Jul 15, 2023

Tamber Proctor formerly with Securities America, Inc.

DID TAMBER KING PROCTOR CAUSE YOU INVESTMENT LOSSES? Tamber Proctor Formerly With Securities America, Inc. and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Tamber Proctor Customer Complaints Tamber Proctor has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by LPL Financial in favor of the investors. Allegations Against Tamber Proctor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamber Proctor Red Flags & Your Rights As An Investor Of course, Tamber Proctor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamber Proctor at Securities America, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tamber Proctor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Tamber Proctor If you have questions about Securities America, Inc., LPL Financial LLC and/or Tamber Proctor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Barber of Securities America, Inc.

DID SCOTT MICHAEL BARBER CAUSE YOU INVESTMENT LOSSES? Scott Barber Of Securities America, Inc. And Formerly With Investacorp, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Barber Customer Complaints Scott Barber has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Barber’s former employers in favor of the investors. The other customer complaint was denied by Cetera Advisors Network and the customer took no further action. Allegations Against Scott Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barber Red Flags & Your Rights As An Investor Of course, Scott Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barber at Securities America, Inc. and Investacorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Investacorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Scott Barber If you have questions about Securities America, Inc., Investacorp, Inc. and/or Scott Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2023

Robert Feldman of Securities America, Inc.

DID ROBERT JAY FELDMAN CAUSE YOU INVESTMENT LOSSES? Robert Feldman Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Feldman Customer Complaint Robert Feldman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading in client’s account. Securities America denied the customer complaint and, to date, no further action has been taken by the investor. Robert Feldman Red Flags & Your Rights As An Investor Of course, Robert Feldman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Feldman at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Feldman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Robert Feldman If you have questions about Securities America, Inc. and/or Robert Feldman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Austin of Securities America, Inc.

DID MICHAEL PAUL AUSTIN CAUSE YOU INVESTMENT LOSSES? Michael Austin Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Austin Customer Complaint Michael Austin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose nature mechanics and risk of variable annuity. Securities America denied the customer complaint and, to date, no further action has been taken by the customer. Michael Austin Red Flags & Your Rights As An Investor Of course, Michael Austin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Austin at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Austin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Michael Austin If you have questions about Securities America, Inc. and/or Michael Austin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Farnan formerly with Securities America, Inc.

DID MARK STEPHEN FARNAN CAUSE YOU INVESTMENT LOSSES? Mark Farnan Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Farnan Customer Complaint Mark Farnan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the account was overly concentrated in alternative investments. Securities America settled the customer complaint in favor of the investor. Mark Farnan Red Flags & Your Rights As An Investor Of course, Mark Farnan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Farnan at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Farnan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Mark Farnan If you have questions about Securities America, Inc. and/or Mark Farnan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Vassar formerly with Securities America, Inc.

DID LAWRENCE KENDALL VASSAR CAUSE YOU INVESTMENT LOSSES? Lawrence Vassar Formerly With Securities America, Inc. and Presidential Brokerage, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lawrence Vassar Customer Complaint Lawrence Vassar has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation, negligence, unsuitability and breach of fiduciary duty related to non-traded business development companies. The customer complaint against Forta Financial Group is still pending in a FINRA arbitration proceeding. Lawrence Vassar Red Flags & Your Rights As An Investor Of course, Lawrence Vassar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Vassar at Securities America, Inc. and Presidential Brokerage, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Vassar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Presidential Brokerage, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Lawrence Vassar If you have questions about Securities America, Inc., Presidential Brokerage, Inc. and/or Lawrence Vassar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2023

John Petraglia formerly with Securities America, Inc.

DID JOHN VINCENT PETRAGLIA CAUSE YOU INVESTMENT LOSSES? John Petraglia Formerly With Securities America, Inc. and InvestaCorp, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Petraglia Customer Complaint John Petraglia has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violations of FINRA rules, negligence, misrepresentation and breach of fiduciary duty related to REIT investments. The customer complaint was settled by Cabinet Lodge Securities in favor of the investor. John Petraglia Red Flags & Your Rights As An Investor Of course, John Petraglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Petraglia at Securities America, Inc. and InvestaCorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Petraglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and InvestaCorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To John Petraglia If you have questions about Securities America, Inc., InvestaCorp, Inc. and/or John Petraglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

Jaime Westenbarger formerly with Securities America, Inc.

DID JAIME MICHAEL WESTENBARGER CAUSE YOU INVESTMENT LOSSES? Jaime Westenbarger Formerly With Securities America, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Who is Jaime Westenbarger formerly with Securities America, Inc.? Jaime Westenbarger (CRD 4625703) who was formerly registered with Securities America, Inc. and located in Grand Rapids, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Jaime Westenbarger was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jaime Westenbarger has had his own share of regulatory problems. In April 2021 he was permanently barred from the securities industry by the SEC after it found that he took $200,000 from to investors in Michigan the purchase short-term CD investments but instead use the funds for his personal expenses. Jaime Westenbarger Customer Complaints Jaime Westenbarger has been the subject of 10 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled in favor of investors. Three of the customer complaints were denied his former employer’s and it appears the customers took no further action. Allegations Against Jaime Westenbarger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jaime Westenbarger Red Flags & Your Rights As An Investor Of course, Jaime Westenbarger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Westenbarger at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jaime Westenbarger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Jaime Westenbarger If you have questions about Securities America, Inc. and/or Jaime Westenbarger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Gregg Fortune of Securities America, Inc.

DID GREGG RANDALL FORTUNE CAUSE YOU INVESTMENT LOSSES? Gregg Fortune Of Securities America, Inc. And Formerly With Cedar Brook Group Has 10 Customer Complaints For Alleged Broker Misconduct Who is Gregg Fortune of Securities America, Inc.? Gregg Fortune (CRD #2701163) who is currently registered with Securities America, Inc. and located in West Bloomfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Gregg Fortune was associated with Cedar Brook Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregg Fortune Customer Complaints Gregg Fortune has been the subject of 10 customer complaints that we know about to recover investment losses. Seven of the 10 customer complaints settled in favor of the investors. Two complaints were denied by Securities America at the date, the customers have been, taking any further action. One customer complaint remains pending in arbitration. Allegations Against Gregg Fortune A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregg Fortune Red Flags & Your Rights As An Investor Of course, Gregg Fortune did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregg Fortune at Securities America, Inc. and Cedar Brook Groupon alert to review carefully the activity and performance of their accounts and question whether Gregg Fortune has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Cedar Brook Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Gregg Fortune If you have questions about Securities America, Inc., Cedar Brook Group and/or Gregg Fortune and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Calise of Securities America, Inc.

DID FRANK J. CALISE CAUSE YOU INVESTMENT LOSSES? Frank Calise of Securities America, Inc. And Formerly With Questar Asset Management, Inc. and Questar Capital Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Calise of Securities America, Inc.? Frank Calise (CRD #3022262), who is currently registered with Securities America, Inc. and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Frank Calise was associated with Questar Asset Management, Inc. and Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Calise Customer Complaints Frank Calise has been the subject of 2 customer complaints that we know about. One of the customer complaints was settled in favor of the investor. The other customer complaint was denied and to date, the customer has not taken any further actions. Allegations Against Frank Calise A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Calise Red Flags & Your Rights As An Investor Of course, Frank Calise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Calise at Securities America, Inc., Questar Asset Management, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Calise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc., Questar Asset Management, Inc. and Questar Capital Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frank Calise If you have questions about Calise Securities America, Inc., Questar Asset Management, Inc., Questar Capital Corporation and/or Frank Calise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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