab formerly with RBC Capital Markets, LLC

DID AMIR NAVAB CAUSE YOU INVESTMENT LOSSES? Amir Navab Formerly With RBC Capital Markets, LLC And Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Amir Navab formerly with RBC Capital Markets, LLC? Amir Navab (CRD #2437020) who was formerly registered with RBC Capital Markets, LLC and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Amir Navab was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amir Navab Customer Complaints Amir Navab has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Amir Navab’s 5 customer complaints were settled in favor of investors. One of Amir Navab’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Amir Navab A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations related to a structured product investment. Misrepresentations, omissions, fraud, negligence, breach of fiduciary duty, breach of contract and unsuitable recommendations to invest in Lehman Brothers structured products. Unsuitable investment recommendations of auction rate securities. Negligence, unsuitable investment recommendations, breach of fiduciary duty, fraud, misrepresentation, churning, over-concentration and unauthorized trading. Amir Navab Red Flags & Your Rights As An Investor Of course, Amir Navab did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amir Navab at RBC Capital Markets, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Amir Navab has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Amir Navab If you have questions about RBC Capital Markets, LLC, Morgan Stanley and/or Amir Navab and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Fladell of RBC Capital Markets, LLC

DID JEFFREY ALAN FLADELL CAUSE YOU INVESTMENT LOSSES? Jeffrey Fladell Formerly With RBC Capital Markets, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Fladell formerly with RBC Capital Markets, LLC? Jeffrey Fladell (CRD #209278) who was formerly registered with RBC Capital Markets, LLC and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Fladell Customer Complaints Jeffrey Fladell has been the subject of 11 customer complaints that we know about. One of Jeffrey Fladell’s 11 customer complaints resulted in an arbitration award in favor of investors. Ten of Jeffrey Fladell’s 11 other customer complaints were settled in favor of investors. Allegations Against Jeffrey Fladell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Jeffrey Fladell’s investments in municipal bonds were unsuitable and over-concentrated and her account was churned. Claimant alleged misrepresentation of investments in municipal bonds by Jeffrey Fladell. Claimant alleged Jeffrey Fladell’s unsuitable investments and over concentration in municipal bonds adverse to his investment objective of principal protection caused substantial losses. Claimants alleged Jeffrey Fladell’s investments in Puerto Rico bonds were unsuitable and misrepresented their risk. Claimants alleged they were over concentrated and invested in unsuitable Puerto Rico bonds by Jeffrey Fladell. Claimants alleged Jeffrey Fladell’s unsuitable investments and over concentration in municipal bonds adverse to their investment objective. Customer alleged a security by Jeffrey Fladell that she purchased which defaulted was too great a percentage of her portfolio. Customer alleged unsuitable recommendations of Puerto Rico bonds by Jeffrey Fladell. Customer alleged unsuitable investments in municipal bonds made by Jeffrey Fladell. Customers alleged that various strategies employed by Jeffrey Fladell were unsuitable. Jeffrey Fladell Red Flags & Your Rights As An Investor Of course, Jeffrey Fladell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Fladell at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Fladell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Jeffrey Fladell If you have questions about RBC Capital Markets, LLC and/or Jeffrey Fladell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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