Jul 22, 2024

Walter Shoczolek, III of Sigma Financial Corporation Reviews

DID Walter Shoczolek, III CAUSE YOU INVESTMENT LOSSES? Walter Shoczolek, III Of Sigma Financial Corporation And Formerly With Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Walter Shoczolek, III Customer Complaints and Reviews Walter Shoczolek III has two reported disclosure events: one customer dispute settled and one pending. Allegations Against Walter Shoczolek, III Walter Shoczolek, III Red Flags & Your Rights As An Investor Of course, Walter Shoczolek, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Shoczolek, III at Sigma Financial Corporation and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Walter Shoczolek, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To Walter Shoczolek, III If you have questions about Sigma Financial Corporation, Avantax Investment Services, Inc. and/or Walter Shoczolek, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2024

Van Washington of Sigma Financial Corporation Reviews

DID VAN WASHINGTON CAUSE YOU INVESTMENT LOSSES? Van Washington Of Sigma Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct Van Washington Customer Complaint and Reviews Total Incidents: 1 Customer Dispute, 2 Judgments/Liens Allegations Against Van Washington Van Washington Red Flags & Your Rights As An Investor Of course, Van Washington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Van Washington at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Van Washington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To Van Washington  If you have questions about Sigma Financial Corporation and/or Van Washington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

William Harris formerly with Sigma Financial Corporation

DID WILLIAM V HARRIS CAUSE YOU INVESTMENT LOSSES? William Harris Formerly With Sigma Financial Corporation and WFG Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Harris Customer Complaint William Harris has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence, breach of fiduciary duty, and misrepresentation of real estate investments. William Harris Red Flags & Your Rights As An Investor Of course, William Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Harris at Sigma Financial Corporation and WFG Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation and WFG Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To William Harris If you have questions about Sigma Financial Corporation, WFG Investments, Inc. and/or William Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew McDonald of Sigma Financial Corporation

DID MATTHEW JOSEPH MCDONALD CAUSE YOU INVESTMENT LOSSES? Matthew McDonald Of Sigma Financial Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Matthew McDonald Customer Complaints Matthew McDonald has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Sigma Financial Corporation in favor of the investors. Allegations Against Matthew McDonald A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew McDonald Red Flags & Your Rights As An Investor Of course, Matthew McDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McDonald at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Matthew McDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To Matthew McDonald If you have questions about Sigma Financial Corporation and/or Matthew McDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2023

Kyle Jobin of Sigma Financial Corporation

DID KYLE SEAN JOBIN CAUSE YOU INVESTMENT LOSSES? Kyle Jobin Of Sigma Financial Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Kyle Jobin Customer Complaints Kyle Jobin has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Sigma Financial Corporation in favor of the investors. Allegations Against Kyle Jobin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Jobin Red Flags & Your Rights As An Investor Of course, Kyle Jobin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Jobin at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Kyle Jobin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To Kyle Jobin If you have questions about Sigma Financial Corporation and/or Kyle Jobin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Aiello of Sigma Financial

DID JOSEPH EDWARD AIELLO CAUSE YOU INVESTMENT LOSSES? Joseph Aiello of Sigma Financial, SPC Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Aiello of Sigma Financial? Joseph Aiello (CRD #1624046) who is currently registered with Sigma Financial, SPC and located in Troy, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Joseph Aiello Customer Complaint Joseph Aiello has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client purchased annuity contracts and alleges the fees were misrepresented at the time of sale. Joseph Aiello Red Flags & Your Rights As An Investor Of course, Joseph Aiello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Aiello at Sigma Financial and SPC on alert to review carefully the activity and performance of their accounts and question whether Joseph Aiello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial and SPC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Due To Joseph Aiello If you have questions about Sigma Financial, SPC, and/or Joseph Aiello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Fredrick Randhahn Formerly With Sigma Financial

DID FREDRICK MARTIN RANDHAHN CAUSE YOU INVESTMENT LOSSES? Fredrick Randhahn Formerly With Sigma Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fredrick Randhahn formerly with Sigma Financial? Fredrick Randhahn (CRD #1338801) who was formerly registered with Sigma Financial and located in Ogden, Utah is a subject of one of our many securities industry sales practice abuse investigations. Fredrick Randhahn has also been the subject of a FINRA investigation that he engaged in private securities transactions involving the sale of promissory notes without seeking prior approval from his member firm.  His alleged that he sold over $625,000 and 2 investors, some of whom were his customers at his member firm.  Without admitting or denying the allegations, he consented to sanctions of a nine-month suspension, disgorgement of the commissions he received and a $5,000 fine. Fredrick Randhahn Customer Complaints Fredrick Randhahn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Fredrick Randhahn’s 2 customer complaints were settled in favor of investors. Allegations Against Fredrick Randhahn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: In the client’s statement of claim, it was alleged the client was sold unapproved investments by Fredrick Randhahn. Claim further alleges that these investments were high risk and fraudulent. In another statement of claim, it was also alleged the client was sold unapproved investments by Fredrick Randhahn. Claim further alleges that these investments were high risk and fraudulent. Fredrick Randhahn Red Flags & Your Rights As An Investor Of course, Fredrick Randhahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fredrick Randhahn at Sigma Financial on alert to review carefully the activity and performance of their accounts and question whether Fredrick Randhahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Due To Fredrick Randhahn If you have questions about Sigma Financial and/or Fredrick Randhahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Charles McLean of Sigma Financial Corporation

DID CHARLES LOGAN MCLEAN CAUSE YOU INVESTMENT LOSSES? Charles Logan McLean with Sigma Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Charles L. McLean with Sigma Financial Corporation? Charles McLean (CRD #4351084) who is currently registered with Sigma Financial Corporation and located in McKinney, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sigma Financial Corporation, Charles McLean was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sigma Financial Corporation Broker Misconduct Charles McLean has recently become the subject of a customer complaint that was filed in the last year against Sigma Financial Corporation to recover investment losses. The allegations are that Charles McLean breached his fiduciary duty, breach of contract, made material misrepresentations and committed negligence in connection with the alternative investments. He recommended that claimant purchase, including variable annuities and real estate securities. The customer complaint filed against Charles McLean’s current employer Sigma Financial Corporation for investment losses caused by his alleged misconduct is still pending. Charles McLean Red Flags & Your Rights As An Investor Of course, Charles McLean did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles McLean at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Charles McLean has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sigma Financial Corporation, which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation   If you have questions about Sigma Financial Corporation and/or Charles McLean and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kristine Howell of Sigma Financial Corporation

DID KRISTINE ELIZABETH HOWELL CAUSE YOU INVESTMENT LOSSES? Kristine Elizabeth Howell with Sigma Financial Corporation Has One Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Kristine E. Howell with Sigma Financial Corporation? Kristine Howell (CRD #2214295) who is currently registered with Sigma Financial Corporation and located in Chesterfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sigma Financial Corporation, Kristine Howell was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sigma Financial Corporation Broker Misconduct Kristine Howell was named as the subject of a customer complaints filed in September last year to recover investment losses. The allegations are that Kristine Howell made unsuitable investment recommendations to our client to invest in alternative investments, including, the variable annuities and direct investments in the real estate sector. Claimant alleges $5 million in damages. The customer complaint filed against Kristine Howell’s current employer Sigma Financial Corporation for investment losses caused by her alleged misconduct is still pending. Kristine Howell Red Flags & Your Rights As An Investor Of course, Kristine Howell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristine Howell at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Kristine Howell has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sigma Financial Corporation, which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation If you have questions about Sigma Financial Corporation and/or Kristine Howell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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