Jan 12, 2023

Grant Birkley formerly with Sagepoint Financial, Inc.

DID GRANT CHRISTOPHER BIRKLEY CAUSE YOU INVESTMENT LOSSES? Grant Birkley Formerly With Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Grant Birkley formerly with Sagepoint Financial, Inc.? Grant Birkley (CRD #293333) who was formerly registered with Sagepoint Financial, Inc. and located in Barrington, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Grant Birkley was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Grant Birkley also had issues with FINRA in connection with one of its investigations. He refused to cooperate and was permanently barred from any further association with any securities broker-dealer. Grant Birkley Customer Complaints Grant Birkley has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by SagePoint Financial and the other remains pending in a FINRA arbitration proceeding Allegations Against Grant Birkley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Grant Birkley Red Flags & Your Rights As An Investor Of course, Grant Birkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Birkley formerly at Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Grant Birkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Grant Birkley If you have questions about Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC and/or Grant Birkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Peterson formerly with Sagepoint Financial, Inc.

DID DOUGLAS DE WAYNE PETERSON CAUSE YOU INVESTMENT LOSSES? Douglas Peterson Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Douglas Peterson formerly with Sagepoint Financial, Inc.? Douglas Peterson (CRD #1303079) who was formerly registered with Sagepoint Financial, Inc. and located in North Platte, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Douglas Peterson Customer Complaints Douglas Peterson has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Douglas Peterson’s customer complaints resulted in an Award in favor of investor. Two of Douglas Peterson’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Douglas Peterson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Peterson Red Flags & Your Rights As An Investor Of course, Douglas Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Peterson at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Douglas Peterson If you have questions about Titan Securities and/or Donald Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2022

David Snyder formerly with Sagepoint Financial, Inc.

DID DAVID WENGER SNYDER CAUSE YOU INVESTMENT LOSSES? David Snyder Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Snyder formerly with Sagepoint Financial, Inc.? David Snyder (CRD #1262023) who was formerly registered with Sagepoint Financial, Inc. and located in Reading, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   David Snyder Customer Complaint David Snyder has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a mutual fund investment. David Snyder’s customer complaint was denied, and, to date, the customer has not taken any further action. David Snyder Red Flags & Your Rights As An Investor Of course, David Snyder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Snyder at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Snyder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To David Snyder If you have questions about Sagepoint Financial, Inc. and/or David Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Charles Dixon of Sagepoint Financial, Inc.

DID CHARLES RAY DIXON CAUSE YOU INVESTMENT LOSSES? Charles Dixon Of Sagepoint Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct As a client, you are putting your money in the hands of a broker that you can rely on. This is why it’s critical to know all there is to know about the individual handling your assets. This information might assist you in determining whether or not to deal with a particular broker. If you believe Charles Dixon has caused you financial harm, we may be able to help you in resolving any issues or concerns you have. Charles Dixon Customer Complaints Charles Dixon has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses.  Two of Charles Dixon’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Charles Dixon’s current employer Sagepoint Financial, Inc. for investment losses caused by the alleged misconduct. Allegations Against Charles Dixon A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Charles Dixon Red Flags & Your Rights As An Investor Of course, Charles Dixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Dixon at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Dixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Charles Dixon If you have questions about Sagepoint Financial, Inc. and/or Charles Dixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Alan Gnoinski Of Sagepoint Financial, Inc.

It’s critical to know as much about the people with whom you’re entrusted your money as possible. There are several places where you may learn more about someone’s background, including their prior employment history, regulatory enforcement actions, and client complaints. If you believe that you may have lost money due to Alan Gnoinski‘s conduct, you may not be alone. We will do our best to answer any questions you may have. DID ALAN MICHAEL GNOINSKI CAUSE YOU INVESTMENT LOSSES? Alan Gnoinski Of Sagepoint Financial, Inc. And Formerly With United Planners’ Financial Services of America A Limited Partner Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Gnoinski of Sagepoint Financial, Inc.? Alan Gnoinski (CRD #4416094) who is currently registered with Sagepoint Financial, Inc. and located in Williamsvillle, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Alan Gnoinski was associated with United Planners’ Financial Services of America A Limited Partner and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Gnoinski Customer Complaints Alan Gnoinski has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Alan Gnoinski’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Gnoinski A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Client alleged that Alan Gnoinski made misrepresentations and unsuitable investment recommendations with respect to a REIT investment. Customer alleged that documents related to the purchase of a variable annuity contained forged signatures. Alan Gnoinski Red Flags & Your Rights As An Investor Of course,  Alan Gnoinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Gnoinski at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Alan Gnoinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Alan Gnoinski If you have questions about Sagepoint Financial, Inc., United Planners’ Financial Services of America A Limited Partner, and/or Alan Gnoinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Troy Baily Formerly With SagePoint Financial

DID TROY ROBERT BAILY CAUSE YOU INVESTMENT LOSSES? Troy Baily Formerly With SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Troy Baily formerly with SagePoint Financial? Troy Baily (CRD #4458930) who was formerly registered with SagePoint Financial and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Troy Baily has also been the subject of a FINRA investigation in which he consented to the sanctions and entry of findings that he engaged in undisclosed and unapproved private securities transactions in Future Income Payments, LLC (FIP).  As a result, Troy Baily consented to a six-month suspension and $5, 000 fine for his alleged activity. Troy Baily Customer Complaints Troy Baily has been the subject of 2 customer complaints that we know about. One of Troy Baily’s 2 customer complaints was settled in favor of investors. One of Troy Baily’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Troy Baily A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that after he declined to purchase New York Life investments, Ronald Bailey promised a 10% dividend on an investment in a seafood company. The client further alleged that the company became insolvent and he lost his initial investment. The customer alleged that several products recommended by Ronald Bailey had been misrepresented. These products include two variable universal life insurance products issued and four variable annuities issued. Troy Baily Red Flags & Your Rights As An Investor Of course, Troy Baily did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Baily at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Troy Baily has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Troy Baily If you have questions about SagePoint Financial and/or Troy Baily and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Adams formerly with SagePoint Financial

DID JASON RYAN ADAMS CAUSE YOU INVESTMENT LOSSES? Jason Adams Formerly With SagePoint Financial, NYLIFE Securities And Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Adams formerly with SagePoint Financial? Jason Adams (CRD #5380367) who was formerly registered with SagePoint Financial and located in Colleyville, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Jason Adams was associated with NYLIFE Securities, Pruco Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Adams Customer Complaint Jason Adams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that that his variable annuity was misrepresented as a SEP IRA when in fact the product was established as a Traditional IRA. Jason Adams’ customer complaint was settled in favor of the investors. Jason Adams Red Flags & Your Rights As An Investor Of course, Jason Adams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Adams at SagePoint Financial, NYLIFE Securities, and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Adams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, NYLIFE Securities, and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Jason Adams If you have questions about SagePoint Financial, NYLIFE Securities, Pruco Securities, and/or Jason Adams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bruce Slater of SagePoint Financial

DID BRUCE ALBERT SLATER CAUSE YOU INVESTMENT LOSSES? Bruce Slater Of SagePoint Financial And Formerly With Transamerica Financial Advisors Has 7 Customer Complaints For Alleged Broker Misconduct Who is Bruce Slater of SagePoint Financial? Bruce Slater (CRD #1547792) who is currently registered with SagePoint Financial and located in Northville, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Bruce Slater was associated with Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Slater Customer Complaints Bruce Slater has been the subject of 7 customer complaints that we know about. Four of Bruce Slater’s 7 customer complaints were settled in favor of investors. Three of Bruce Slater’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Slater A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Bruce Slater recommended that she heavily concentrate her portfolio in speculative securities, which were unsuitable given her age, net worth and risk tolerance. Claimants alleged that Bruce Slater failed to properly advise them of the risks of the investments and recommended a speculative trading strategy that was unsuitable and that he failed to implement a protective strategy that would have protected them from losses. Client alleged that Bruce Slater intentionally invested customer’s funds in unsuitable high-risk products, generating large front loaded fees inappropriate for their conservative to moderate portfolio position. Client alleged that an investment made by Bruce Slater in a variable annuity was unsuitable for his IRA fund. Customer alleged that Bruce Slater did not provide her with copies of paperwork signed for a nonqualified investment. Customer also alleged that representative mistakenly deposited nonqualified monies into customer’s IRA causing her to incur tax liabilities and penalties. The clients invested in Ridgewood Energy Fund allegedly through Bruce Slater. The clients alleged that the product was not suitable and inconsistent with their objectives. Bruce Slater Red Flags & Your Rights As An Investor Of course, Bruce Slater did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Slater at SagePoint Financial and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Bruce Slater has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and Transamerica Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Bruce Slater If you have questions about SagePoint Financial, Transamerica Financial Advisors, and/or Bruce Slater and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Hill of SagePoint Financial

DID MICHAEL GLEN HILL CAUSE YOU INVESTMENT LOSSES? Michael Hill Of SagePoint Financial Has 5 Customer Complaints For Alleged Broker Misconduct Who is Michael Hill of SagePoint Financial? Timothy Higgins (CRD #2282547) who was formerly registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Timothy Higgins was associated with Clark Dodge & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Hill Customer Complaints Michael Hill has been the subject of 5 customer complaints that we know about. All of Michael Hill’s 5 customer complaints were settled in favor of investors. Allegations Against Michael Hill A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Hill misrepresented the customer’s ability to roll over his Van Kampen UIT without reducing the number of shares owned. Client alleged Michael Hill misrepresented the REIT investment and did not explain that the investment was illiquid. Clients alleged Michael Hill’s REIT investments were not suitable. Clients alleged Michael Hill’s investments were unsuitable and misrepresented to them. Clients alleged Michael Hill’s investments were unsuitable and misrepresented to them. Michael Hill Red Flags & Your Rights As An Investor Of course, Michael Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hill at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Michael Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Michael Hill If you have questions about SagePoint Financial and/or Michael Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joanne Corsaro formerly with SagePoint Financial

DID JOANNE REME CORSARO CAUSE YOU INVESTMENT LOSSES? Joanne Corsaro Formerly With SagePoint Financial And Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joanne Corsaro formerly with SagePoint Financial? Joanne Corsaro (CRD #4267994) who was formerly registered with SagePoint Financial and located in Mountain Lakes, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Joanne Corsaro was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joanne Corsaro Customer Complaint Joanne Corsaro has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges that Joanne Corsaro may have forged his signature on an ownership change for his non-registered term life policy and submitted an application for term conversion without his authorization and without his knowledge or consent. Joanne Corsaro’s customer complaint was denied and, to date, the customer has not taken any further action. Joanne Corsaro Red Flags & Your Rights As An Investor Of course, Joanne Corsaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanne Corsaro at SagePoint Financial and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joanne Corsaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Joanne Corsaro If you have questions about SagePoint Financial, Allstate Financial Services, and/or Joanne Corsaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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