Aug 18, 2023

Kevin Curry of Cadaret, Grant & Co., Inc.

DID KEVIN THOMAS CURRY CAUSE YOU INVESTMENT LOSSES? Kevin Curry Of Cadaret, Grant & Co., Inc. And Formerly With Royal Alliance Associates, Inc. and Petersen Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kevin Curry Customer Complaints Kevin Curry has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kevin Curry’s employers in favor of the investors. Allegations Against Kevin Curry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Curry Red Flags & Your Rights As An Investor Of course, Kevin Curry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Curry at Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc. and Petersen Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Curry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc. and Petersen Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Michael Coraggio If you have questions about Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc., Petersen Investments, Inc. and/or Kevin Curry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Kent Bowman of Royal Alliance Associates, Inc.

DID KENT EDWARD BOWMAN CAUSE YOU INVESTMENT LOSSES? Kent Bowman Of Royal Alliance Associates, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Kent Bowman Customer Complaints Kent Bowman has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. One customer complaint was settled in favor of the investor. Kent Bowman’s former employers denied the other 6 customer complaints and no further action was taken. Allegations Against Kent Bowman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kent Bowman Red Flags & Your Rights As An Investor Of course, Kent Bowman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Bowman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kent Bowman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Kent Bowman If you have questions about Royal Alliance Associates, Inc. and/or Kent Bowman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Hoffman formerly with Royal Alliance Associates, Inc.

DID WILLIAM JAMES HOFFMAN CAUSE YOU INVESTMENT LOSSES? William Hoffman Formerly With Royal Alliance Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct William Hoffman Customer Complaints William Hoffman has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor the investor. The brokerage firm denied the other 6 customer complaints and, to date, no further action has been taken by the customers. Allegations Against William Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Hoffman Red Flags & Your Rights As An Investor Of course, William Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hoffman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To William Hoffman If you have questions about Royal Alliance Associates, Inc. and/or William Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Sharon Kwan of Globalink Securities, Inc.

DID SHARON MELINDA KWAN CAUSE YOU INVESTMENT LOSSES? Sharon Kwan Of Globalink Securities, Inc. And Formerly With Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Sharon Kwan Customer Complaints Sharon Kwan has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by her former employer and, to date, the customers have not taken any further action. Allegations Against Sharon Kwan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sharon Kwan Red Flags & Your Rights As An Investor Of course, Sharon Kwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharon Kwan at Globalink Securities, Inc. and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sharon Kwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Globalink Securities, Inc. and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Globalink Securities, Inc. Due To Sharon Kwan If you have questions about Globalink Securities, Inc., Royal Alliance Associates, Inc. and/or Sharon Kwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2023

Matthew Crafa of Royal Alliance Associates, Inc.

DID MATTHEW WILLIAM CRAFA CAUSE YOU INVESTMENT LOSSES? Matthew Crafa Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Matthew Crafa Customer Complaints Matthew Crafa has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint settled by Royal Alliance for $525,000 in favor of the investor. The other 2 customer complaints evolved into FINRA arbitration proceedings and are still pending. Allegations Against Matthew Crafa A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Crafa Red Flags & Your Rights As An Investor Of course, Matthew Crafa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Crafa at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Crafa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Matthew Crafa If you have questions about Royal Alliance Associates, Inc. and/or Matthew Crafa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Napolin of Royal Alliance Associates, Inc.

DID MARK JAY NAPOLIN CAUSE YOU INVESTMENT LOSSES? Mark Napolin Of Royal Alliance Associates, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Napolin Customer Complaint Mark Napolin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were undue delay in sale of a thinly-traded stock that resulted in losses. Royal Alliance Associates settled the customer dispute in favor of the investor. Mark Napolin Red Flags & Your Rights As An Investor Of course, Mark Napolin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Napolin at Royal Alliance Associates, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Napolin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Mark Napolin If you have questions about Royal Alliance Associates, Inc., Signator Investors, Inc. and/or Mark Napolin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Lisa Waterman of Royal Alliance Associates, Inc.

DID LISA LYNN WATERMAN CAUSE YOU INVESTMENT LOSSES? Lisa Waterman Of Royal Alliance Associates, Inc. and Formerly with Signator Investors Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Waterman Customer Complaint Lisa Waterman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer’s trust account was overconcentrated in alternative investments involving promissory notes and business development companies. Royal Alliance Associates settled the customer complaint in favor of the investor. Lisa Waterman Red Flags & Your Rights As An Investor Of course, Lisa Waterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Waterman at Royal Alliance Associates, Inc. and Signator Investors Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Waterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Lisa Waterman If you have questions about Royal Alliance Associates, Inc., Signator Investors Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2023

Jennifer Scroggins of Royal Alliance Associates, Inc.

DID JENNIFER LYNN SCROGGINS CAUSE YOU INVESTMENT LOSSES? Jennifer Scroggins Of Royal Alliance Associates, Inc. And Formerly With Signator Investors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jennifer Scroggins Customer Complaints Jennifer Scroggins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer disputes were settled by Royal Alliance Associates in favor of the investors. Allegations Against Jennifer Scroggins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jennifer Scroggins Red Flags & Your Rights As An Investor Of course, Jennifer Scroggins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Scroggins at Royal Alliance Associates, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Scroggins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Jennifer Scroggins If you have questions about Royal Alliance Associates, Inc., Signator Investors, Inc. and/or Jennifer Scroggins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Fabio Battaglia, of Royal Alliance Associates, Inc.

DID FABIO FRANCIS BATTAGLIA, JR. CAUSE YOU INVESTMENT LOSSES? Fabio Battaglia, Of Royal Alliance Associates, Inc. and Formerly with Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Fabio Battaglia, of Royal Alliance Associates, Inc.? Fabio Battaglia (CRD #1078266) who is currently registered with Royal Alliance Associates, Inc. and located in Eatontown, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Fabio Battaglia Customer Complaint Fabio Battaglia has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with the sale of an insurance product. The complaint was settled in favor of the customer. Fabio Battaglia Red Flags & Your Rights As An Investor Of course, Fabio Battaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fabio Battaglia at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fabio Battaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Fabio Battaglia If you have questions about Royal Alliance Associates, Inc. and Fabio Battaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Joyal of Royal Alliance Associates, Inc.

DID DONALD ALDE JOYAL CAUSE YOU INVESTMENT LOSSES? Donald Joyal Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Joyal of Royal Alliance Associates, Inc.? Donald Joyal (CRD #2397903) who is currently registered with Royal Alliance Associates, Inc. and located in Plymouth, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.   Donald Joyal Customer Complaints Donald Joyal has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Donald Joyal’s 3 customer complaints was settled in favor of investor. Two of Donald Joyal’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Donald Joyal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose mutual fund share expenses. Customer alleged he did not request changes to subaccount at allocation and variable annuities and that the reallocation was unsuitable for him. Unsuitable recommendation of variable annuity. Donald Joyal Red Flags & Your Rights As An Investor Of course, Donald Joyal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Joyal at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Joyal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Donald Joyal If you have questions about Royal Alliance Associates, Inc. and/or Donald Joyal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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