May 2, 2023

Michael Giovannelli formerly with Spartan Capital Securities, LLC

DID MICHAEL JOHN GIOVANNELLI CAUSE YOU INVESTMENT LOSSES? Michael Giovannelli Formerly With Spartan Capital Securities, LLC and Richard James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Giovannelli Customer Complaints Michael Giovannelli has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding and an arbitration award against Michael Giovannelli and his employer in favor of the investor. Another customer complaint was settled by his former employer in favor of the investor. Woodstock Financial Group denied another customer complaint and no further action was taken by the customer. There is currently one customer complaint pending. Allegations Against Michael Giovannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Giovannelli Red Flags & Your Rights As An Investor Of course, Michael Giovannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giovannelli at Spartan Capital Securities, LLC and Richard James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Giovannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Richard James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Giovannelli If you have questions about Spartan Capital Securities, LLC, Richard James & Associates, Inc. and/or Michael Giovannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Freeman formerly with Spartan Capital Securities, LLC

DID MICHAEL EDGAR FREEMAN CAUSE YOU INVESTMENT LOSSES? Michael Freeman Formerly With Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Freeman Customer Complaints Michael Freeman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Michael Freeman and his employer. The other customer complaint evolved into a FINRA arbitration and was settled by Spartan Capital Securities in favor of the investor. Allegations Against Michael Freeman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Freeman Red Flags & Your Rights As An Investor Of course, Michael Freeman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Freeman at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Freeman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Freeman If you have questions about Spartan Capital Securities, LLC and/or Michael Freeman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Venturino formerly with Spartan Capital Securities, LLC

DID MICHAEL CHRISTOPHER VENTURINO CAUSE YOU INVESTMENT LOSSES? Michael Venturino Formerly With Spartan Capital Securities, LLC and Trident Partners Ltd. Has 16 Customer Complaints For Alleged Broker Misconduct Michael Venturino Customer Complaints Michael Venturino has been the subject of 16 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by Michael Venturino’s employers in favor of the investors. Four of the customer complaints were denied and, to date, no further action has been taken. There is currently one arbitration proceeding that is pending against his former employer, Trident Partners, Ltd. for his alleged misconduct. Allegations Against Michael Venturino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Venturino Red Flags & Your Rights As An Investor Of course, Michael Venturino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Venturino at Spartan Capital Securities, LLC and Trident Partners Ltd. on alert to review carefully the activity and performance of their accounts and question whether Michael Venturino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Trident Partners Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Venturino If you have questions about Spartan Capital Securities, LLC, Trident Partners Ltd. and/or Michael Venturino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Manuel Paredes formerly with First Standard Financial Company LLC

DID MANUEL PAREDES CAUSE YOU INVESTMENT LOSSES? Manuel Paredes Formerly With First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Manuel Paredes Customer Complaints Manuel Paredes has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Laidlaw and Co. in favor of the investor. The same brokerage firm denied another customer complaint and, to date, no further action has been taken. Allegations Against Manuel Paredes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Manuel Paredes Red Flags & Your Rights As An Investor Of course, Manuel Paredes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Paredes at First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Manuel Paredes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Standard Financial Company LLC, Worden Capital Management LLC and Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Standard Financial Company LLC Due To Manuel Paredes If you have questions about First Standard Financial Company LLC, Worden Capital Management LLC, Spartan Capital Securities, LLC and/or Manuel Paredes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2023

Kostas Tsamos formerly with Spartan Capital Securities, LLC

DID KOSTAS TSAMOS CAUSE YOU INVESTMENT LOSSES? Kostas Tsamos Formerly With Spartan Capital Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Kostas Tsamos Customer Complaints Kostas Tsamos has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Kostas Tsamos’ former employers: Spartan Capital Securities, J.P. Turner and Co., Hunter Scott Financial and Millennium Securities Corp. One customer complaint was denied by his former employer and the other is still pending. Allegations Against Kostas Tsamos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kostas Tsamos Red Flags & Your Rights As An Investor Of course, Kostas Tsamos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kostas Tsamos at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Kostas Tsamos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Kostas Tsamos If you have questions about Spartan Capital Securities, LLC and/or Kostas Tsamos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2023

Kyle Manning formerly with Spartan Capital Securities, LLC

DID KYLE INFINITE MANNING CAUSE YOU INVESTMENT LOSSES? Kyle Manning Formerly With Spartan Capital Securities, LLC and Southeast Investments, N.C., Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Kyle Manning Customer Complaints Kyle Manning has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kyle Manning’s former employers Spartan Capital Securities and Hunter Scott Financial in favor of the investors. One customer complaint was denied by Hunter Scott Financial and the customer took no further action. There is currently one arbitration proceeding pending against Spartan Capital Securities for Kyle Manning’s alleged misconduct. Allegations Against Kyle Manning A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Manning Red Flags & Your Rights As An Investor Of course, Kyle Manning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Manning at Spartan Capital Securities, LLC and Southeast Investments, N.C., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Manninghas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Kyle Manning If you have questions about Spartan Capital Securities, LLC, Southeast Investments, N.C., Inc. and/or Kyle Manning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Deiter of Spartan Capital Securities, LLC

DID JUSTIN RAY DEITER CAUSE YOU INVESTMENT LOSSES? Justin Deiter Of Spartan Capital Securities, LLC And Formerly With Allied Millennial Partners, LLC and Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Justin Deiter Customer Complaints Justin Deiter has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints have been settled by Justin Deiter’s former employers in favor of the investors. One customer complaint was denied and no further action was taken. The last customer complaint against Spartan Capital Securities remains pending in a FINRA arbitration proceeding. Allegations Against Justin Deiter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Deiter Red Flags & Your Rights As An Investor Of course, Justin Deiter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Deiter at Spartan Capital Securities, LLC, Allied Millennial Partners, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Justin Deiter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Allied Millennial Partners, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Justin Deiter If you have questions about Spartan Capital Securities, LLC, Allied Millennial Partners, LLC, Aegis Capital Corp. and/or Justin Deiter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2023

John Stapleton of Spartan Capital Securities, LLC

DID JOHN JOSEPH STAPLETON CAUSE YOU INVESTMENT LOSSES? John Stapleton Of Spartan Capital Securities, LLC Has 5 Customer Complaints For Alleged Broker Misconduct John Stapleton Customer Complaints John Stapleton has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. Three of the customer complaints were settled by John Stapleton’s current and former employers in favor of the investors. There is currently one customer complaint pending against John Stapleton’s former employers for his alleged misconduct. Allegations Against John Stapleton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Stapleton Red Flags & Your Rights As An Investor Of course, John Stapleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Stapleton at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether John Stapleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To John Stapleton If you have questions about Spartan Capital Securities, LLC and/or John Stapleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Demetri Formerly of SW Financial

DID GARY P. DEMETRI CAUSE YOU INVESTMENT LOSSES? Gary Demetri Formerly of SW Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Demetri Formerly of SW Financial? Gary Demetri (CRD #1744849) who was formerly registered with SW Financial and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to SW Financial, Gary Demetri was associated with Spartan Capital Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Demetri Customer Complaints Gary Demetri has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints resulted in an arbitration award in favor the investor. The other customer complaint against Spartan capital securities for Mr. Demetri’s alleged misconduct remains pending. Allegations Against Gary Demetri A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Demetri Red Flags & Your Rights As An Investor Of course, Gary Demetri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Demetri at SW Financial and Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Demetri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SW Financial Due To Gary Demetri If you have questions about SW Financial, Spartan Capital Securities, LLC and/or Gary Demetri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Nestler formerly with Infinex Investments, Inc.

DID DONALD CLIFFORD NESTLER CAUSE YOU INVESTMENT LOSSES? Donald Nestler Formerly With Infinex Investments, Inc., Santander Securities LLC, And J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Nestler formerly with Infinex Investments, Inc.? Donald Nestler (CRD #5122742) who was formerly registered with Infinex Investments, Inc. and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, Inc., Donald Nestler was associated with Santander Securities LLC, J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Nestler Customer Complaint Donald Nestler has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations. The customer complaint filed against Donald Nestler’s former employer Spartan Capital Securities, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Nestler Red Flags & Your Rights As An Investor Of course, Donald Nestler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Nestler at Infinex Investments, Inc., Santander Securities LLC, and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Nestler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc., Santander Securities LLC, and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Donald Nestler If you have questions about Infinex Investments, Inc., Santander Securities LLC, J.P. Morgan Securities LLC, and/or Donald Nestler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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