Mar 8, 2022

Christopher Calandra of SagePoint Financial

DID CHRISTOPHER J. CALANDRA CAUSE YOU INVESTMENT LOSSES? Christopher Calandra Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Calandra of SagePoint Financial? Christopher Calandra (CRD #2253639) who is currently registered with SagePoint Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Christopher Calandra is also the subject of an investigation by the Florida Office of Financial Regulation for allegedly conducting an investment advisory business from offices in the State without the benefit of lawful registration and fined $15,000. Christopher Calandra Customer Complaints Christopher Calandra has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Calandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SagePoint Financial for investment losses caused by Christopher Calandra’s alleged misconduct. Allegations Against Christopher Calandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that Christopher Calandra invested some of their funds into unsuitable investments (limited partnerships and REITs), misrepresented the liquidity of their REITs, and received a commission that was much higher than what they were led to believe. Christopher Calandra’s alleged unsuitable investment recommendations. Christopher Calandra Red Flags & Your Rights As An Investor Of course, Christopher Calandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Calandra at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Christopher Calandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Christopher Calandra If you have questions about SagePoint Financial and/or Christopher Calandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Troy Axelson of SagePoint Financial

DID TROY MALON AXELSON CAUSE YOU INVESTMENT LOSSES? Troy Axelson Of SagePoint Financial And Formerly With AIG Capital Services Has A Customer Complaint For Alleged Broker Misconduct Who is Troy Axelson of SagePoint Financial? Troy Axelson (CRD #2405148) who is currently registered with SagePoint Financial and located in White Bear Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Troy Axelson was associated with AIG Capital Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Troy Axelson Customer Complaint Troy Axelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Troy Axelson purchased Credit Suisse exchange traded notes that were unsuitable. Troy Axelson’s customer complaint was settled in favor of the investors. Troy Axelson Red Flags & Your Rights As An Investor Of course, Troy Axelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Axelson at SagePoint Financial and AIG Capital Services on alert to review carefully the activity and performance of their accounts and question whether Troy Axelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and AIG Capital Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Troy Axelson If you have questions about SagePoint Financial, AIG Capital Services, and/or Troy Axelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Joseph Tonyan Of SagePoint Financial

DID JOSEPH WILLIAM TONYAN CAUSE YOU INVESTMENT LOSSES? Joseph Tonyan Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joseph Tonyan of SagePoint Financial? Joseph Tonyan (CRD #1252187) who is currently registered with SagePoint Financial and located in Springfield, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Joseph Tonyan Customer Complaints Joseph Tonyan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Joseph Tonyan’s customer complaint was settled in favor of the investors. One of Joseph Tonyan’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joseph Tonyan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged suitability concerns regarding portfolio allocation by Joseph Tonyan. Customer alleged that Joseph Tonyan made unsuitable investment recommendations. Joseph Tonyan Red Flags & Your Rights As An Investor Of course, Joseph Tonyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tonyan at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Joseph Tonyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Joseph Tonyan If you have questions about SagePoint Financial and/or Joseph Tonyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Andrew Oster formerly with SagePoint Financial

DID ANDREW ELLIS OSTER CAUSE YOU INVESTMENT LOSSES? Andrew Oster Formerly With SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Oster formerly with SagePoint Financial? Andrew Oster (CRD #4635272) who was formerly registered with SagePoint Financial and located in Edmond, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Andrew Oster Customer Complaints Andrew Oster has been the subject of 2 customer complaints that we know about. One of Andrew Oster’s 2 customer complaints was settled in favor of investors. One of Andrew Oster’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Andrew Oster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary obligation, negligence allegedly by Andrew Oster. Client alleged that Andrew Oster’s sale of variable annuity was not suitable. Andrew Oster Red Flags & Your Rights As An Investor Of course, Andrew Oster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Oster at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Andrew Oster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Andrew Oster If you have questions about SagePoint Financial and/or Andrew Oster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Steven Koch of SagePoint Financial

DID STEVEN DONALD KOCH CAUSE YOU INVESTMENT LOSSES? Steven Koch Of SagePoint Financial And Formerly With MML Investors Services And MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Koch of SagePoint Financial? Steven Koch (CRD #5369256) who is currently registered with SagePoint Financial and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Steven Koch was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Koch Customer Complaints Steven Koch has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Steven Koch’s 2 customer complaints was settled in favor of investors. One of Steven Koch’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Steven Koch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that the recommended exchange from variable annuity to life insurance trust constituted poor advice by Steven Koch. Customer alleged when she purchased a variable annuity, Steven Koch assured her the contract would earn a guaranteed interest rate and there was no exposure to stock market risk. Steven Koch Red Flags & Your Rights As An Investor Of course, Steven Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Koch at SagePoint Financial, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Steven Koch If you have questions about SagePoint Financial, MML Investors Services, MSI Financial Services, and/or Steven Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Christopher Bice of Sagepoint Financial, Inc

DID CHRISTOPHER R. BICE CAUSE YOU INVESTMENT LOSSES? Christopher R. Bice with Sagepoint Financial, Inc. Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 3 Years Who is Christopher R. Bice with Sagepoint Financial, Inc.? Christopher Bice (CRD #3222439) who is currently registered with Sagepoint Financial, Inc. and located in Greensboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Christopher Bice was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial, Inc. Broker Misconduct In his career, Christopher Bice has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last 3 years to recover investment losses. One of Christopher Bice’s customer complaints was denied by his current employer, and to date, no action has been taken by the customer.  There are currently 3 pending customer complaints filed against Christopher Bice’s current employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct. Allegations Against Christopher Bice A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege that the financial advisor recommended the purchase of real estate private placements that were unsuitable investment recommendations. The customer alleged that Christopher Bice made unsuitable investment recommendations are variable annuities, over-concentrated his accounts, and made misrepresentations. The claimant alleged unsuitable investment recommendations of annuities and real estate investments. Christopher Bice Red Flags & Your Rights as An Investor Of course, Christopher Bice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Biceat Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Bicehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Sagepoint Financial, Inc. If you have questions about Sagepoint Financial, Inc. and/or Christopher Biceand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Doyle Brown of Sagepoint Financial, Inc.

DID DOYLE HENRY BROWN CAUSE YOU INVESTMENT LOSSES? Doyle Brown of SagePoint Financial, Inc., and Windrose Retirement Income Planners Has 2 Customer Complaints For Alleged Broker Misconduct Who is Doyle Brown of SagePoint Financial, Inc.? Doyle Brown (CRD #723274) who is currently registered with SagePoint Financial, Inc., Windrose Retirement Income Planners and located in Reno, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Doyle Brown Customer Complaints Doyle Brown has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Both of Doyle Brown’s  customer complaints were settled in favor of investors. Allegations Against Doyle Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations of negligence, breach of fiduciary duty and intentional interference with present contractual relationship alleged committed by Doyle Brown. Customer alleges mutual fund purchase was misrepresented by Doyle Brown. Doyle Brown Red Flags & Your Rights As An Investor Of course, Doyle Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Doyle Brown at SagePoint Financial, Inc., Windrose Retirement Income Planners on alert to review carefully the activity and performance of their accounts and question whether Doyle Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, Inc., Windrose Retirement Income Planners also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial, Inc. Due To Doyle Brown If you have questions about SagePoint Financial, Inc., Windrose Retirement Income Planners, and/or Doyle Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Ernest Martinez of SagePoint Financial

DID ERNEST AARON MARTINEZ CAUSE YOU INVESTMENT LOSSES? Ernest Martinez of SagePoint Financial Has A Customer Complaint for Alleged Broker Misconduct Who is Ernest Martinez of SagePoint Financial? Ernest Martinez (CRD #2433966) who is currently registered with SagePoint Financial and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Ernest Martinez Customer Complaint Ernest Martinez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges misrepresentation in the sale of nontraded REITs. Ernest Martinez’s customer complaint was denied and the customers did not take any further action. Ernest Martinez Red Flags & Your Rights as An Investor Of course, Ernest Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Ernest Martinez at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Ernest Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at SagePoint Financial Due to Ernest Martinez If you have questions about SagePoint Financial, and/or Ernest Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Robert Denouden of Sagepoint Financial

DID ROBERT HENRY DENOUDEN CAUSE YOU INVESTMENT LOSSES? Robert Henry Denouden Formerly with Sagepoint Financial Has One Customer Complaint for Alleged Broker Misconduct Who is Robert H. Denouden formerly with Sagepoint Financial? Robert Denouden (CRD #2457728) who was formerly registered with Sagepoint Financial and located in St.  Joseph, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Robert Denouden was associated with Berthel Fisher Company Financial Services and two other broker-dealers with a history of customer complaints and securities industry regulatory problems. Robert Denouden Customer Complaint In his career, Robert Denouden has been the subject of one customer complaint that we know about. The clients allege the investments purchased were illiquid and not suitable for them. In addition, the clients allege the product sponsor’s offerings were misrepresented. The client also alleges the firm was negligent and failed to conduct adequate due diligence. Robert Denouden Red Flags & Your Rights as An Investor Of course, Robert Denouden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Robert Denouden at Sagepoint Financial on alert to review carefully the activity and performance of their accounts and question whether Robert Denouden has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sagepoint Financial which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Sagepoint Financial If you have questions about Sagepoint Financial and/or Robert Denouden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Brett Weichbrod of Sagepoint Financial, Inc.

DID BRETT EDWARD WEICHBROD CAUSE YOU INVESTMENT LOSSES? Brett Edward Weichbrod with Sagepoint Financial, Inc. Has One Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Brett E. Weichbrod with Sagepoint Financial, Inc.? Brett Weichbrod (CRD #4595377) who is currently registered with Sagepoint Financial, Inc. and located in Santa Barbara, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Brett Weichbrod was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial, Inc. Broker Misconduct In his career, Brett Weichbrod has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations are that Brett Weichbrod recommended unsuitable private securities transactions. The customer complaint filed against Brett Weichbrod’s current employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct is still pending. Brett Weichbrod Red Flags & Your Rights As An Investor Of course, Brett Weichbrod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Weichbrod at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Weichbrod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. If you have questions about Sagepoint Financial, Inc. and/or Brett Weichbrod and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading