Oct 1, 2024

George Gardner III of Silver Oak Securities, Incorporated FIRED

DID GEORGE HALL GARDNER III CAUSE YOU INVESTMENT LOSSES? George Gardner III Formerly With Silver Oak Securities, Incorporated was terminated on July 8, 2024, following an incident involving conflict with a report by client’s Power of Attorney (POA. George Gardner III Employment History He is a former registered broker with extensive experience in the securities industry, spanning several decades. He has been registered with multiple firms over his career, including Silver Oak Securities, Inc., Securities America, Inc., and Securities Service Network, LLC, among others. George has passed two general industry/product exams: the Series 7 General Securities Representative Examination and the Securities Industry Essentials Examination, as well as two multi-state securities law exams: the Series 63 and Series 65. He holds the professional designation of Chartered Financial Consultant (ChFC). George’s most recent registration was with Silver Oak Securities, Inc., where he was registered from May 2022 until July 2024. Allegations Against George Gardner III George Gardner III Red Flags & Your Rights As An Investor Of course, George Gardner III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of George Gardner III at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether George Gardner III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To George Gardner III If you have questions about Silver Oak Securities, Incorporated and/or George Gardner III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 6, 2023

Christopher Watkins of Silver Oak Securities, Incorporated

DID CHRISTOPHER NEIL WATKINS CAUSE YOU INVESTMENT LOSSES? Christopher Watkins Of Silver Oak Securities, Incorporated And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Christopher Watkins Customer Complaints Christopher Watkins has been the subject of 2 customer complaints that we know about recovering investment losses. Both of those customer complaints were settled by LPL Financial in favor of the investors. Allegations Against Christopher Watkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Watkins Red Flags & Your Rights As An Investor Of course, Christopher Watkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Watkins at Silver Oak Securities, Incorporated and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Watkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Christopher Watkins If you have questions about Silver Oak Securities, Incorporated, LPL Financial LLC and/or Christopher Watkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2023

Joel Johnson formerly with Silver Oak Securities, Incorporated

DID JOEL MARK JOHNSON CAUSE YOU INVESTMENT LOSSES? Joel Johnson Formerly With Silver Oak Securities, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Joel Johnson Customer Complaints Joel Johnson has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were denied by Silver Oak Securities in the customers took no further action. There is currently one arbitration proceeding still pending against Silver Oak Securities. Allegations Against Joel Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joel Johnson Red Flags & Your Rights As An Investor Of course, Joel Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Johnson at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joel Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Joel Johnson If you have questions about Silver Oak Securities, Incorporated and/or Joel Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2023

Heath Grossman formerly with Silver Oak Securities, Incorporated

DID HEATH G. GROSSMAN CAUSE YOU INVESTMENT LOSSES? Heath Grossman Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Heath Grossman formerly with Silver Oak Securities, Incorporated? Heath Grossman (CRD #4018002) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Silver Oak Securities, Incorporated, Heath Grossman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Heath Grossman Customer Complaint Heath Grossman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable recommendations to over concentrate portfolio in non-traded REITs. The customer complaint was settled in favor of the investor by Silver Oak Securities. Heath Grossman Red Flags & Your Rights As An Investor Of course, Heath Grossman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heath Grossman at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Heath Grossman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Heath Grossman If you have questions about Silver Oak Securities, Incorporated and/or Heath Grossman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Hogarth formerly with Silver Oak Securities, Incorporated

DID ERIC FIELD HOGARTH CAUSE YOU INVESTMENT LOSSES? Eric Hogarth Formerly With Silver Oak Securities, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Who is Eric Hogarth formerly with Silver Oak Securities, Incorporated? Eric Hogarth (CRD #4799191) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Eric Hogarth Customer Complaints Eric Hogarth has been the subject of 4 customer complaints that we know about, which were filed to recover investment losses. Three of Eric Hogarth’s 4 customer complaints were settled in favor of investors. One of Eric Hogarth’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Eric Hogarth A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Hogarth Red Flags & Your Rights As An Investor Of course, Eric Hogarth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Hogarth at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Eric Hogarth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Eric Hogarth If you have questions about Silver Oak Securities, Incorporated and/or Eric Hogarth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Miller formerly with Silver Oak Securities, Incorporated

DID DOUGLAS WILLIAM MILLER CAUSE YOU INVESTMENT LOSSES? Douglas Miller Formerly With Silver Oak Securities, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Miller formerly with Silver Oak Securities, Incorporated? Douglas Miller (CRD # 1969971) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.    Douglas Miller Customer Complaints Douglas Miller has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  Both of Douglas Miller’s customer complaints were settled in favor of investors. Allegations Against Douglas Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Miller Red Flags & Your Rights As An Investor Of course, Douglas Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Miller at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Douglas Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Douglas Miller If you have questions about Silver Oak Securities, Incorporated and/or Douglas Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Benjamin Fuchs formerly with Silver Oak Securities, Incorporated

DID BENJAMIN A. FUCHS CAUSE YOU INVESTMENT LOSSES? Benjamin Fuchs Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Fuchs formerly with Silver Oak Securities, Incorporated? Benjamin Fuchs (CRD 6146479) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Fuchs Customer Complaint Benjamin Fuchs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to non-traded REITs investment. Benjamin Fuchs’s customer complaint was settled in favor of the investors. Benjamin Fuchs Red Flags & Your Rights As An Investor Of course, Benjamin Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Fuchs at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Benjamin Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Benjamin Fuchs If you have questions about Silver Oak Securities, Incorporated and/or Benjamin Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Riley Formerly With Silver Oak Securities

DID WILLIAM EUGENE RILEY JR CAUSE YOU INVESTMENT LOSSES? William Riley Formerly With Silver Oak Securities Has 6 Customer Complaints For Alleged Broker Misconduct Who is William Riley formerly with Silver Oak Securities? William Riley (CRD #1493287) who was formerly registered with Silver Oak Securities and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Riley Customer Complaints William Riley has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of William Riley’s 6 customer complaints were settled in favor of investors. One of William Riley’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Riley Wealth Advisors for investment losses caused by William Riley’s alleged misconduct. Allegations Against William Riley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Riley’s alleged failure to follow instructions. William Riley’s unauthorized trading, unsuitable investments, & violation of Oklahoma securities laws. William Riley’s alleged suitability, breach of fiduciary, failure to supervise. Unsuitable investment recommendations allegedly made by William Riley. William Riley’s alleged unsuitable investments, demanding payment for the loss and attorney’s fees. William Riley Red Flags & Your Rights As An Investor Of course, William Riley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Riley at Silver Oak Securities on alert to review carefully the activity and performance of their accounts and question whether William Riley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities Due To William Riley If you have questions about Silver Oak Securities and/or William Riley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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