Jul 27, 2023

Todd Ahrenholz of Sagepoint Financial, Inc.

DID TODD WALLACE AHRENHOLZ CAUSE YOU INVESTMENT LOSSES? Todd Ahrenholz Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Todd Ahrenholz Customer Complaint Todd Ahrenholz has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitability of alternative investments, negligence, breach of contract, breach of fiduciary duty, and breach of security industry rules and regulations. Customer’s dispute was settled in favor of the investor. Todd Ahrenholz Red Flags & Your Rights As An Investor Of course, Todd Ahrenholz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Ahrenholz at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Ahrenholz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Todd Ahrenholz If you have questions about Sagepoint Financial, Inc. and/or Todd Ahrenholz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Ridge formerly with Sagepoint Financial, Inc.

DID TIMOTHY DALE RIDGE CAUSE YOU INVESTMENT LOSSES? Timothy Ridge Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Ridge Customer Complaint Timothy Ridge has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment in private fund was unsuitable. Sagepoint Financial settled the customer complaint in favor of the investor. Timothy Ridge Red Flags & Your Rights As An Investor Of course, Timothy Ridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Ridge at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Ridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Timothy Ridge If you have questions about Sagepoint Financial, Inc. and/or Timothy Ridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 23, 2023

Russell Jones formerly with Sagepoint Financial, Inc.

DID RUSSELL TAYLOR JONES CAUSE YOU INVESTMENT LOSSES? Russell Jones Formerly With Sagepoint Financial, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Russell Jones Customer Complaints Russell Jones has been the subject of 14 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by Sagepoint Financial in favor of the investors. The other 3 customer complaints were denied by Russell Jones’ former employers and the customers took no further action. Allegations Against Russell Jones A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Jones Red Flags & Your Rights As An Investor Of course, Russell Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Jones at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Russell Jones If you have questions about Sagepoint Financial, Inc. and/or Russell Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2023

Norman Heyman formerly with Sagepoint Financial, Inc.

DID NORMAN EDWARD HEYMAN CAUSE YOU INVESTMENT LOSSES? Norman Heyman Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Norman Heyman Customer Complaints Norman Heyman has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Sagepoint Financial in favor of the investors. The brokerage firm denied the other customer complaint and no further action has been taken. Allegations Against Norman Heyman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norman Heyman Red Flags & Your Rights As An Investor Of course, Norman Heyman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Heyman at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Norman Heyman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Norman Heyman If you have questions about Sagepoint Financial, Inc. and/or Norman Heyman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 15, 2023

Mark Markland of Sagepoint Financial, Inc.

DID MARK MARKLAND CAUSE YOU INVESTMENT LOSSES? Mark Markland Of Sagepoint Financial, Inc. And Formerly With First Allied Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Mark Markland Customer Complaints Mark Markland has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Mark Markland’s former employers in favor of the investors. The other 2 customer complaints were denied and, to date, the customers have not filed any arbitration proceeding or taken any other action. Allegations Against Mark Markland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Markland Red Flags & Your Rights As An Investor Of course, Mark Markland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Markland at Sagepoint Financial, Inc. and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Markland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Mark Markland If you have questions about Sagepoint Financial, Inc., First Allied Securities, Inc. and/or Mark Markland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Lisa Turbeville formerly with Sagepoint Financial, Inc.

DID LISA EDELMAN TURBEVILLE CAUSE YOU INVESTMENT LOSSES? Lisa Turbeville Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Turbeville Customer Complaint Lisa Turbeville has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made a recommendation that did not meet the client’s needs and allegedly caused losses. SagePoint Financial settled the customer complaint favorably for the investor. Lisa Turbeville Red Flags & Your Rights As An Investor Of course, Lisa Turbeville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Turbeville at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Turbeville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Lisa Turbeville If you have questions about Sagepoint Financial, Inc. and/or Lisa Turbeville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2023

Katherine Markowski of Sagepoint Financial, Inc.

DID KATHERINE MARKOWSKI CAUSE YOU INVESTMENT LOSSES? Katherine Markowski Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Katherine Markowski Customer Complaint Katherine Markowski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made a recommendation that did not meet the customer’s needs. SagePoint Financial settled the customer dispute in favor of the investor. Katherine Markowski Red Flags & Your Rights As An Investor Of course, Katherine Markowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Markowski at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Katherine Markowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Katherine Markowski If you have questions about Sagepoint Financial, Inc. and/or Katherine Markowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2023

Jonathan Zweifel of Sagepoint Financial, Inc.

DID JONATHAN RAY ZWEIFEL CAUSE YOU INVESTMENT LOSSES? Jonathan Zweifel Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jonathan Zweifel Customer Complaint Jonathan Zweifel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of REIT investment. Sagepoint Financial denied the customer complaint and, to date, no further action has been taken by the customer. Jonathan Zweifel Red Flags & Your Rights As An Investor Of course, Jonathan Zweifel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Zweifel at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Zweifel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc., also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Jonathan Zweifel If you have questions about Sagepoint Financial, Inc., and/or Jonathan Zweifel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2023

Jim Cooper of Sagepoint Financial, Inc.

DID JIM COOPER CAUSE YOU INVESTMENT LOSSES? Jim Cooper Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jim Cooper Customer Complaint Jim Cooper has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. The customer complaint was settled during the FINRA arbitration proceeding in favor of the investor. Jim Cooper Red Flags & Your Rights As An Investor Of course, Jim Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jim Cooper at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jim Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Jim Cooper If you have questions about Sagepoint Financial, Inc. and/or Jim Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Grant Birkley formerly with Sagepoint Financial, Inc.

DID GRANT CHRISTOPHER BIRKLEY CAUSE YOU INVESTMENT LOSSES? Grant Birkley Formerly With Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Grant Birkley formerly with Sagepoint Financial, Inc.? Grant Birkley (CRD #293333) who was formerly registered with Sagepoint Financial, Inc. and located in Barrington, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Grant Birkley was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Grant Birkley also had issues with FINRA in connection with one of its investigations. He refused to cooperate and was permanently barred from any further association with any securities broker-dealer. Grant Birkley Customer Complaints Grant Birkley has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by SagePoint Financial and the other remains pending in a FINRA arbitration proceeding Allegations Against Grant Birkley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Grant Birkley Red Flags & Your Rights As An Investor Of course, Grant Birkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Birkley formerly at Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Grant Birkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Grant Birkley If you have questions about Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC and/or Grant Birkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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