Apr 3, 2023

Lisa Waterman of Royal Alliance Associates, Inc.

DID LISA LYNN WATERMAN CAUSE YOU INVESTMENT LOSSES? Lisa Waterman Of Royal Alliance Associates, Inc. and Formerly with Signator Investors Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Waterman Customer Complaint Lisa Waterman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer’s trust account was overconcentrated in alternative investments involving promissory notes and business development companies. Royal Alliance Associates settled the customer complaint in favor of the investor. Lisa Waterman Red Flags & Your Rights As An Investor Of course, Lisa Waterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Waterman at Royal Alliance Associates, Inc. and Signator Investors Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Waterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Lisa Waterman If you have questions about Royal Alliance Associates, Inc., Signator Investors Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2023

Jennifer Scroggins of Royal Alliance Associates, Inc.

DID JENNIFER LYNN SCROGGINS CAUSE YOU INVESTMENT LOSSES? Jennifer Scroggins Of Royal Alliance Associates, Inc. And Formerly With Signator Investors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jennifer Scroggins Customer Complaints Jennifer Scroggins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer disputes were settled by Royal Alliance Associates in favor of the investors. Allegations Against Jennifer Scroggins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jennifer Scroggins Red Flags & Your Rights As An Investor Of course, Jennifer Scroggins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Scroggins at Royal Alliance Associates, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Scroggins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Jennifer Scroggins If you have questions about Royal Alliance Associates, Inc., Signator Investors, Inc. and/or Jennifer Scroggins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Fabio Battaglia, of Royal Alliance Associates, Inc.

DID FABIO FRANCIS BATTAGLIA, JR. CAUSE YOU INVESTMENT LOSSES? Fabio Battaglia, Of Royal Alliance Associates, Inc. and Formerly with Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Fabio Battaglia, of Royal Alliance Associates, Inc.? Fabio Battaglia (CRD #1078266) who is currently registered with Royal Alliance Associates, Inc. and located in Eatontown, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Fabio Battaglia Customer Complaint Fabio Battaglia has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with the sale of an insurance product. The complaint was settled in favor of the customer. Fabio Battaglia Red Flags & Your Rights As An Investor Of course, Fabio Battaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fabio Battaglia at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fabio Battaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Fabio Battaglia If you have questions about Royal Alliance Associates, Inc. and Fabio Battaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Espen Platou of Royal Alliance Associates, Inc.

DID ESPEN STOUD PLATOU CAUSE YOU INVESTMENT LOSSES? Espen Platou Of Royal Alliance Associates, Inc. And Formerly With Hornor, Townsend & Kent, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Espen Platou of Royal Alliance Associates, Inc.? Espen Platou (CRD #6639046) who is currently registered with Royal Alliance Associates, Inc. and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Royal Alliance Associates, Inc., Espen Platou was associated with Hornor, Townsend & Kent, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Espen Platou Customer Complaint Espen Platou has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to client’s instructions to hold funds in the money market that were not followed by money manager hired by Espen Platou for client. Espen Platou’s customer complaint was settled in favor of the investor. Espen Platou Red Flags & Your Rights As An Investor Of course, Espen Platou did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Espen Platou at Royal Alliance Associates, Inc. and  Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Espen Platou has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Espen Platou If you have questions about Royal Alliance Associates, Inc., Hornor, Townsend & Kent, LLC, and/or Espen Platou and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Joyal of Royal Alliance Associates, Inc.

DID DONALD ALDE JOYAL CAUSE YOU INVESTMENT LOSSES? Donald Joyal Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Joyal of Royal Alliance Associates, Inc.? Donald Joyal (CRD #2397903) who is currently registered with Royal Alliance Associates, Inc. and located in Plymouth, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.   Donald Joyal Customer Complaints Donald Joyal has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Donald Joyal’s 3 customer complaints was settled in favor of investor. Two of Donald Joyal’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Donald Joyal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose mutual fund share expenses. Customer alleged he did not request changes to subaccount at allocation and variable annuities and that the reallocation was unsuitable for him. Unsuitable recommendation of variable annuity. Donald Joyal Red Flags & Your Rights As An Investor Of course, Donald Joyal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Joyal at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Joyal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Donald Joyal If you have questions about Royal Alliance Associates, Inc. and/or Donald Joyal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2022

Dennis Rife of Royal Alliance Associates, Inc.

DID DENNIS TODD RIFE CAUSE YOU INVESTMENT LOSSES? Dennis Rife Of Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Dennis Rife of Royal Alliance Associates, Inc.? Dennis Rife (CRD #2534229) who is currently registered with Royal Alliance Associates, Inc. and located in Maumee, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Dennis Rife Customer Complaint Dennis Rife has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended to investments that were not consistent with customers needs and objectives related to a business development company. Dennis Rife’s customer complaint was settled in favor of the investor. Dennis Rife Red Flags & Your Rights As An Investor Of course, Dennis Rife did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Rife at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Rife has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Dennis Rife If you have questions about Royal Alliance Associates, Inc. and/or Dennis Rife and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Wasylyshyn of Royal Alliance Associates

DID MICHAEL MARTIN WASYLYSHYN CAUSE YOU INVESTMENT LOSSES? Michael Wasylyshyn Of Royal Alliance Associates And NCA Financial Planners Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Wasylyshyn of Royal Alliance Associates? Michael Wasylyshyn (CRD #1901073) who is currently registered with Royal Alliance Associates, NCA Financial Planners and located in Mayfield Hts, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Michael Wasylyshyn Customer Complaint Michael Wasylyshyn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, breach of fiduciary duty, breach of contract regarding sale of REITs. Michael Wasylyshyn’s customer complaint was settled in favor of the investors. Michael Wasylyshyn Red Flags & Your Rights As An Investor Of course, Michael Wasylyshyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wasylyshyn at Royal Alliance Associates and NCA Financial Planners on alert to review carefully the activity and performance of their accounts and question whether Michael Wasylyshyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and NCA Financial Planners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Michael Wasylyshyn If you have questions about Royal Alliance Associates, NCA Financial Planners, and/or Michael Wasylyshyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Payam Taghibagi of Royal Alliance Associates

DID PAYAM TAGHIBAGI CAUSE YOU INVESTMENT LOSSES? Payam Taghibagi Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Payam Taghibagi of Royal Alliance Associates? Payam Taghibagi (CRD #2075689) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, SEIA, Payam Taghibagi was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Payam Taghibagi Customer Complaint Payam Taghibagi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Payam Taghibagi recommended unsuitable investments resulting in losses. Payam Taghibagi’s customer complaint was settled in favor of the investors. Payam Taghibagi Red Flags & Your Rights As An Investor Of course, Payam Taghibagi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Payam Taghibagi at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Payam Taghibagi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Payam Taghibagi If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Payam Taghibagi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Ryan of Royal Alliance Associates

DID ROBERT COLLINS RYAN III CAUSE YOU INVESTMENT LOSSES? Robert Ryan Of Royal Alliance Associates And Ryan Wealth Management Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Ryan of Royal Alliance Associates? Robert Ryan (CRD #2784775) who is currently registered with Royal Alliance Associates, Ryan Wealth Management and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations. Robert Ryan Customer Complaints Robert Ryan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Ryan’s 2 customer complaints was settled in favor of investors. One of Robert Ryan’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Robert Ryan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that holdings in account were sold without his approval by Robert Ryan. Customer requested partial liquidation of account. An inadvertent full liquidation was processed, resulting in selling, during excessive volatility and market decline. Customer alleged that Robert Ryan’s misinformation provided to him regarding cost basis for withdrawal resulted in an undue tax liability. Robert Ryan Red Flags & Your Rights As An Investor Of course, Robert Ryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ryan at Royal Alliance Associates and Ryan Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Robert Ryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and Ryan Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Robert Ryan If you have questions about Royal Alliance Associates, Ryan Wealth Management, and/or Robert Ryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Liska of Royal Alliance Associates

DID GARY KENDALL LISKA CAUSE YOU INVESTMENT LOSSES? Gary Liska Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Liska of Royal Alliance Associates? Gary Liska (CRD #2512188) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates and SEIA, Gary Liska was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Liska Customer Complaint Gary Liska has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation of an inherited annuity and unsuitable sub account recommendations. Gary Liska’s customer complaint was denied and, to date, the customer has not taken any further action Gary Liska Red Flags & Your Rights As An Investor Of course, Gary Liska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Liska at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Gary Liska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Gary Liska If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Gary Liska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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