Jul 15, 2024

Janie Garza-Clark Of TCFG Wealth Management, LLC Reviews

DID JANIE GARZA-CLARK CAUSE YOU INVESTMENT LOSSES? Janie Garza-Clark Of TCFG Wealth Management, LLC And Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Janie Garza-Clark Customer Complaints and Reviews Janie Garza-Clark has multiple disclosure events on her record: Allegations Against Margarita Figueroa Janie Garza-Clark Red Flags & Your Rights As An Investor Of course, Janie Garza-Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Janie Garza-Clark at TCFG Wealth Management, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Janie Garza-Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TCFG Wealth Management, LLC and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TCFG Wealth Management, LLC Due To Janie Garza-Clark If you have questions about TCFG Wealth Management, LLC, Sagepoint Financial, Inc. and/or Janie Garza-Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Theodore Balthazor of Osaic Wealth, Inc.

DID THEODORE THOMAS BALTHAZOR CAUSE YOU INVESTMENT LOSSES? Theodore Balthazor Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Theodore Balthazor Customer Complaint Theodore Balthazor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were transactions were effected in the client’s account without authorization. Sagepoint Financial recently denied the customer complaint and, to date, the investor has not taken any further action. Theodore Balthazor Red Flags & Your Rights As An Investor Of course, Theodore Balthazor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Balthazor at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Balthazor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Theodore Balthazor If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Theodore Balthazor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 13, 2023

Randall Skrabonja formerly with Green Vista Capital, LLC

DID RANDALL GEORGE SKRABONJA CAUSE YOU INVESTMENT LOSSES? Randall Skrabonja Of Green Vista Capital, LLC and Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Randall Skrabonja Customer Complaints Randall Skrabonja has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by the advisor’s former employers and the investor took no further action. One customer complaint was recently settled by MetLife Securities in favor of the investor. Allegations Against Randall Skrabonja A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Randall Skrabonja Red Flags & Your Rights As An Investor Of course, Randall Skrabonja did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Skrabonja at Green Vista Capital, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall Skrabonjahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, LLC and Sagepoint Financial, Inc.  also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC Due To Randall Skrabonja If you have questions about Green Vista Capital, LLC, Sagepoint Financial, Inc. and/or Randall Skrabonja and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 9, 2023

John Abrams of Equitable Advisors, LLC

DID JOHN LAWRENCE ABRAMS CAUSE YOU INVESTMENT LOSSES? John Abrams Of Equitable Advisors, LLC And Formerly With Sagepoint Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct John Abrams Customer Complaints John Abrams has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Metlife Securities in favor of the investors. One customer complaint was denied by the brokerage firm and the investor took no further action. There are currently 2 customer complaints with Equitable Advisors for John Abrams’ alleged misconduct that were recently filed and are still pending. Allegations Against John Abrams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Abrams Red Flags & Your Rights As An Investor Of course, John Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Abrams at Equitable Advisors, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To John Abrams If you have questions about Equitable Advisors, LLC, Sagepoint Financial, Inc. and/or John Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 22, 2023

Royal Fisher of McNally Financial Services Corporation

DID ROYAL GREGORY FISHER CAUSE YOU INVESTMENT LOSSES? Royal Fisher Of McNally Financial Services Corporation And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Royal Fisher Customer Complaint Royal Fisher has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommended exchange of a whole life insurance policy to a variable universal life insurance policy was poor advice. The customer complaint was recently denied by Sagepoint Financial and, to date, the customer has not taken any further action. Interestingly, Royal Fisher was terminated by Sagepoint Financial for allegedly acting in the capacity of a trustee and beneficiary on a client account without proper notification to or approval by the brokerage firm. Royal Fisher Red Flags & Your Rights As An Investor Of course, Royal Fisher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royal Fisher at McNally Financial Services Corporation and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Royal Fisher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at McNally Financial Services Corporation and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At McNally Financial Services Corporation Due To Royal Fisher If you have questions about McNally Financial Services Corporation, Sagepoint Financial, Inc.  and/or Royal Fisher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Steves of Sagepoint Financial, Inc.

DID WILLIAM JAMES STEVES CAUSE YOU INVESTMENT LOSSES? William Steves Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Steves Customer Complaint William Steves has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate client’s account to cash. Sagepoint Financial settled the customer dispute in favor of the investor. William Steves Red Flags & Your Rights As An Investor Of course, William Steves did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Steves at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Steves has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To William Steves If you have questions about Sagepoint Financial, Inc. and/or William Steves and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Ridge formerly with Sagepoint Financial, Inc.

DID TIMOTHY DALE RIDGE CAUSE YOU INVESTMENT LOSSES? Timothy Ridge Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Ridge Customer Complaint Timothy Ridge has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment in private fund was unsuitable. Sagepoint Financial settled the customer complaint in favor of the investor. Timothy Ridge Red Flags & Your Rights As An Investor Of course, Timothy Ridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Ridge at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Ridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Timothy Ridge If you have questions about Sagepoint Financial, Inc. and/or Timothy Ridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Lisa Turbeville formerly with Sagepoint Financial, Inc.

DID LISA EDELMAN TURBEVILLE CAUSE YOU INVESTMENT LOSSES? Lisa Turbeville Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Turbeville Customer Complaint Lisa Turbeville has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made a recommendation that did not meet the client’s needs and allegedly caused losses. SagePoint Financial settled the customer complaint favorably for the investor. Lisa Turbeville Red Flags & Your Rights As An Investor Of course, Lisa Turbeville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Turbeville at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Turbeville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Lisa Turbeville If you have questions about Sagepoint Financial, Inc. and/or Lisa Turbeville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2023

Katherine Markowski of Sagepoint Financial, Inc.

DID KATHERINE MARKOWSKI CAUSE YOU INVESTMENT LOSSES? Katherine Markowski Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Katherine Markowski Customer Complaint Katherine Markowski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made a recommendation that did not meet the customer’s needs. SagePoint Financial settled the customer dispute in favor of the investor. Katherine Markowski Red Flags & Your Rights As An Investor Of course, Katherine Markowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Markowski at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Katherine Markowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Katherine Markowski If you have questions about Sagepoint Financial, Inc. and/or Katherine Markowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2023

Jim Cooper of Sagepoint Financial, Inc.

DID JIM COOPER CAUSE YOU INVESTMENT LOSSES? Jim Cooper Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jim Cooper Customer Complaint Jim Cooper has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. The customer complaint was settled during the FINRA arbitration proceeding in favor of the investor. Jim Cooper Red Flags & Your Rights As An Investor Of course, Jim Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jim Cooper at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jim Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Jim Cooper If you have questions about Sagepoint Financial, Inc. and/or Jim Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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