Apr 14, 2024

Amy Cranfill of Stifel, Nicolaus & Company, Incorporated

DID AMY FAYE CRANFILL CAUSE YOU INVESTMENT LOSSES? Amy Cranfill Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Juan Gauna Customer Complaint Amy Cranfill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered as the Representative’s sole customer an unsuitable annuity contract.  Stifel, Nicholaus and Co. recently denied the customer complaint recently.  So far, the investor has not taken any further action. Amy Cranfill Red Flags & Your Rights As An Investor Of course, Amy Cranfill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Cranfill at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Amy Cranfill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Amy Cranfill  If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Amy Cranfill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Morgan Stanley denied one of the customer complaints and the investor took no further action. There is currently one FINRA arbitration proceeding as recently filed and still pending against Morgan Stanley for Robert Romley’s alleged misconduct. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III  If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Richard Stone of Stifel, Nicolaus & Company, Incorporated?

DID RICHARD DAVID STONE CAUSE YOU INVESTMENT LOSSES? Richard Stone Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Richard Stone Customer Complaint Richard Stone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, fraud, breach of contract, violation of the New Jersey Uniform Securities Act and violation of the Florida Securities and Investor Protection Act related to common and preferred stock transactions in structured notes.  The FINRA arbitration proceeding was recently filed against Stifel Nicholaus and Co. and is still pending. Richard Stone Red Flags & Your Rights As An Investor Of course, Richard Stone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stone at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Stone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Stone If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Stone and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2024

Mary Swanson of Stifel, Nicolaus & Company, Incorporated

DID MARY J SWANSON CAUSE YOU INVESTMENT LOSSES? Mary Swanson Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Mary Swanson Customer Complaint Mary Swanson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract, negligence, and breach of fiduciary duty. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Mary Swanson Red Flags & Your Rights As An Investor Of course, Mary Swanson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Swanson at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Mary Swanson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Mary Swanson If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Mary Swanson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2024

Alan Cohen of Stifel, Nicolaus & Company Incorporated

DID ALAN JEFFREY COHEN CAUSE YOU INVESTMENT LOSSES? Alan Cohen Of Stifel, Nicolaus & Company Incorporated And Formerly With UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Alan Cohen Customer Complaints Alan Cohen has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration and resulted in the award against Alan Cohen and his employer in favor of the investor. Another customer complaint was settled by the advisor’s employer in favor of the investor. One customer complaint was denied by Citigroup Global Markets, the investor took no further action. There is currently one customer complaint that was recently made to UBS Financial Services that is still pending review and resolution. Allegations Against Alan Cohen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Cohen Red Flags & Your Rights As An Investor Of course, Alan Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Cohen at Stifel, Nicolaus & Company Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To Alan Cohen If you have questions about Stifel, Nicolaus & Company Incorporated, UBS Financial Services Inc., and/or Alan Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Kenneth Ramos of Stifel, Nicolaus & Company, Incorporated

DID KENNETH CARL RAMOS CAUSE YOU INVESTMENT LOSSES? Kenneth Ramos Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Kenneth Ramos Customer Complaints Kenneth Ramos has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Dain Rauscher in favor of the investor. The other customer complaint evolved into a FINRA arbitration proceeding filed against Stifel, Nicholaus & Co. for Kenneth Ramos’ alleged misconduct and still pending. Allegations Against Kenneth Ramos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Ramos Red Flags & Your Rights As An Investor Of course, Kenneth Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Ramos at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kenneth Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Kenneth Ramos If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Kenneth Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Herbert Buchbinder of Stifel, Nicolaus & Company, Incorporated

DID HERBERT CHARLES BUCHBINDER CAUSE YOU INVESTMENT LOSSES? Herbert Buchbinder Of Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Herbert Buchbinder Customer Complaints Herbert Buchbinder has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Herbert Buchbinder’s former employers in favor of the investors. Another customer complaint was denied by Kappel Co. v. a Securities and the investor took no further action. The last customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Allegations Against Herbert Buchbinder A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Herbert Buchbinder Red Flags & Your Rights As An Investor Of course, Herbert Buchbinder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert Buchbinder at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Herbert Buchbinder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Herbert Buchbinder If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Herbert Buchbinder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Barry Bruner of Stifel, Nicolaus & Company, Incorporated

DID BARRY CLARENCE BRUNER CAUSE YOU INVESTMENT LOSSES? Barry Bruner Of Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Barry Bruner Customer Complaints Barry Bruner has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wedbush Securities in favor of the investor. The other 2 customer complaints were denied by Barry Bruner’s employers and so far, the investors have not taken any further action. Allegations Against Barry Bruner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Bruner Red Flags & Your Rights As An Investor Of course, Barry Bruner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Bruner at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barry Bruner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Barry Bruner If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Barry Bruner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2023

Jennifer Basey of Stifel, Nicolaus & Company, Incorporated

DID JENNIFER LILLIAN BASEY CAUSE YOU INVESTMENT LOSSES? Jennifer Basey Of Stifel, Nicolaus & Company, Incorporated And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Jennifer Basey Customer Complaints Jennifer Basey has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Edward Jones in favor of the investors. Stifel, Nicholas and Co. recently denied the other customer’s complaint and thus far, the investor has not taken any further action in the form of an arbitration proceeding or otherwise. Allegations Against Jennifer Basey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jennifer Basey Red Flags & Your Rights As An Investor Of course, Jennifer Basey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Basey at Stifel, Nicolaus & Company, Incorporated and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jennifer Basey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jennifer Basey If you have questions about Stifel, Nicolaus & Company, Incorporated, Edward Jones and/or Jennifer Basey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2023

Rahn Lund of Stifel Nicolaus & Company, Incorporated

DID RAHN STUART LUND CAUSE YOU INVESTMENT LOSSES? Rahn Lund Of Stifel Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Rahn Lund Customer Complaints Rahn Lund has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Capital Markets in favor of the investor. The other 2 customer complaints were denied by the brokerage firm recently and, so far, the investors have not taken any further action. Allegations Against Rahn Lund A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rahn Lund Red Flags & Your Rights As An Investor Of course, Rahn Lund did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rahn Lund at Stifel Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Rahn Lund has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Rahn Lund If you have questions about Stifel Nicolaus & Company, Incorporated and/or Rahn Lund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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