Mar 7, 2022

Dwayne Powell of Robert W. Baird

DID DWAYNE WESLEY POWELL CAUSE YOU INVESTMENT LOSSES? Dwayne Powell Of Robert W. Baird And Formerly With J.J.B. Hilliard, W.L. Lyons Has A Customer Complaint For Alleged Broker Misconduct Who is Dwayne Powell of Robert W. Baird? Dwayne Powell (CRD #4506137) who is currently registered with Robert W. Baird and located in Hendersonville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird, Dwayne Powell was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dwayne Powell Customer Complaint Dwayne Powell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that account losses were caused by lack of communication and misinformation on the part of the Financial Advisor. Dwayne Powell’s customer complaint was denied and, to date, the customer did not take any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Dwayne Powell Red Flags & Your Rights As An Investor Of course, Dwayne Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dwayne Powell at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Dwayne Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Bair Due To Dwayne Powell If you have questions about Robert W. Baird, J.J.B. Hilliard, W.L. Lyons, and/or Dwayne Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Brian Robinson of Robert W. Baird

DID BRIAN THOMAS ROBINSON CAUSE YOU INVESTMENT LOSSES? Brian Robinson Of Robert W. Baird Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Robinson of Robert W. Baird? Brian Robinson (CRD #4824605) who is currently registered with Robert W. Baird and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Brian Robinson Customer Complaint Brian Robinson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unauthorized sale of a security in client’s account.  Brian Robinson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Brian Robinson Red Flags & Your Rights As An Investor Of course, Brian Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Robinson at Robert W. Baird on alert to review carefully the activity and performance of their accounts and question whether Brian Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Due To Brian Robinson If you have questions about Robert W. Baird and/or Brian Robinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Randal Master of Robert W. Baird

DID RANDAL J. MASTER CAUSE YOU INVESTMENT LOSSES? Randal Master Of Robert W. Baird And Formerly With J.J.B. Hilliard, W.L. Lyons Has 3 Customer Complaints For Alleged Broker Misconduct Who is Randal Master of Robert W. Baird? Randal Master (CRD #4406924) who is currently registered with Robert W. Baird and located in Lexington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird, Randal Master was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Randal Master Customer Complaints Randal Master has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Randal Master’s 3 customer complaints was settled in favor of investors. One of Randal Master’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against J.J.B. Hilliard Lyons for investment losses caused by Randal Master’s alleged misconduct. Allegations Against Randal Master A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Randal Master made unsuitable recommendations regarding investments. Client alleged Randal Master did not appropriately advise him of the tax liability for transactions associated with transferring accounts. Client alleged unsuitability of REIT made by Randal Master. Randal Master Red Flags & Your Rights As An Investor Of course, Randal Master did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randal Master at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Randal Master has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Due To Randal Master If you have questions about Robert W. Baird, J.J.B. Hilliard, W.L. Lyons, and/or Randal Master and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lucas Harrison of Robert W. Baird & Co.

DID LUCAS NATHANIEL HARRISON CAUSE YOU INVESTMENT LOSSES? Lucas Harrison Of Robert W. Baird & Co. And Formerly With J.J.B. Hilliard, W.L. Lyons Has A Customer Complaint For Alleged Broker Misconduct Who is Lucas Harrison of Robert W. Baird & Co.? Lucas Harrison (CRD #6204731) who is currently registered with Robert W. Baird & Co.and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird & Co., Lucas Harrison was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lucas Harrison Customer Complaint Lucas Harrison has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she lost a significant amount of money due to unsuitable recommendations and Hilliard Lyons’ failure to supervise. Client also alleged fraudulent misrepresentation of the investment and material omissions regarding the risks of the investments. The customer complaint filed against Lucas Harrison’s former employer J.J.B. Hilliard, W.L. Lyons for investment losses caused by the alleged misconduct is pending as of the date of this report. Lucas Harrison Red Flags & Your Rights As An Investor Of course, Lucas Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lucas Harrison at Robert W. Baird & Co. and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Lucas Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To Lucas Harrison If you have questions about Robert W. Baird & Co., J.J.B. Hilliard, W.L. Lyons, and/or Lucas Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Edward Taliaferro of Robert W. Baird Co. Inc.

DID EDWARD ROBERT TALIAFERRO CAUSE YOU INVESTMENT LOSSES? Edward Taliaferro of Robert W. Baird Co. Inc. And Formerly With J.J.B. Hilliard Has 8 Customer Complaints For Alleged Broker Misconduct Who is Edward Taliaferro of Robert W. Baird Co. Inc.? Edward Taliaferro (CRD #1690490) who is currently registered with Robert W. Baird Co. Inc. and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co. Inc., Edward Taliaferro was associated with J.J.B. Hilliard and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Taliaferro Customer Complaints Edward Taliaferro has been the subject of 8 customer complaints that we know about. There is currently one pending customer complaint filed against J.J.B. Hilliard for investment losses caused by Edward Taliaferro’s alleged misconduct. Four of Edward Taliaferro’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Edward Taliaferro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges losses due to unsuitable investments by Edward Taliaferro. Client alleges she lost a significant amount of money due to unsuitable recommendations and Hilliard Lyons’ failure to supervise. Client also alleges fraudulent misrepresentation of the investment and material omissions regarding the risks of the investments by Edward Taliaferro. Client began investing with Edward Taliaferro at prior firm. Client transferred over with Edward Taliaferro and opened account and continued same manner of investing with covered call writing and margin usage. Client and daughter are now claiming that investment style was unsuitable for the client, and are asking to be reimbursed for all inappropriate investments allegedly committed by Edward Taliaferro. Client upset with losses and alleges poor performance in account by Edward Taliaferro. Client’s attorney alleges unauthorized and unsuitable trading in [customer]’s three accounts. The attorney did not specify the trades or securities in question. Customers’ accounts were opened with listed equities and mutual funds being traded in them allegedly by Edward Taliaferro. Customer alleges Edward Taliaferro failed to follow instructions. Alleged damages of $5000. Misrepresentation allegedly committed by Edward Taliaferro. Edward Taliaferro Red Flags & Your Rights As An Investor Of course, Edward Taliaferro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Taliaferro at Robert W. Baird Co. Inc. and J.J.B. Hilliard on alert to review carefully the activity and performance of their accounts and question whether Edward Taliaferro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. Inc. and J.J.B. Hilliard also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Inc. Due To Edward Taliaferro If you have questions about Robert W. Baird Co. Inc., J.J.B. Hilliard, and/or Edward Taliaferro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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