Private Equity Funds – Risks & Loss Potential for Investors

Private equity funds are pooled investment vehicles that raise capital from investors to acquire ownership stakes in private companies. These funds are typically sold through broker-dealers and financial advisors to retail investors seeking higher returns than public markets offer. They are structured as limited partnerships: the fund manager serves as the general partner (GP) and makes all investment decisions, while investors contribute capital as limited partners (LPs) with no control over how their money is deployed. Most private equity funds sold to retail investors take the form of feeder funds or direct limited partnership interests offered through Regulation D private placements. Broker-dealers earn placement fees—typically 2–8% of invested capital—for distributing these products, creating a powerful financial incentive to recommend them regardless of suitability.

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Michael Blumer Formerly With Spartan Capital Securities, LLC Reviews

Michael Blumer (CRD #4861312) , located in New York, New York, has a diverse history in the securities industry but is not currently registered. Throughout his career, Blumer has worked with multiple firms, including Spartan Capital Securities, SW Financial, and Woodstock Financial Group, among others, totaling at least twelve different firms based on registration records. He has passed 2 general industry/product exams and 1 multi-state securities law exam. Notably, he has not passed any principal/supervisory exams. His registrations have spanned from states like New York to North Carolina, indicating a broad geographic scope of operations.

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David Cohen of Craft Capital Management LLC

David Cohen Of Craft Capital Management LLC And Formerly With Spartan Capital Securities, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Cohen (CRD #5858234) who is currently registered with Craft Capital Management LLC and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Craft Capital Management LLC, David Cohen was associated with Spartan Capital Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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