Feb 22, 2022

August Perazzini of Securities America, Inc.

DID AUGUST JOHN PERAZZINI CAUSE YOU INVESTMENT LOSSES? August Perazzini Of Securities America, Inc. And Formerly With Securities Service Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is August Perazzini of Securities America, Inc.? August Perazzini (CRD #2907194) who is currently registered with Securities America, Inc. and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., August Perazzini was associated with Securities Service Network, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. August Perazzini Customer Complaint August Perazzini has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were August Perazzini was negligent in failing to ensure that the funds from customer’s annuity were transferred to a brokerage account and invested on a timely basis. August Perazzini’s customer complaint was settled in favor of the investors. August Perazzini Red Flags & Your Rights As An Investor Of course, August Perazzini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of August Perazzini at Securities America, Inc. and Securities Service Network, LLC on alert to review carefully the activity and performance of their accounts and question whether August Perazzini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Securities Service Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To August Perazzini If you have questions about Securities America, Inc., Securities Service Network, LLC and/or August Perazzini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James Hager of Securities America

DID JAMES LESTER HAGER JR CAUSE YOU INVESTMENT LOSSES? James Lester Hager Jr of Securities America And Formerly with Woodbury Financial Services Has 2 Customer Complaints for Alleged Broker Misconduct Who is James L. Hager Jr of Securities America? James Hager (CRD #2892679) who is currently registered with Securities America and located in Cary, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Securities America, James Hager was associated with Woodbury Financial Services and 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Hager Customer Complaints In his career, James Hager has been the subject of at least two customer complaints that we know about. One of James Hager’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against James Hager’s former employer Woodbury Financial Services for investment losses caused by his alleged misconduct. Allegations Against James Hager   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Breach of fiduciary duty, breach of contract, negligence, negligent supervision with regard to the sale of REITs allegedly made by James Hager. James Hager misrepresented the features and benefits of an Allianz Annuity. James Hager Red Flags & Your Rights as an Investor Of course, James Hager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Hager at Securities America, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Hager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Woodbury Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Securities America, Inc.   If you have questions about Securities America, Inc., Woodbury Financial Services, Inc., and/or James Hager and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Arthur Dietz of Securities America, Inc.

DID ARTHUR JOSEPH DIETZ CAUSE YOU INVESTMENT LOSSES? Arthur Dietz of Securities America, Inc., Securities America Advisors And Formerly With Securities Service Network And SSN Advisory Has One Customer Complaint For Alleged Broker Misconduct Who is Arthur Dietz of Securities America, Inc.? Arthur Dietz (CRD #1210388) who is currently registered with Securities America, Inc., Securities America Advisors and located in Indiana, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Securities America Advisors, Arthur Dietz was associated with Securities Service Network, SSN Advisory and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur Dietz Customer Complaint Arthur Dietz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges the representative conspired with client’s family to steal his pension plan. Arthur Dietz’s customer complaint was denied and the customer did not take any further action. Arthur Dietz Red Flags & Your Rights As An Investor Of course, Arthur Dietz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Dietz at Securities America, Inc., Securities America Advisors, Securities Service Network and SSN Advisory on alert to review carefully the activity and performance of their accounts and question whether Arthur Dietz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc., Securities America Advisors, Securities Service Network and SSN Advisory also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Arthur Dietz If you have questions about Securities America, Inc., Securities America Advisors, Securities Service Network, SSN Advisory, and/or Arthur Dietz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Elliot Packer of Securities America, Inc.

DID ELLIOTT ERIC PACKER CAUSE YOU INVESTMENT LOSSES? Elliott Packer Formerly With Securities America, Inc. And Financial West Group Has 4 Customer Complaints For Alleged Broker Misconduct Who is Elliott Packer formerly with Securities America, Inc.? Elliott Packer (CRD #2372672) who was formerly registered with Securities America, Inc. and Securities America Advisors and located in Wellesley, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc. and Securities America Advisors, Elliott Packer was associated with Financial West Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Elliott Packer Customer Complaints Elliott Packer has been the subject of 4 customer complaints that we know about. Two of Elliott Packer’s 4 customer complaints were settled in favor of investors. The other 2 Elliott Packer customer complaints were denied and the customers did not take any further action. Allegations Against Elliott Packer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges Elliott Packer recommended they invest in real estate instead of an advisory account and that the advisor converted funds from the real estate investment for personal use. Client complaint received regarding level of trading activity and market loss allegedly committed by Elliott Packer. Client’s complaint revolves around her three (3) managed accounts, the volume of transactions, the performance, and the fees paid, allegedly committed by Elliott Packer. The client alleges that the Trust incurred over $13,000 worth of legal fees when establishing their account. In addition, the client alleges that excessive trading generated over $130k in gains and will result in over $40K in taxes by Elliott Packer. Elliott Packer Red Flags & Your Rights As An Investor Of course, Elliott Packer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elliott Packer at Securities America, Inc., Securities America Advisors and Financial West Group on alert to review carefully the activity and performance of their accounts and question whether Elliott Packer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc., Securities America Advisors and Financial West Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Elliott Packer If you have questions about Securities America, Inc., Securities America Advisors, Financial West Group, and/or Elliott Packer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Giustino Destefano of Securities America, Inc.

DID GIUSTINO DESTEFANO CAUSE YOU INVESTMENT LOSSES? Giustino Destefano Formerly With Securities America, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Who is Giustino Destefano formerly with Securities America, Inc.? Giustino Destefano (CRD #4926924) who was formerly registered with Securities America, Inc. and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Giustino Destefano was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Giustino Destefano has had his own regulatory problems. In March 2016, he was suspended for 3 months and fined $10,000 by FINRA for the allegedly exercising discretion in customer accounts and executing trades without written authorization.  Giustino Destefano Customer Complaints Giustino Destefano has been the subject of 8 customer complaints that we know about. Five of Giustino Destefano’s 8 customer complaints were settled in favor of investors. All of the customers’ complaints except two were settled in favor of the investors. Allegations Against Giustino Destefano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges that Giustino Destefano invested Claimant’s funds in unsuitable and aggressive investments. Allegations include common law fraud, breach of contract, breach of fiduciary duty, violation of California Securities Act and elder abuse. Claimants allege Giustino Destefano engaged in discretionary trading and overconcentrated claimants’ accounts in unsuitable stocks. Additional allegations are negligence and breach of fiduciary duty. Claimants allege that Giustino Destefano implemented a speculative investment strategy in Claimant’s accounts that was not appropriate given their risk tolerance. Allegations include misrepresentations, unsuitability, unauthorized trading, overconcentration, fraud and violations of federal securities laws and FINRA rules. Client alleges Giustino Destefano effected unauthorized and unsuitable transactions. Customer alleges a substantial market loss of 50% by Giustino Destefano. Power of attorney for customer alleges excessive trading by Giustino Destefano. Power of attorney for customer alleges unsuitable investment recommendations by Giustino Destefano. The customer alleges unsuitable investment recommendations, misrepresentation, excessive trading and unauthorized trading by Giustino Destefano. Giustino Destefano Red Flags & Your Rights As An Investor Of course, Giustino Destefano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Giustino Destefano at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Giustino Destefano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Giustino Destefano If you have questions about Securities America, Inc. and/or Giustino Destefano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Benjamin Young of Securities America

DID BENJAMIN ROBERT YOUNG CAUSE YOU INVESTMENT LOSSES? Benjamin Robert Young of Securities America Has 3 Customer Complaints for Alleged Broker Misconduct Who is Benjamin R. Young of Securities America? Benjamin Young (CRD #5030120) who is currently registered with Securities America and located in Cameron Park, CA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Benjamin Young was associated with Brecek Young Advisors and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Securities America Broker Misconduct In his/her career, Benjamin Young has been the subject of 3 customer complaints that we know about. 3 of Benjamin Young’s 3 customer complaints were settled in favor of investors. Allegations Against Benjamin Young A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges the representative put him into an unsuitable investment. The client alleges the trading activity in his account was not suitable. The client alleges that he was put into an unsuitable investment. Benjamin Young Red Flags & Your Rights as An Investor Of course, Benjamin Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Benjamin Young at Securities America on alert to review carefully the activity and performance of their accounts and question whether Benjamin Young has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Securities America which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Securities America If you have questions about Securities America and/or Benjamin Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Alan Vandeweerd of Securities America, Inc.

DID ALAN LEE VANDEWEERD CAUSE YOU INVESTMENT LOSSES? Alan Lee Vandeweerd formerly with Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan L. Vandeweerd formerly with Securities America, Inc.? Alan Vandeweerd (CRD #829161) who was formerly registered with Securities America, Inc. and located in Sac City, IA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Alan Vandeweerd was associated with Securities America Advisors and 1 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Securities America, Inc. Broker Misconduct In his career, Alan Vandeweerd has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Alan Vandeweerd’s 2 customer complaints was settled in favor of investors. Allegations Against Alan Vandeweerd A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Executor alleges the representative put the client into an unsuitable investment. Mutual fund unsuitable for investor. Alan Vandeweerd Red Flags & Your Rights As An Investor Of course, Alan Vandeweerd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Vandeweerd at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Vandeweerd has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Securities America, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. If you have questions about Securities America, Inc. and/or Alan Vandeweerd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Wayne Wagner of Securities America, Inc

DID WAYNE DAVID WAGNER JR CAUSE YOU INVESTMENT LOSSES? Wayne David Wagner Jr with Securities America, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Wayne D. Wagner Jr with Securities America, Inc.? Wayne Wagner (CRD #2736605) who is currently registered with Securities America, Inc. and located in Wilmington, Delaware is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Securities America, Inc., Wayne Wagner was associated with LPL Financial, LLC and another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC Broker Misconduct In his career, Wayne Wagner has been the subject of 2 customer complaints that we know about, both of those complaints were filed against his former employer LPL Financial, LLC in the last 2 years to recover investment losses.   One of Wayne Wagner’s customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Wayne Wagner’s former employer LPL Financial, LLC for investment losses caused by his alleged misconduct. Allegations Against Wayne Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege that Wayne Ladner misled them and made unsuitable investment recommendations to invest in Colony NorthStar and Resource REIT, Franklin Square, a business development company, and CION Investment Corporation. The customer alleges that Wayne Wegner engaged in unauthorized trading, breached his fiduciary duty, misrepresented facts, and violated FINRA conduct rules in connection with alternative investments offered and sold to him. Wayne Wagner Red Flags & Your Rights as An Investor Of course, Wayne Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Wagner at Securities America, Inc. and LPL Financial, LLC alert to review carefully the activity and performance of their accounts and question whether Wayne Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC about Wayne Wegner also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc.  And LPL Financial, LLC If you have questions about Securities America, Inc., LPL Financial, LLC and/or Wayne Wagner and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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