Mar 8, 2022

Joseph Tonyan Of SagePoint Financial

DID JOSEPH WILLIAM TONYAN CAUSE YOU INVESTMENT LOSSES? Joseph Tonyan Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joseph Tonyan of SagePoint Financial? Joseph Tonyan (CRD #1252187) who is currently registered with SagePoint Financial and located in Springfield, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Joseph Tonyan Customer Complaints Joseph Tonyan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Joseph Tonyan’s customer complaint was settled in favor of the investors. One of Joseph Tonyan’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joseph Tonyan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged suitability concerns regarding portfolio allocation by Joseph Tonyan. Customer alleged that Joseph Tonyan made unsuitable investment recommendations. Joseph Tonyan Red Flags & Your Rights As An Investor Of course, Joseph Tonyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tonyan at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Joseph Tonyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Joseph Tonyan If you have questions about SagePoint Financial and/or Joseph Tonyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Andrew Oster formerly with SagePoint Financial

DID ANDREW ELLIS OSTER CAUSE YOU INVESTMENT LOSSES? Andrew Oster Formerly With SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Oster formerly with SagePoint Financial? Andrew Oster (CRD #4635272) who was formerly registered with SagePoint Financial and located in Edmond, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Andrew Oster Customer Complaints Andrew Oster has been the subject of 2 customer complaints that we know about. One of Andrew Oster’s 2 customer complaints was settled in favor of investors. One of Andrew Oster’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Andrew Oster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary obligation, negligence allegedly by Andrew Oster. Client alleged that Andrew Oster’s sale of variable annuity was not suitable. Andrew Oster Red Flags & Your Rights As An Investor Of course, Andrew Oster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Oster at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Andrew Oster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Andrew Oster If you have questions about SagePoint Financial and/or Andrew Oster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Steven Koch of SagePoint Financial

DID STEVEN DONALD KOCH CAUSE YOU INVESTMENT LOSSES? Steven Koch Of SagePoint Financial And Formerly With MML Investors Services And MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Koch of SagePoint Financial? Steven Koch (CRD #5369256) who is currently registered with SagePoint Financial and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Steven Koch was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Koch Customer Complaints Steven Koch has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Steven Koch’s 2 customer complaints was settled in favor of investors. One of Steven Koch’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Steven Koch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that the recommended exchange from variable annuity to life insurance trust constituted poor advice by Steven Koch. Customer alleged when she purchased a variable annuity, Steven Koch assured her the contract would earn a guaranteed interest rate and there was no exposure to stock market risk. Steven Koch Red Flags & Your Rights As An Investor Of course, Steven Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Koch at SagePoint Financial, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Steven Koch If you have questions about SagePoint Financial, MML Investors Services, MSI Financial Services, and/or Steven Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Christopher Bice of Sagepoint Financial, Inc

DID CHRISTOPHER R. BICE CAUSE YOU INVESTMENT LOSSES? Christopher R. Bice with Sagepoint Financial, Inc. Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 3 Years Who is Christopher R. Bice with Sagepoint Financial, Inc.? Christopher Bice (CRD #3222439) who is currently registered with Sagepoint Financial, Inc. and located in Greensboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Christopher Bice was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial, Inc. Broker Misconduct In his career, Christopher Bice has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last 3 years to recover investment losses. One of Christopher Bice’s customer complaints was denied by his current employer, and to date, no action has been taken by the customer.  There are currently 3 pending customer complaints filed against Christopher Bice’s current employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct. Allegations Against Christopher Bice A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege that the financial advisor recommended the purchase of real estate private placements that were unsuitable investment recommendations. The customer alleged that Christopher Bice made unsuitable investment recommendations are variable annuities, over-concentrated his accounts, and made misrepresentations. The claimant alleged unsuitable investment recommendations of annuities and real estate investments. Christopher Bice Red Flags & Your Rights as An Investor Of course, Christopher Bice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Biceat Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Bicehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Sagepoint Financial, Inc. If you have questions about Sagepoint Financial, Inc. and/or Christopher Biceand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brett Weichbrod of Sagepoint Financial, Inc.

DID BRETT EDWARD WEICHBROD CAUSE YOU INVESTMENT LOSSES? Brett Edward Weichbrod with Sagepoint Financial, Inc. Has One Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Brett E. Weichbrod with Sagepoint Financial, Inc.? Brett Weichbrod (CRD #4595377) who is currently registered with Sagepoint Financial, Inc. and located in Santa Barbara, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Brett Weichbrod was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial, Inc. Broker Misconduct In his career, Brett Weichbrod has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations are that Brett Weichbrod recommended unsuitable private securities transactions. The customer complaint filed against Brett Weichbrod’s current employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct is still pending. Brett Weichbrod Red Flags & Your Rights As An Investor Of course, Brett Weichbrod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Weichbrod at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Weichbrod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. If you have questions about Sagepoint Financial, Inc. and/or Brett Weichbrod and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Andrew Melikidse of Sagepoint Financial

DID ANDREW MELIKIDSE CAUSE YOU INVESTMENT LOSSES? Andrew Melikidse of Sagepoint Financial Has 2 Customer Complaints for Alleged Broker Misconduct Who is Andrew Melikidse of Sagepoint Financial? Andrew Melikidse (CRD #2353534) who is currently registered with Sagepoint Financial and located in Studio City, CA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Andrew Melikidse was associated with SunAmerica Securities and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial Broker Misconduct In his/her career, Andrew Melikidse has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Andrew Melikidse’s 2 customer complaints was settled in favor of investors. One of the customer’s complaints was denied and the customers did not take any further action. Allegations Against Andrew Melikidse A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges REIT and Business Development Company purchases were unsuitable. Clients allege the investment product recommended by the financial consultant was unsuitable due to the client’s need for liquidity. The investment was purchased on January 30, 2004. Andrew Melikidse Red Flags & Your Rights as An Investor Of course, Andrew Melikidse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Melikidse at Sagepoint Financial alert to review carefully the activity and performance of their accounts and question whether Andrew Melikidse has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sagepoint Financial which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Sagepoint Financial If you have questions about Sagepoint Financial and/or Andrew Melikidse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Delio Londono of Sagepoint Financial, Inc.

DID DELIO EDUARDO LONDONO CAUSE YOU INVESTMENT LOSSES? Delio Eduardo Londono formerly with Sagepoint Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Delio E. Londono formerly with Sagepoint Financial, Inc.? Delio Londono (CRD #2695744) who was formerly registered with Sagepoint Financial, Inc. and located in La Crescenta, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Delio Londono was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In September 2020, Delio Londono was terminated by Sagepoint Financial, Inc. for allegedly returning certain funds to a client related to an investment without knowledge of the firm. Sagepoint Financial, Inc. Broker Misconduct In his career, Delio Londono has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Delio Londono’s 4 customer complaints settled in favor of investors. Three of those customer complaints were recently denied by Sagepoint Financial, Inc., and to date, the customers have not filed any action.  Allegations Against Delio Londono   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that investment recommendations in several mutual funds, real estate investment trusts and private placements were unsuitable. Customer alleges that non-traded alternative investments were misrepresented and unsuitable investment recommendations, including investments made in REITs, business development companies and the Global Impact Fund. Client alleged the financial advisor made misrepresentations and share commissions with the client. Customer alleged misrepresentation of non-traded REITs. Delio Londono Red Flags & Your Rights As An Investor Of course, Delio Londono did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Delio Londono at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Delio Londono has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. about Delio Londono also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc.   If you have questions about Sagepoint Financial, Inc. and/or Delio Londono and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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