Nov 23, 2022

Dennis Zaderaka formerly with Securities America, Inc

DID DENNIS EUGENE ZADERAKA CAUSE YOU INVESTMENT LOSSES? Dennis Zaderaka Formerly With Securities America, Inc. And Crown Capital Securities, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Dennis Zaderaka formerly with Securities America, Inc.? Dennis Zaderaka (CRD #706589) who was formerly registered with Securities America, Inc. and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Dennis Zaderaka was associated with Crown Capital Securities, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dennis Zaderaka Customer Complaint Dennis Zaderaka has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was sold numerous high-commission, complex, illiquid, and risky alternative investments, including REITs and business development Corporation investments. Dennis Zaderaka’s customer complaint was settled in favor of the investor. Dennis Zaderaka Red Flags & Your Rights As An Investor Of course, Dennis Zaderaka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Zaderaka at Securities America, Inc. and Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Dennis Zaderaka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Crown Capital Securities, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Dennis Zaderaka If you have questions about Securities America, Inc., Crown Capital Securities, L.P. and/or Dennis Zaderaka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Claric of Securities America, Inc.

DID DANIEL JAMES CLARIC CAUSE YOU INVESTMENT LOSSES? Daniel Claric Of Securities America, Inc. And Formerly With KMS Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Claric of Securities America, Inc.? Daniel Claric (CRD #4797769) who is currently registered with Securities America, Inc. and located in Eugene, Oregon is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Daniel Claric was associated with KMS Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Claric Customer Complaints Daniel Claric has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Daniel Claric’s customer complaints were settled in favor of investors. Allegations Against Daniel Claric A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized distributions from client’s account by third-party. Unauthorized sale of securities from a trust accounts that created tax liabilities. Daniel Claric Red Flags & Your Rights As An Investor Of course, Daniel Claric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Claric at Securities America, Inc. and KMS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Claric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and KMS Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Daniel Claric If you have questions about Securities America, Inc., KMS Financial Services, Inc. and/or Daniel Claric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2022

Curtis Wilson formerly with Securities America, Inc.

It’s critical that everyone understand everything there is to know about the people with whom they entrust their money. There are several ways to learn more about a person’s background, including his or her past employment history, regulatory legal issues, and consumer complaints. This crucial information might prompt you to ask about Curtis Wilson and the money you invested. We’ll do everything we can to answer any concerns you have. DID CURTIS BRIAN WILSON CAUSE YOU INVESTMENT LOSSES? Curtis Wilson Formerly With Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Wilson formerly with Securities America, Inc.? Curtis Wilson (CRD #1517272) who was formerly registered with Securities America, Inc. and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.    Curtis Wilson Customer Complaints Curtis Wilson has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Curtis Wilson’s 2 customer complaints was settled in favor of investor.  One of Curtis Wilson’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Curtis Wilson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to execute trades in a timely manner. Unauthorized trading. Curtis Wilson Red Flags & Your Rights As An Investor Of course, Curtis Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Wilson at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Curtis Wilson If you have questions about Securities America, Inc. and/or Curtis Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leah Brooks of Securities America

DID LEAH ANNE BROOKS CAUSE YOU INVESTMENT LOSSES? Leah Brooks Of Securities America, Securities America Advisors And Formerly With Raymond James Financial Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Leah Brooks of Securities America? Leah Brooks (CRD #5587158) who is currently registered with Securities America, Securities America Advisors and located in Durant, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Leah Brooks was associated with Raymond James Financial Services, Cetera Investment Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leah Brooks Customer Complaint Leah Brooks has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Leah Brooks recommended unsuitable investments. The customer complaint filed against Leah Brooks’ former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Leah Brooks Red Flags & Your Rights As An Investor Of course, Leah Brooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leah Brooks at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Leah Brooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Leah Brooks If you have questions about Securities America, Securities America Advisors, Raymond James Financial Services, Cetera Investment Advisers, and/or Leah Brooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Antonio Reyna of Securities America

DID ANTONIO REYNA CAUSE YOU INVESTMENT LOSSES? Antonio Reyna Of Securities America, Inc. And Securities America Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Antonio Reyna of Securities America, Inc.? Antonio Reyna (CRD #2284509) who is currently registered with Securities America, Inc., Securities America Advisors and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Antonio Reyna Customer Complaint Antonio Reyna has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the plaintiff identified Mr. Reyna as a “supervisory defendant” and alleged that the supervisory defendants were negligent in their supervision of a representative who Plaintiff alleged misappropriated her funds. The customer complaint filed against Antonio Reyna’s former employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Antonio Reyna Red Flags & Your Rights As An Investor Of course, Antonio Reyna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antonio Reyna at Securities America, Inc. and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Antonio Reyna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Securities America Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Antonio Reyna If you have questions about Securities America, Inc., Securities America Advisors, and/or Antonio Reyna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Phillips Formerly With Securities America

DID KEVIN SCOTT PHILLIPS CAUSE YOU INVESTMENT LOSSES? Kevin Phillips Formerly With Securities America And J.W. Cole Financial Has 4 Customer Complaints For Alleged Broker Misconduct Who is Kevin Phillips formerly with Securities America? Kevin Phillips (CRD #1591468) who was formerly registered with Securities America and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Kevin Phillips was associated with J.W. Cole Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Phillips Customer Complaints Kevin Phillips has been the subject of 4 customer complaints that we know about. Two of Kevin Phillips’ 4 customer complaints were settled in favor of investors. Two of Kevin Phillips’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Kevin Phillips A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Kevin Phillips made unsuitable recommendations to purchase two private placement REITs and an energy sector investment. Client alleged Kevin Phillips misrepresented the mutual funds into which she invested. Client claimed agent never told her about penalty fees or administrative fees. Client wanted a full refund of what she invested. Client alleged that Kevin Phillips failed to adequately advise him of the risk associated with a recommended REIT. Client alleged Kevin Phillips misrepresented the nature of his real estate investment trust purchase. Kevin Phillips Red Flags & Your Rights As An Investor Of course, Kevin Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Phillips at Securities America and J.W. Cole Financial on alert to review carefully the activity and performance of their accounts and question whether Kevin Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and J.W. Cole Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Kevin Phillips If you have questions about Securities America, J.W. Cole Financial, and/or Kevin Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Henry Sandigo of Securities America

DID HENRY JOSEPH SANDIGO CAUSE YOU INVESTMENT LOSSES? Henry Sandigo Of Securities America And Securities America Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Henry Sandigo of Securities America? Henry Sandigo (CRD #1844538) who is currently registered with Securities America, Securities America Advisors and located in Shingle Springs, California is a subject of one of our many securities industry sales practice abuse investigations. Henry Sandigo Customer Complaint Henry Sandigo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Henry Sandigo signed her signature on account documents. Henry Sandigo’s customer complaint was denied and, to date, the customer has not taken any further action. Henry Sandigo Red Flags & Your Rights As An Investor Of course, Henry Sandigo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Sandigo at Securities America and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Henry Sandigo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and Securities America Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Henry Sandigo If you have questions about Securities America, Securities America Advisors, and/or Henry Sandigo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Schaible of Securities America

DID THOMAS PETER SCHAIBLE CAUSE YOU INVESTMENT LOSSES? Thomas Schaible Of Securities America, Securities America Advisors And Formerly With SSN Advisory And Securities Service Network Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Schaible of Securities America? Thomas Schaible (CRD #2079444) who is currently registered with Securities America, Securities America Advisors and located in Whitehouse, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America and Securities America Advisors, Thomas Schaible was associated with SSN Advisory, Securities Service Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Schaible Customer Complaint Thomas Schaible has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the claimant is the former sister-in-law of Mr. Schaible. She alleged that he improperly followed instructions from her husband (Mr. Schaible’s brother) to transfer funds from the joint brokerage account (joint with her husband) to a joint bank account. The claimant and her husband had previously executed a standing letter of instruction for EFT’s to this joint bank account. The claimant alleged that such transfer was done in an effort to assist the movement of assets in advance of a divorce proceeding. The customer complaint filed against Thomas Schaible’s current employer Securities Service Network for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas Schaible Red Flags & Your Rights As An Investor Of course, Thomas Schaible did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Schaible at Securities America, Securities America Advisors, SSN Advisory, and Securities Service Network on alert to review carefully the activity and performance of their accounts and question whether Thomas Schaible has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, SSN Advisory, and Securities Service Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Thomas Schaible If you have questions about Securities America, Securities America Advisors, SSN Advisory, Securities Service Network, and/or Thomas Schaible and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Pamela Maybury of Securities America

DID PAMELA JO MAYBURY CAUSE YOU INVESTMENT LOSSES? Pamela Maybury Of Securities America, Securities America Advisors And Formerly With Securities Service Network  And SSN Advisory Has 2 Customer Complaints For Alleged Broker Misconduct Who is Pamela Maybury of Securities America? Pamela Maybury (CRD #4334173) who is currently registered with Securities America, Securities America Advisors and located in Meadow Vista, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America and Securities America Advisors, Pamela Maybury was associated with Securities Service Network, SSN Advisory and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Pamela Maybury Customer Complaints Pamela Maybury has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Pamela Maybury’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Pamela Maybury A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged improper trading by Pamela Maybury. The client alleged that Pamela Maybury provided inaccurate information regarding the taxation of a withdrawal from the client’s non-qualified annuity. The client alleged that this error resulted in the client incurring a large unexpected tax liability. Pamela Maybury Red Flags & Your Rights As An Investor Of course, Pamela Maybury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Maybury at Securities America, Securities America Advisors, Securities Service Network, and SSN Advisory on alert to review carefully the activity and performance of their accounts and question whether Pamela Maybury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, Securities Service Network, and SSN Advisory also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Pamela Maybury If you have questions about Securities America, Securities America Advisors, Securities Service Network, SSN Advisory, and/or Pamela Maybury and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Klevens of Securities America

DID JOHN THOMSON KLEVENS CAUSE YOU INVESTMENT LOSSES? John Klevens Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is John Klevens of Securities America? John Klevens (CRD #2125586) who is currently registered with Securities America and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, John Klevens was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Klevens Customer Complaint John Klevens has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were KMS Advisor filed a civil action against his former client alleging violations of an existing protection order that was granted by King County District Court. The former client filed a counter-claim against KMS Advisor which alleged breach of fiduciary duty and mismanagement of funds and demanded disgorgement of all fees and costs. John Klevens’ customer complaint was settled in favor of the investors. John Klevens Red Flags & Your Rights As An Investor Of course, John Klevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Klevens at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Klevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To John Klevens If you have questions about Securities America, KMS Financial Services, and/or John Klevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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