Mar 8, 2022

Payam Taghibagi of Royal Alliance Associates

DID PAYAM TAGHIBAGI CAUSE YOU INVESTMENT LOSSES? Payam Taghibagi Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Payam Taghibagi of Royal Alliance Associates? Payam Taghibagi (CRD #2075689) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, SEIA, Payam Taghibagi was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Payam Taghibagi Customer Complaint Payam Taghibagi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Payam Taghibagi recommended unsuitable investments resulting in losses. Payam Taghibagi’s customer complaint was settled in favor of the investors. Payam Taghibagi Red Flags & Your Rights As An Investor Of course, Payam Taghibagi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Payam Taghibagi at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Payam Taghibagi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Payam Taghibagi If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Payam Taghibagi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Liska of Royal Alliance Associates

DID GARY KENDALL LISKA CAUSE YOU INVESTMENT LOSSES? Gary Liska Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Liska of Royal Alliance Associates? Gary Liska (CRD #2512188) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates and SEIA, Gary Liska was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Liska Customer Complaint Gary Liska has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation of an inherited annuity and unsuitable sub account recommendations. Gary Liska’s customer complaint was denied and, to date, the customer has not taken any further action Gary Liska Red Flags & Your Rights As An Investor Of course, Gary Liska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Liska at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Gary Liska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Gary Liska If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Gary Liska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Kiefer of Royal Alliance Associates

DID MICHAEL EDWARD KIEFER CAUSE YOU INVESTMENT LOSSES? Michael Kiefer Of Royal Alliance Associates And Formerly With Signator Investors And Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Kiefer of Royal Alliance Associates? Michael Kiefer (CRD #4124115) who is currently registered with Royal Alliance Associates and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Michael Kiefer was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Kiefer Customer Complaint Michael Kiefer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were there was a delay in connection with the sale of a thinly-traded stock. The customer complaint filed against Michael Kiefer’s current employer Royal Alliance Associates for investment losses caused by the alleged misconduct is pending as of the date of this report. Michael Kiefer Red Flags & Your Rights As An Investor Of course, Michael Kiefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kiefer at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Kiefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Michael Kiefer If you have questions about Royal Alliance Associates, Signator Investors, Transamerica Financial Advisors, and/or Michael Kiefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lois Davies of Royal Alliance Associates

DID LOIS DAVIES CAUSE YOU INVESTMENT LOSSES? Lois Davies Of Royal Alliance Associates, Inc. And Formerly With Signator Investors Has One Customer Complaint For Alleged Broker Misconduct Who is Lois Davies of Royal Alliance Associates, Inc.? Lois Davies (CRD #1738537) who is currently registered with Royal Alliance Associates, Inc. and located in Broadview Heights, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., Lois Davies was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lois Davies Customer Complaint Lois Davies has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges that variable annuities purchased were misrepresented. Lois Davies’ customer complaint was denied and, to date, the customer has not taken any further action. Lois Davies Red Flags & Your Rights As An Investor Of course, Lois Davies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lois Davies at Royal Alliance Associates, Inc. and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Lois Davies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Lois Davies If you have questions about Royal Alliance Associates, Inc., Signator Investors, and/or Lois Davies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Povinelli of Royal Alliance Associates

DID THOMAS POVINELLI CAUSE YOU INVESTMENT LOSSES? Thomas Povinelli of Royal Alliance Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Povinelli of Royal Alliance Associates, Inc.? Thomas Povinelli (CRD #1326492) who is currently registered with Royal Alliance Associates, Inc. and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Thomas Povinelli has also been the subject of the FINRA investigation that was settled without admitting or denying the allegations that he completed and submitted inaccurate applications to purchase a variable annuity to avoid New York regulations. As a result, he was suspended by FINRA in all capacities for 30 days and fined $5, 000. Thomas Povinelli Customer Complaints Thomas Povinelli has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Povinelli’s 2 customer complaints was settled in favor of investors. One of Thomas Povinelli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Thomas Povinelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges Thomas Povinelli made unsuitable investment recommendation and complains that annuity contracts were issued in wrong state. Thomas Povinelli’s alleged unsuitable recommendations in high-risk investments. Thomas Povinelli Red Flags & Your Rights As An Investor Of course, Thomas Povinelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Povinelli at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Povinelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Thomas Povinelli If you have questions about Royal Alliance Associates, Inc. and/or Thomas Povinelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ryan Fleming of Royal Alliance Associates

DID RYAN THOMAS FLEMING CAUSE YOU INVESTMENT LOSSES? Ryan Fleming Of Royal Alliance Associates And Formerly With Hornor, Townsend & Kent And Advisory Resource Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ryan Fleming of Royal Alliance Associates? Ryan Fleming (CRD #4378425) who is currently registered with Royal Alliance Associates and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Ryan Fleming was associated with Hornor, Townsend & Kent, Advisory Resource Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ryan Fleming Customer Complaints Ryan Fleming has been the subject of 2 customer complaints that we know about, which were filed in the last year to recover investment losses. Both of the customers’ complaints filed against Ryan Fleming’s former employer Hornor, Townsend & Kent for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Ryan Fleming A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that certain REIT investments recommended to them were not suitable, and resulted in losses. Arbitration claim alleged that Ryan Fleming recommended unsuitable investments for client’s IRA portfolios. It alleged breach of fiduciary duty and negligence, and request rescission, compensatory damages, lost opportunity costs, unspecified punitive damages, interest, costs and attorneys’ fees. Ryan Fleming Red Flags & Your Rights As An Investor Of course, Ryan Fleming did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Fleming at Royal Alliance Associates, Hornor, Townsend & Kent, and Advisory Resource Group on alert to review carefully the activity and performance of their accounts and question whether Ryan Fleming has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Hornor, Townsend & Kent, and Advisory Resource Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Ryan Fleming If you have questions about Royal Alliance Associates, Hornor, Townsend & Kent, Advisory Resource Group, and/or Ryan Fleming and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Les Barber of Royal Alliance Associates

DID LES LEROY BARBER CAUSE YOU INVESTMENT LOSSES? Les Barber of Royal Alliance Associates Has 3 Customer Complaints for Alleged Broker Misconduct Who is Les Barber of Royal Alliance Associates? Les Barber (CRD #1256348) who is currently registered with Royal Alliance Associates and located in South Jordan, Utah is a subject of one of our many securities industry sales practice abuse investigations. Les Barber Customer Complaints Les Barber has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Les Barber’s 3 customer complaints was settled in favor of investors. One of Les Barber’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Royal Alliance Associates for investment losses caused by Les Barber’s alleged misconduct. Allegations Against Les Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The claimant alleges the investments sold to him were to be safe, fixed-income investments for his retirement in accordance with his needs and financial objectives but instead, all of his retirement savings were put into highly risky and illiquid investments allegedly by Les Barber. The customer alleges Les Barber sold her unsuitable and illiquid REIT and Private Investments. The claimant alleged that Les Barber made unsuitable private placement investment recommendations. Les Barber Red Flags & Your Rights as an Investor Of course, Les Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Les Barber at Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Les Barber has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Royal Alliance Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Royal Alliance Associates Due to Les Barber If you have questions about Royal Alliance Associates, and/or Les Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

William Collins of Royal Alliance Associates

DID WILLIAM CALVIN COLLINS CAUSE YOU INVESTMENT LOSSES? William Collins of Royal Alliance Associates Has a Customer Complaint for Alleged Broker Misconduct Who is William Collins of Royal Alliance Associates? William Collins (CRD #1230925) who is currently registered with Royal Alliance Associates and located in Lakeway, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Collins Customer Complaint William Collins has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges that representative failed to follow instructions resulting in trading losses. William Collins’ customer complaint was denied and the customers did not take any further action. William Collins Red Flags & Your Rights as an Investor Of course, William Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of William Collins at Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether William Collins has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Royal Alliance Associates Due to William Collins If you have questions about Royal Alliance Associates and/or William Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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