Rodney Smith Formerly With Securities America, Inc. Reviews

DID RODNEY DANIEL SMITH CAUSE YOU INVESTMENT LOSSES? Rodney Smith Formerly With Securities America, Inc. and Harbour Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Rodney Smith Customer Complaints and Reviews Allegations Against Rodney Smith Rodney Smith Red Flags & Your Rights As An Investor Of course, Rodney Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Smith at Securities America, Inc. and Harbour Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rodney Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Harbour Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Rodney Smith If you have questions about Securities America, Inc., Harbour Investments, Inc. and/or Rodney Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Ryan Beishuizen of Securities America, Inc.

DID RYAN MATTHEW BEISHUIZEN CAUSE YOU INVESTMENT LOSSES? Ryan Beishuizen Of Securities America, Inc. And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Beishuizen Customer Complaint Ryan Beishuizen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to the safety of a structured product purchased in customer’s account. Fifth Third Securities recently denied the customer complaint and so far, the investor is not taken any further action. Ryan Beishuizen Red Flags & Your Rights As An Investor Of course, Ryan Beishuizen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Beishuizen at Securities America, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Beishuizen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Ryan Beishuizen  If you have questions about Securities America, Inc., Fifth Third Securities, Inc. and/or Ryan Beishuizen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Frederick Azzurro of Securities America, Inc.

DID FREDERICK JOSEPH AZZURRO CAUSE YOU INVESTMENT LOSSES? Frederick Azzurro Of Securities America, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Azzurro Customer Complaint Frederick Azzurro has been the subject of at least one customer complaint that we know about seeking to recover misappropriated funds. The allegations made in the FINRA reported customer complaint for investment losses were funds were misappropriated with the assistance of the registered representative to the customer’s spouse. A lawsuit was recently filed in June 2023 and is pending in the Supreme Court of the State of New York. Frederick Azzurro Red Flags & Your Rights As An Investor Of course, Frederick Azzurro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Azzurro at Securities America, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Azzurro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frederick Azzurro If you have questions about Securities America, Inc., Equitable Advisors, LLC and/or Frederick Azzurro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Michael Zimmer of Securities America, Inc.

DID MICHAEL FRANCIS ZIMMER CAUSE YOU INVESTMENT LOSSES? Michael Zimmer Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Zimmer Customer Complaint Michael Zimmer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendation of variable universal life insurance policy. Securities America recently denied the customer complaint and to date, the investor has not taken any further action. Michael Zimmer Red Flags & Your Rights As An Investor Of course, Michael Zimmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zimmer at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Zimmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Michael Zimmer If you have questions about Securities America, Inc. and/or Michael Zimmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Joseph Altobelli of Securities America, Inc.

DID JOSEPH STEVEN ALTOBELLI CAUSE YOU INVESTMENT LOSSES? Joseph Altobelli Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Altobelli Customer Complaint Joseph Altobelli has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation of a non-traded business development company was not in keeping with the client’s objectives and risk tolerance, and that full disclosure was not made regarding the investment. Currently, the customer complaint is still pending. Joseph Altobelli Red Flags & Your Rights As An Investor Of course, Joseph Altobelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Altobelli at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Altobelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Joseph Altobelli If you have questions about Securities America, Inc. and/or Joseph Altobelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Tamber Proctor formerly with Securities America, Inc.

DID TAMBER KING PROCTOR CAUSE YOU INVESTMENT LOSSES? Tamber Proctor Formerly With Securities America, Inc. and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Tamber Proctor Customer Complaints Tamber Proctor has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by LPL Financial in favor of the investors. Allegations Against Tamber Proctor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamber Proctor Red Flags & Your Rights As An Investor Of course, Tamber Proctor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamber Proctor at Securities America, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tamber Proctor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Tamber Proctor If you have questions about Securities America, Inc., LPL Financial LLC and/or Tamber Proctor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Scott Barber of Securities America, Inc.

DID SCOTT MICHAEL BARBER CAUSE YOU INVESTMENT LOSSES? Scott Barber Of Securities America, Inc. And Formerly With Investacorp, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Barber Customer Complaints Scott Barber has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Barber’s former employers in favor of the investors. The other customer complaint was denied by Cetera Advisors Network and the customer took no further action. Allegations Against Scott Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barber Red Flags & Your Rights As An Investor Of course, Scott Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barber at Securities America, Inc. and Investacorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Investacorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Scott Barber If you have questions about Securities America, Inc., Investacorp, Inc. and/or Scott Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Robert Feldman of Securities America, Inc.

DID ROBERT JAY FELDMAN CAUSE YOU INVESTMENT LOSSES? Robert Feldman Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Feldman Customer Complaint Robert Feldman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading in client’s account. Securities America denied the customer complaint and, to date, no further action has been taken by the investor. Robert Feldman Red Flags & Your Rights As An Investor Of course, Robert Feldman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Feldman at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Feldman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Robert Feldman If you have questions about Securities America, Inc. and/or Robert Feldman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mark Farnan formerly with Securities America, Inc.

DID MARK STEPHEN FARNAN CAUSE YOU INVESTMENT LOSSES? Mark Farnan Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Farnan Customer Complaint Mark Farnan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the account was overly concentrated in alternative investments. Securities America settled the customer complaint in favor of the investor. Mark Farnan Red Flags & Your Rights As An Investor Of course, Mark Farnan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Farnan at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Farnan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Mark Farnan If you have questions about Securities America, Inc. and/or Mark Farnan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

John Petraglia formerly with Securities America, Inc.

DID JOHN VINCENT PETRAGLIA CAUSE YOU INVESTMENT LOSSES? John Petraglia Formerly With Securities America, Inc. and InvestaCorp, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Petraglia Customer Complaint John Petraglia has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violations of FINRA rules, negligence, misrepresentation and breach of fiduciary duty related to REIT investments. The customer complaint was settled by Cabinet Lodge Securities in favor of the investor. John Petraglia Red Flags & Your Rights As An Investor Of course, John Petraglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Petraglia at Securities America, Inc. and InvestaCorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Petraglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and InvestaCorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To John Petraglia If you have questions about Securities America, Inc., InvestaCorp, Inc. and/or John Petraglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading